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HomeMy WebLinkAbout2011.12 December Monthly Report To: Wally Bobkiewicz, City Manager Marty Lyons, Assistant City Manager/CFO Cc: Hitesh Desai, Accounting Manager From: Louis Gergits, Interim Finance Division Manager Subject: December 2011 Monthly Financial Report Date: January 27, 2012 Please find attached the unaudited financial statements as of December 31, 2011, which represents the end of the ten-month 2011 fiscal year. Be advised, these year- end financial statements are preliminary, as additional expenditures and revenues may continue to be posted and applied to FY 2011. A summary by fund for total revenues, expenditures/expenses, fund balances, and cash balances is as follows: YTD YTD YTD 12/31/2011 12/31/2011 12/31/2011 12/31/2011 12/31/2011 Unreserved Cash Fund Name Fund #Revenue Expenses Net Fund Bal Balance* General 100 73,175,352$ 71,399,332$ 1,776,020$ 16,357,983$ 10,572,661$ HPRP 190 195,943 195,943 - - - Neighborhood Stabilization 195 4,688,070 4,685,809 2,261 2,261 2,943 Motor Fuel 200 1,877,521 1,678,433 199,088 881,178 1,043,574 Emergency 911 205 851,156 936,020 (84,864) 1,309,968 1,238,899 SSA#4 210 377,423 388,000 (10,577) 101,748 (89,909) CDBG 215 1,493,988 1,620,240 (126,252) 296,547 56,929 CDBG Loan 220 164,056 194,225 (30,169) 1,974,553 26,032 Economic Development 225 1,415,423 1,857,015 (441,592) 1,981,609 1,939,318 Neighborhood Improvement 235 20,000 - 20,000 109,915 109,915 Home 240 80,680 85,861 (5,181) 2,631,350 14,243 Affordable Housing 250 19,666 47,157 (27,491) 2,271,662 557,524 Washington National TIF 300 5,175,137 4,301,049 874,088 10,036,764 7,612,957 SSA#5 305 426,936 53,853 373,083 611,505 394,513 SW II TIF (Howard Hartrey) 310 1,214,462 853,857 360,605 5,572,370 5,000,873 Southwest TIF 315 451,452 724,100 (272,648) 124,849 (121,881) Debt Service 320 13,563,603 12,994,881 568,722 243,256 1,036,314 Howard Ridge TIF 330 676,989 145,812 531,177 1,283,127 1,094,328 West Evanston TIF 335 494,251 113,875 380,376 1,634,819 1,423,885 Capital Improvement 415 5,481,965 7,962,919 (2,480,954) 3,424,390 4,690,762 Special Assessment 420 239,276 1,026,014 (786,738) 2,973,217 3,131,210 Parking 505 8,434,739 7,591,060 843,679 22,889,976 13,558,703 Water 510-513 16,042,015 14,324,674 1,717,341 7,851,228 9,997,865 Sewer 515 20,148,065 16,291,756 3,856,309 2,967,246 6,062,574 Solid Waste 520 2,821,011 4,213,071 (1,392,060) (1,392,060) (1,433,886) Fleet 600 4,103,726 3,921,052 182,674 2,576,632 1,448,987 Insurance 605 14,614,602 13,871,043 743,559 (4,193,938) 1,275,648 Total**178,247,507$ 171,477,051$ 6,770,456$ 84,522,155$ 70,644,981$ *This is net of any interfund receivables/payables **This summary does not include the Police or Fire Pension Funds even though detailed reports are included. The City manages these funds as a trustee and are not available for use by the City. Memorandum 1 GENERAL FUND Through December 31, 2011, General Fund revenues were $73,175,352 or 99.05% budget. The City’s major revenue sources for the General Fund in FY 2011 consisted of property tax, sales tax, home rule sales tax, state income tax, and charges for services. The table below summarizes actual revenues compared with the budgeted amounts: FY 2011 Revenue Source Budget Actual Variance Variance % Property Taxes 16,516,200$ 16,009,204$ (506,996)$ 96.93% Sales Tax 7,300,000$ 7,403,517$ 103,517$ 101.42% Home Rule Sales Tax 4,552,968$ 4,749,481$ 196,513$ 104.32% State Income Tax 4,635,565$ 4,855,460$ 219,895$ 104.74% Charges for Services 6,048,402$ 6,444,195$ 395,793$ 106.54% The major revenue sources which did not perform near budgeted levels were the natural gas distribution tax and interest income. Natural gas distribution tax revenue was $848,770 or 61.28% of budget. The lower than expected natural gas distribution tax revenue is explained by the moderate winter experienced in the northern Illinois area. Interest income in FY 2011 was $2,072 or 17.27% of budget. Interest income revenue was lower than expected due to the struggling economy and historically low interest rates. The City also uses a compensating balance method to pay banking fees and as such our fees for banking services (accounts payable and payroll processing) reduce our investment income substantially. General Fund expenditures through December 31, 2011 were $71,399,332 or 96.65% of budget. As the City approached the end of the 2011 fiscal year, staff carefully controlled spending to ensure that expenditures for the ten-month period remained below budgeted levels. As of December 31, 2011, the General Fund ending fund balance was $16.36M, which represents approximately 23% of the City’s general operating expenditures. Thus, the City remains above the 8.3% minimum balance per the Fund Reserve Policy. Please note also that as a part of our conversion to a calendar year there will be a change in our recording of fund balance because of a change of our treatment of property taxes. In the past, the City treated property taxes received within 60 days of the close of the fiscal year as revenue in that year. In other words 1st installment distributions made in March and April each year were credited to the previous year’s financial statement. Since we do not receive as much of the 2011 levy property taxes in January or February, there will be less revenues to credit back to 2011, and our receivable will reduced in the 2011 Audited Financial Statements. This does not impact our cash balance in anyway. As stated above, year-end totals for FY 2011 General Fund revenues were $73,175,352. General Fund expenditures for FY 2011 were $71,399,332. As a result, staff anticipates the General Fund will post a net surplus on a cash basis of $1,776,020. 2 The table below summarizes actual FY 2011 General Fund revenues and expenditures compared with budget: FY 2011 General Fund Budget Actual Variance Variance % Revenues 73,873,482$ 73,175,352$ (698,130)$ 99.05% Expenses 73,873,482$ 71,399,332$ (2,474,150)$ 96.65% Net Surplus (Deficit)- 1,776,020$ This General Fund surplus was increased by $750,000 from the sale of land on Chicago Avenue, which is considered one-time revenue. Excluding this revenue, the net surplus is equal to approximately 1.5% of total expenses for the 2011 fiscal year. OTHER FUNDS For FY 2011, the Homelessness Prevention and Rapid Re-Housing Program posted revenues and expenditures of $195,943, and it is anticipated that this grant funded program will wind down in early 2012. The Neighborhood Stabilization Fund posted revenues of $4,688,070, which was 55.89% of budget and expenditures of $4,685,809 which was 55.87% of budget, resulting in a surplus of $2,261 and a year-end fund balance of $2,261. The Motor Fuel Fund revenues of $1,877,521 performed at 98.71 % of budget through December 31, 2011. Expenditures were $1,678,433 or 88.46% of budget, resulting in a surplus of $199,088. The year-end fund balance was $881,178. The Emergency 911 (E911) Fund revenues for FY 2011 were $851,156 or 98.31% of budget. Expenditures were $936,020 or 82.54% of budget, resulting in a deficit of $84,864. The fund had a deficit of $268,208 budgeted in FY 2011. The year-end fund balance for the E911 Fund was $1,309,968. The Special Service Area (SSA) #4 Fund performed close to budget with revenues of $377,423 at 99.85% of budget and expenditures of $388,000 at 102.56% of budget. The fund posted a deficit of $10,577. SSA #4 has a year-end fund balance of $101,748 and negative cash balance of $89,909 through December 31, 2011. Staff expects the first installment of the 2011 property tax levy (which will be collected in 2012) will offset the deficit and negative cash balance in the fund. The Community Development Block Grant (CDBG) Fund revenues for FY 2011 were $1,493,988 or 69.81% of budget and expenditures were $1,620,240 or 77.26% of budget, resulting in a net deficit of $126,252. The year-end fund balance was $296,547 and there was a cash balance of $56,929. The CDBG Loan Fund revenues for FY 2011 were $164,056 and expenditures were $194,225, resulting in a net deficit of $30,169. The fund had a deficit of $11,000 3 budgeted in FY 2011. The year-end fund balance was $1,974,553 and there was a cash balance of $26,032. The Economic Development Fund revenues for FY 2011 were $1,415,423 or 85.37% of budget and expenditures were $1,857,015 or 92.05% of budget, resulting in a deficit of $441,592. Fund revenues were below budget due to lower than expected hotel and amusement tax collections. Hotel tax revenue was 11% below budget and amusement tax revenue was 29% below budget. Current year expenses included the purchase of property on Howard Street which will be returned to the fund in accordance with the redevelopment plan approved by the City Council. The year-end fund balance was $1,981,609 and a cash balance of $1,939,318. The Neighborhood Improvement Fund revenues for FY 2011 were $20,000 or 100% of budget and there were no expenditures, resulting in a surplus of $20,000. The year-end fund balance was $109,915. The Home Fund revenues for FY 2011 were $80,680 or 14.15% of budget and expenditures were $85,861 or 15.06% of budget, resulting in a deficit of $5,181. The year-end fund balance was $2,631,350. The Affordable Housing Fund revenues for FY 2011 were $19,666 or 67.05% of budget and expenditures were $47,157 or 17.58% of budget, resulting in a deficit of $27,491. The fund had a deficit budgeted for FY 2011 of $238,896. The year-end fund balance was $2,271,662. The Washington National TIF Fund revenues for FY 2011 were $5,175,137 or 107.26% of budget and expenditures were $4,301,049 or 84.39% of budget, resulting in a surplus of $874,088. The year-end fund balance was $10,036,764. The SSA #5 Fund revenues for FY 2011 were $426,936 or 99.55% of budget and expenditures were $53,853 or 12.56% of budget, resulting in a surplus of $373,083 through December 31, 2011. A debt service principle payment budgeted for FY 2011 was not incurred until January 2012. The year-end fund balance was $611,505. The Southwest II TIF Fund (Howard-Hartrey) revenues for FY 2011 were $1,214,462, or 93.06% of budget and expenditures were $853,857 or 65.01% of budget, resulting in a surplus of $360,605. The year-end fund balance was $5,572,370. The Southwest TIF Fund revenues for FY 2011 were $451,452 or 68.77% of budget and expenditures were $724,100 or 100% of budget, resulting in a deficit of $272,648. Fund revenues were below budget due to lower than expected property tax increment collections. The fund had a deficit budgeted for FY 2011 of $67,600. The year-end fund balance was $124,849 and there was a negative cash balance of $121,881. The shortfall is due to the payment of the Ward Manufacturing incentive and this deficit will be made up with the first installment of the 2011 property tax levy (which will be collected in 2012). 4 The Debt Service Fund revenues for FY 2011 were $13,563,603 or 113% of budget and expenditures were $12,994,881 or 130.5% of budget, resulting in a surplus of $568,722. The year-end fund balance was $243,256. Both revenues and expenditures exceeding budget were the result of the approved refunding of the 2003B series bonds. The Howard Ridge TIF Fund revenues were $676,989 or 98.2% of budget and expenditures were $145,812 or 121% of budget, resulting in a net surplus of $531,177. The year-end fund balance was $1,283,127. The West Evanston TIF Fund revenues for FY 2011 were $494,251 or 85.07% of budget and expenditures were $113,875 or 21.09% of budget, resulting in a surplus of $380,376. The year-end fund balance was $1,634,819. The Capital Improvement Fund revenues were $5,481,965 or 54.63% of budget and expenditures were $7,962,919 or 59.38% of budget, resulting in a deficit of $2,480,954. The fund had a deficit budgeted for FY 2011 of $3,375,845. Both revenues and expenditures for the Capital Improvement Fund were significantly below budget in FY 2011. The shortfall in revenue was the result of approximately $4M in anticipated grants which were not awarded to the City. As a result, associated expenditures from grant-funded projects were not incurred in FY 2011. The year-end fund balance for the Capital Improvement Fund was $3,424,390. The Special Assessment Fund revenues for FY 2011 were $239,276 or 41.61% of budget and expenditures were $1,026,014 or 54.21% of budget, resulting in a deficit of $786,738. The fund had a deficit of $1,317,659 budgeted in FY 2011. The year-end fund balance was $2,973,217. The Parking Fund revenues for FY 2011 were $8,434,739 or 81.88% of budget and expenditures were $7,591,060 or 56.65% of budget, resulting in a surplus of $843,679. This surplus has been substantially reduced from the $3.3M surplus listed in the November 2011 financial reports. The reduction in the Parking Fund surplus is the result of debt service payments made in the final quarter of the fiscal year. The year- end fund balance was $22,889,976. The Parking Fund is also scheduled for major capital improvements including meter replacements, continued deck maintenance and signage in 2012. The Water Fund revenues for FY 2011 were $16,042,015 or 109.66% of budget and expenditures were $14,324,674 or 80.08% of budget, resulting in a surplus of $1,717,341. The year-end fund balance was $7,851,228. Debt proceeds exceeded budget by approximately $680,000. This is due to GO 2011A bond premium in the amount of $37,530 and IEPA loan proceeds of $642,359. The Sewer Fund revenues for FY 2011 were $20,148,065 or 102.22% of budget and expenditures were $16,291,756 or 95.52% of budget, resulting in a surplus of $3,856,309. The year-end fund balance was $2,967,246. 5 The Solid Waste Fund revenues for FY 2011 are $2,821,011 or 95.64% of budget and expenditures were $4,213,071 or 106.2% of budget, resulting in a deficit of $1,392,060. The negative year-end fund balance was $1,392,060 and the negative cash balance was 1,443,886. For FY 2012, $1.2M is budgeted for transfer from the General Fund to the Solid Waste Fund to eliminate the negative fund balance. The Fleet Fund revenues for FY 2011 were $4,103,726 or 100.22% of budget and expenditures of $3,921,052 or 76.81% of budget, resulting in a surplus of $182,674. The year-end fund balance was $2,576,632. The majority of this fund balance will be transferred to the Equipment Replacement Fund in 2012 for the purchase of new vehicles The Insurance Fund revenues for FY 2011 are $14,614,602 or 95.68% of budget and expenditures were $13,871,043 or 94.98% of budget, resulting in a surplus of $743,559. As of December 31, 2011, the Insurance Fund has a negative fund balance of $4,193,938 and a cash balance of $1,275,648. A large portion of this negative fund balance is due to insurance reserves for potential claims payable. These claims/cases have not been settled, and therefore there is no guarantee the City will actually experience this negative fund balance as estimated. It is important to note that it is difficult to budget for many insurance related expenses due to the highly uncertain nature of insurance claims. As an Internal Service Fund, the Insurance Fund reserves or deficits are for all intents and purposes reviewed as a part of the General Fund. As such, it is imperative that the City reduce these deficits to avoid any negative impact to General Fund operations. If there are any questions on the attached report, please contact me by phone at (847) 859-7816 or by email: lgergits@cityofevanston.org. Detailed fund summary reports can be found at the following link: http://www.cityofevanston.org/city-budget/financial-reports/ 6 CERTIFICATION OF ATTACHED FINANCIAL REPORTS As required per Illinois Statute 65 ILCS 5/3.1-35-45 I, Martin Lyons, Treasurer of the City of Evanston, hereby affirm that I have reviewed the December 31, 2011 year-to- date financial information and reports which to the best of my knowledge appear accurate and complete. 7 Revenues Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Property Tax 16,516,200$ 16,009,204$ 96.9%-$ -$ -$ -$ -$ -$ -$ -$ Sales Tax 11,852,968 12,152,998 102.5% State Income Tax 4,635,565 4,855,460 104.7% Utility Tax 6,982,341 6,344,644 90.9% Real Estate Transfer Tax 1,500,000 1,989,587 132.6% Liquor Tax 1,623,754 1,804,356 111.1% Other Taxes 4,433,860 4,142,793 93.4% Licenses, Permits, Fees 7,293,557 6,783,896 93.0% Charges for Services 6,048,402 6,444,195 106.5% 4,545,138 5,007,671 110.2% 10,504,299 10,893,895 103.7% 10,931,000 11,217,554 102.6% 2,949,489 2,821,011 95.6% Intergovernmental Revenues 802,239 891,639 111.1% 2,820,455 3,419,636 121.2% Interfund Transfers 6,790,549 6,557,462 96.6% Other Non-Tax Revenue 5,394,047 5,199,118 96.4% 2,936,000 7,432 0.3% 4,125,004 5,148,120 124.8% 4,092,918 8,930,511 218.2% Total Revenues 73,873,482$ 73,175,352$ 99.1% 10,301,593$ 8,434,739$ 81.9% 14,629,303$ 16,042,015$ 109.7% 15,023,918$ 20,148,065$ 134.1% 2,949,489$ 2,821,011$ 95.6% Expenditures Legislative 523,131$ 514,586$ 98.4%-$ -$ -$ -$ -$ -$ -$ -$ City Administration 1,675,952 1,329,524 79.3% Law Department 828,120 816,863 98.6% Administrative Services Department 8,206,488 6,684,499 81.5% Community and Econ. Development 2,824,205 2,677,868 94.8% Police Department 20,263,642 20,631,944 101.8% Fire & Life Safety Services 11,192,783 11,120,092 99.4% Health Department 2,135,313 1,989,997 93.2% Public Works- Operating 6,862,268 6,576,242 95.8% 10,158,426 7,591,060 74.7% 10,102,142 9,121,093 90.3% 16,368,740 15,768,137 96.3% 3,967,285 4,213,071 106.2% Public Works- Capital Outlay 3,242,598 - 0.0% 7,785,500 5,203,581 66.8% 687,475 523,619 76.2% Public Library 3,708,359 3,650,508 98.4% Parks, Recreation & Comm. Services 15,653,221 15,407,209 98.4% Total Expenditures 73,873,482$ 71,399,332$ 96.7% 13,401,024$ 7,591,060$ 56.6% 17,887,642$ 14,324,674$ 80.1% 17,056,215$ 16,291,756$ 95.5% 3,967,285$ 4,213,071$ 106.2% City of Evanston Report of Budget-to-Actual Revenues and Expenditures As of December 31, 2011 Parking Fund Water Fund Solid Waste FundSewer FundGeneral Fund (Target is 100% of FY 2011 Budget) 8 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Budget Audited Budget YTD Adopted Actual Adopted Actual Tax - Property 16,549,600$ 16,159,344$ 16,516,200$ 16,009,204$ Tax - State Use 1,095,000 1,060,610 677,877 852,743 Tax - Sales Tax (ROT)8,914,000 8,791,573 7,300,000 7,403,517 Tax - Sales Tax Home Rule 5,520,000 5,724,904 4,552,968 4,749,481 Tax - Auto Rental 35,000 36,445 29,155 34,004 Tax - Athletic Contest 650,200 646,337 550,000 154,227 Tax - State Income 5,717,000 5,808,360 4,635,565 4,855,460 Tax - Fire Insurance - - 90,000 - Tax - Electric Utility 2,802,000 2,783,149 2,196,333 2,338,827 Tax - Natural Gas Distribution 1,583,000 1,188,498 1,385,130 848,770 Tax - Natural Gas Use 869,000 740,854 709,044 528,650 Tax - Cigarette 485,000 440,103 295,284 304,827 Tax - Local Gasoline 450,000 558,024 550,378 481,751 Tax - Liquor 2,050,000 2,070,063 1,623,754 1,804,356 Tax - Parking 1,785,000 2,330,876 1,800,000 1,942,347 Tax - Personal Property Replacement 676,500 740,819 441,166 372,894 Tax - Real Estate Transfer 1,600,000 1,790,182 1,500,000 1,989,587 Tax - Telecommunications 3,230,000 3,160,106 2,691,834 2,628,397 License Fees - Vehicles 2,700,000 2,598,341 1,799,820 2,056,523 License Fees - Other 1,163,600 959,800 814,720 901,090 Other Fees 1,214,500 1,208,836 1,092,617 847,241 Permit Fees - Building 2,200,000 2,702,810 2,500,000 1,836,284 Permit Fees - Other 1,041,800 1,197,488 1,086,400 1,142,758 Fines and Forfeiture Revenue 4,403,500 4,002,700 3,806,864 3,230,763 Charges for Services Revenue 10,516,700 9,702,647 6,048,402 6,444,195 Other Revenue 1,400,800 3,349,977 1,575,183 1,966,283 Intergovernmental Revenue 785,500 1,152,632 802,239 891,639 Interfund Transfers In (Other Funds)7,336,200 7,608,746 6,790,549 6,557,462 Interest Income 100,000 11,454 12,000 2,072 Total Revenue 86,873,900 88,525,678 73,873,482 73,175,352 Legislative 603,194 589,865 523,131 514,586 City Administration 1,952,348 1,921,782 1,675,952 1,329,524 Law Department 1,026,853 960,007 828,120 816,863 Administrative Services Department 8,770,765 9,266,548 8,206,488 6,684,499 Community and Economic Development 3,885,366 3,904,597 2,824,205 2,677,868 Police Department 21,776,503 22,439,417 20,263,642 20,631,944 Fire & Life Safety Services Department 12,329,910 12,819,555 11,192,783 11,120,092 Health Department 2,307,906 2,079,737 2,135,313 1,989,997 Public Works Department 12,899,123 12,618,306 6,862,268 6,576,242 Library 4,217,872 4,214,554 3,708,359 3,650,508 Parks, Recreation & Community Services 16,808,920 16,157,573 15,653,221 15,407,209 Total Expenditures 86,578,760 86,971,941 73,873,482 71,399,332 Net Surplus (Deficit)295,140$ 1,553,737$ -$ 1,776,020$ Beginning Unreserved/Undesignated Fund Balance 13,175,781 14,581,963 Adjustment (Note 1)(147,555) Ending Unreserved/Undesignated Fund Balance 14,581,963$ 16,357,983$ Note 1: Adjustment reflects reconciliation between budgetary basis and GAAP basis. City of Evanston General Fund As of December 31, 2011 9 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Budget YTD Budget Actual Adopted Actual Grant Proceeds -$ -$ 288,460$ 195,943$ Total Revenue - - 288,460 195,943 HPRP Administration - - 27,000 10,841 Program Activities - - 261,460 185,102 Total Expenditures - - 288,460 195,943 Net Surplus (Deficit)-$ -$ -$ -$ Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ -$ City of Evanston Homelessness Prevention & Rapid Re-Housing Program As of December 31, 2011 10 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Budget YTD Budget Actual Adopted Actual Grant Proceeds 4,000,000$ 4,205,637$ 6,887,345$ 4,688,070$ Program Income - - 1,500,000 - Total Revenue 4,000,000 4,205,637 8,387,345 4,688,070 Development Activities 4,000,000 4,205,637 7,985,000 4,364,094 Administration - - 124,345 164,902 Transfer to General Fund - - 278,000 156,813 Total Expenditures 4,000,000 4,205,637 8,387,345 4,685,809 Net Surplus (Deficit)-$ -$ -$ 2,261$ Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ 2,261$ City of Evanston Neighborhood Stabilization Fund As of December 31, 2011 11 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual State Allotment 1,900,000$ 1,880,012$ 1,900,000$ 1,876,906$ Investment Earnings 30,000 1,614 2,000 615 Miscellaneous Income - 2,108 - - Total Revenue 1,930,000 1,883,734 1,902,000 1,877,521 Sheridan Rd./ Isabella St. Project (JT with Wilmette)130,000 - - - Street Resurfacing (2009)- - - - Street Resurfacing (2010)1,700,000 1,223,580 - - Street Resurfacing (2011)- 1,200,000 980,941 Transfer to General Fund - Staff Engineering 122,500 650,004 110,606 110,606 Transfer to General Fund - Street Maintenance 650,000 122,496 586,886 586,886 Total Expenditures 2,602,500 1,996,080 1,897,492 1,678,433 Net Surplus (Deficit)(672,500)$ (112,346)$ 4,508$ 199,088$ Beginning Unreserved Fund Balance 794,436 682,090 Ending Unreserved Fund Balance 682,090$ 881,178$ City of Evanston Motor Fuel Fund As of December 31, 2011 12 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Landline Surcharge Revenue 670,000$ 601,043$ 525,000$ 479,969$ Wireless Surcharge Revenue 380,000 410,851 340,000 370,891 Interest Income 6,000 974 750 296 Miscellaneous Revenue - - - - Total Revenue 1,056,000 1,012,868 865,750 851,156 Operating Expense 848,949 764,833 778,737 688,503 Interfund Transfers Out 143,455 143,472 125,868 125,868 Capital Replacement 1,619,700 913,530 229,353 121,649 Total Expenditures 2,612,104 1,821,835 1,133,958 936,020 Net Surplus (Deficit)(1,556,104)$ (808,967)$ (268,208)$ (84,864)$ Beginning Unreserved Fund Balance 2,203,799 1,394,832 Ending Unreserved Fund Balance 1,394,832$ 1,309,968$ City of Evanston E911 Fund As of December 31, 2011 13 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Property Tax Revenue 378,000$ 217,097$ 378,000$ 377,392$ Investment Income - 35 - 31 Total Revenues 378,000 217,132 378,000 377,423 Professional Fees (Evmark)378,000 378,216 378,000 388,000 Total Expenditures 378,000 378,216 378,000 388,000 Net Surplus (Deficit)-$ (161,084)$ -$ (10,577)$ Beginning Unreserved Fund Balance 273,409 112,325 Ending Unreserved Fund Balance 112,325$ 101,748$ City of Evanston Special Service Area #4 Fund As of December 31, 2011 14 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Intergovernmental/Entitlement 1,955,566$ 1,971,590$ 2,095,180$ 1,478,686$ Funds Reallocated from Prior Years 67,531 - 25,000 Program Income 27,079 37,787 20,000 15,302 Miscellaneous - - - - Total Revenues 2,050,176 2,009,377 2,140,180 1,493,988 CDBG Administration/Planning 344,870 359,568 308,367 229,186 Development Activities 843,063 768,449 1,016,894 744,787 Transfers to General Fund 856,000 881,360 772,000 646,267 Total Expenditures 2,043,933 2,009,377 2,097,261 1,620,240 Transfer In - - - - Net Surplus (Deficit)6,243$ -$ 42,919$ (126,252)$ Beginning Unreserved Fund Balance 422,799 422,799 Ending Unreserved Fund Balance 422,799$ 296,547$ City of Evanston CDBG Fund As of December 31, 2011 15 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Intergovernmental Revenue -$ 65,814$ -$ 158,988$ Program Income 3,000 - 9,000 4,800 Interest Income - - - 268 Total Revenues 3,000 65,814 9,000 164,056 Program Expenses 20,000 35,574 20,000 194,225 Transfer to CDBG 55,000 - - Development Activities - - - - Total Expenditures 75,000 35,574 20,000 194,225 Net Surplus (Deficit)(72,000)$ 30,240$ (11,000)$ (30,169)$ Beginning Unreserved Fund Balance 1,974,482 2,004,722 Ending Unreserved Fund Balance 2,004,722$ 1,974,553$ City of Evanston CDBG Loan Fund As of December 31, 2011 16 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Hotel Tax 1,500,000$ 1,275,713$ 1,350,000$ 1,201,088$ Amusement Tax 300,000 276,720 300,000 214,156 Investment Income 8,000 591 8,000 179 Total Revenues 1,808,000 1,553,024 1,658,000 1,415,423 Economic Development Activities 1,351,627 747,437 1,640,247 1,479,759 Tax Rebate Agreement - - Transfers to General Fund 407,455 390,000 377,256 377,256 Total Expenditures 1,759,082 1,137,437 2,017,503 1,857,015 Net Surplus (Deficit)48,918$ 415,587$ (359,503)$ (441,592)$ Beginning Unreserved Fund Balance 2,007,615 2,423,201 Ending Unreserved Fund Balance 2,423,201$ 1,981,609$ City of Evanston Economic Development Fund As of December 31, 2011 17 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Taxes 40,000$ 20,000$ 20,000$ 20,000$ Transfers From Other Funds -$ -$ - - Interest Income - - - - Total Revenues 40,000 20,000 20,000 20,000 Program Expenses 50,000 5,397 50,000 - Transfers to Other Funds - - - - Total Expenditures 50,000 5,397 50,000 - Net Surplus (Deficit)(10,000)$ 14,603$ (30,000)$ 20,000$ Beginning Unreserved Fund Balance 75,312 89,915 Ending Unreserved Fund Balance 89,915$ 109,915$ City of Evanston Neighborhood Improvement Fund As of December 31, 2011 18 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Intergovernmental /Entitlement 575,009$ 663,318$ 560,000$ 57,860$ Program Income 9,000 7,490 10,000 22,820 Total Revenues 584,009 670,808 570,000 80,680 Home Administration/Planning 51,000 - 56,000 4,789 CHDO Operating 25,500 - 28,000 Development Activities 465,700 83,141 429,600 40,422 Transfers to General Fund 34,300 - 56,400 40,650 Total Expenditures 576,500 83,141 570,000 85,861 Net Surplus (Deficit)7,509$ 587,667$ -$ (5,181)$ Beginning Unreserved Fund Balance 2,048,864 2,636,531 Ending Unreserved Fund Balance 2,636,531$ 2,631,350$ City of Evanston Home Fund As of December 31, 2011 19 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Interest Income 21,000$ 1,098$ 1,000$ 166$ Demolition Taxes 10,000 20,000 8,330 10,000 Developer Contributions 150,000 150,000 - 2,000 Rehab Repayments - 20,000 7,500 Miscellaneous - 37,037 - - Total Revenues 181,000 208,135 29,330 19,666 Housing - Land 50,000 - 41,650 - Housing - Buildings - - - - Down Payment Assistance 200,000 100,516 166,600 27,165 Transfers to General Fund 24,000 24,000 19,992 19,992 Miscellaneous 48,000 10,560 39,984 - Total Expenditures 322,000 135,076 268,226 47,157 Net Surplus (Deficit)(141,000)$ 73,059$ (238,896)$ (27,491)$ Beginning Unreserved Fund Balance 2,226,094 2,299,153 Ending Unreserved Fund Balance 2,299,153$ 2,271,662$ City of Evanston Affordable Housing Fund As of December 31, 2011 20 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 4,704,000$ 4,887,915$ 4,800,000$ 5,168,428$ Interest Income 25,000 27,588 25,000 6,709 Total Revenue 4,729,000 4,915,503 4,825,000 5,175,137 Series 1997 Principal (refunded by 1999 & 2008D) 304,002 305,000 325,000 325,000 Series 1997 Interest (refunded by 1999 and 2008D) 111,762 134,366 128,200 118,200 Contributions to Other Agencies - - - Capital Improvements 153,500 - 773,715 113,213 Contractual Services 79,000 94,942 125,000 Transfer to Parking Fund (Sherman)3,385,900 3,385,896 3,419,636 3,419,636 Transfer to General Fund 325,000 324,996 325,000 325,000 Total Expenditures 4,359,164 4,245,200 5,096,551 4,301,049 Net Surplus (Deficit) 369,836$ 670,303$ (271,551)$ 874,088$ Beginning Unreserved Fund Balance 8,492,373 9,162,676 Ending Unreserved Fund Balance 9,162,676$ 10,036,764$ City of Evanston Washington National TIF Fund As of December 31, 2011 21 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Taxes 431,812$ 395,214$ 428,756$ 426,899$ Interest Income 100 44 100 37 Total Revenue 431,912 395,258 428,856 426,936 Series 2002C Bonds Principal 325,000 315,000 340,000 - Series 2002C Bonds Interest 113,062 125,975 88,756 53,853 General Management Support - - - - Total Expenditures 438,062 440,975 428,756 53,853 Net Surplus (Deficit) (6,150)$ (45,717)$ 100$ 373,083$ Beginning Unreserved Fund Balance 284,139 238,422 Ending Unreserved Fund Balance 238,422$ 611,505$ City of Evanston Special Service Area #5 As of December 31, 2011 22 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 1,252,000$ 883,463$ 1,300,000$ 1,212,637$ Interest Income 15,000 1,549 5,000 1,825 Total Revenue 1,267,000 885,012 1,305,000 1,214,462 1994 & 1996 Bonds Principal (refunded by 1999 and 2008D bonds)533,249 535,000 570,000 570,000 1994 & 1996 Bonds Interest (refunded by 1999 and 2008D bonds)141,804 170,483 141,804 141,057 Other Expenses - 785 460,000 1,200 Operating Transfer to General Fund 141,600 141,600 141,600 141,600 Total Expenditures 816,653 847,868 1,313,404 853,857 Net Surplus (Deficit)450,347$ 37,144$ (8,404)$ 360,605$ Beginning Unreserved Fund Balance 5,174,621 5,211,765 Ending Unreserved Fund Balance 5,211,765$ 5,572,370$ City of Evanston SW II TIF (Howard Hartrey) As of December 31, 2011 23 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 656,000$ 330,136$ 656,000$ 451,421$ Interest Income 500 12 500 31 Total Revenue 656,500 330,148 656,500 451,452 Contribution to Other Agencies 840,000 840,523 700,000 700,000 Operating Transfer to General Fund 24,100 24,096 24,100 24,100 Total Expenditures 864,100 864,619 724,100 724,100 Net Surplus (Deficit)(207,600)$ (534,471)$ (67,600)$ (272,648)$ Beginning Unreserved Fund Balance 931,968 397,497 Ending Unreserved Fund Balance 397,497$ 124,849$ City of Evanston Southwest TIF As of December 31, 2011 24 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Tax- Current 10,376,436$ 9,642,473$ 10,806,574$ 10,209,401$ Net Property Tax- Prior Year - - - 195,837 Capitalized Interest 68,188 - - Bond Proceeds/Premium/ Discounts - - - 2,143,285 Transfer from Other Funds - IMRF - - 871,528 727,560 Interest Income 10,000 700 1,000 1,626 Transfer from Special Assessment Fund 317,659 317,664 317,660 285,894 Total Revenue 10,772,283 9,960,837 11,996,762 13,563,603 Series 2002 C- Principal 675,000 685,000 - Series 2002 C- Interest 171,737 221,812 117,400 63,547 Series 2003 B- Principal 365,000 365,000 - 2,780,000 Series 2003 B- Interest 104,560 104,560 46,623 59,832 Series 2004- Principal 710,000 785,000 735,000 815,000 Series 2004- Interest 559,400 589,850 533,250 558,450 Series 2004 B- Principal 1,150,000 1,465,000 1,210,000 1,535,000 Series 2004 B- Interest 185,824 248,811 145,494 253,200 Series 2005- Principal 510,000 525,000 525,000 545,000 Series 2005- Interest 741,500 761,400 721,500 740,800 Series 2006- Principal 75,000 125,000 75,000 125,000 Series 2006- Interest 457,583 472,158 454,620 467,220 Series 2006 B Bonds- Interest 604,126 604,126 302,063 302,063 Series 2007 - Principal 1,075,000 1,105,000 1,115,000 1,150,000 Series 2007 - Interest 654,625 692,543 626,520 663,239 Series 2008A - Principal 195,000 195,000 195,000 195,000 Series 2008A - Interest 144,012 144,013 138,162 138,162 Series 2008C - Principal 332,340 349,740 343,800 361,800 Series 2008C - Interest 408,014 429,376 398,044 418,884 Series 2008D - Principal 550,000 550,000 520,000 520,000 Series 2008D - Interest 31,378 31,376 47,874 47,874 Series 2010- Estimated Interest/Principal 800,000 107,966 - Series 2010 A - Principal DSF - 240,000 240,000 Series 2010 A - Interest DSF - 190,138 190,137 Series 2010 B - Principal DSF - 695,000 580,533 Series 2010 B - Interest DSF - 176,528 147,453 Series 2004- Principal SAF 75,000 - 80,000 Series 2004- Interest SAF 30,450 - 25,200 Series 2005- Principal SAF 15,000 - 20,000 Series 2005- Interest SAF 19,900 - 19,300 Series 2006- Principal SAF 50,000 - 50,000 Series 2006- Interest SAF 14,575 - 12,600 Series 2007 - Principal SAF 30,000 - 35,000 Series 2007 - Interest SAF 37,919 - 36,720 Series 2008C - Principal SAF 17,400 - 18,000 Series 2008C - Interest SAF 21,362 - 20,840 General Management and Support - 49 5,000 Transfer out -General Fund - - - Escrow Funding - - - Bond Issuance Costs 200,000 71,197 75,000 86,535 Fiscal Agent Fees 8,000 12,200 8,000 10,152 Total Expenditures 11,019,705 10,641,177 9,957,676 12,994,881 Net Surplus (Deficit)(247,422)$ (680,340)$ 2,039,086$ 568,722$ Beginning Unreserved Fund Balance 354,874 (325,466) Ending Unreserved Fund Balance (325,466)$ 243,256$ City of Evanston Debt Service Fund As of December 31, 2011 25 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Taxes 689,000$ 248,025$ 689,000$ 659,271$ Interest Income 500 239 400 100 Miscellaneous - 1,126 - 17,618 Total Revenue 689,500 249,390 689,400 676,989 General Management Support - 495,246 - 25,412 Transfers to General Fund 120,400 120,396 120,400 120,400 Total Expenditures 120,400 615,642 120,400 145,812 Net Surplus (Deficit)569,100$ (366,252)$ 569,000$ 531,177$ Beginning Unreserved Fund Balance 1,118,202 751,950 Ending Unreserved Fund Balance 751,950$ 1,283,127$ City of Evanston Howard Ridge TIF As of December 31, 2011 26 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Taxes 315,000$ 422,698$ 580,000$ 491,966$ Interest Income 500 1,060 1,000 2,285 Total Revenue 315,500 423,758 581,000 494,251 General Management Support - - - - Capital Projects 490,000 313,727 490,000 63,875 Transfers to General Fund 25,000 24,996 50,000 50,000 Total Expenditures 515,000 338,723 540,000 113,875 Net Surplus (Deficit)(199,500)$ 85,035$ 41,000$ 380,376$ Beginning Unreserved Fund Balance 1,169,408 1,254,443 Ending Unreserved Fund Balance 1,254,443$ 1,634,819$ City of Evanston West Evanston TIF As of December 31, 2011 27 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Bond Proceeds 7,852,243$ 6,572,922$ 5,078,500$ 5,177,539$ Installment Loan Proceeds 400,000 - Grants 5,129,385 1,957,587 4,231,473 213,333 Private Contributions 450,000 575,000 Miscellaneous - 149,000 73,547 Interest Income 50,000 49,068 - 17,546 Total Revenue 13,881,628 8,579,577 10,033,973 5,481,965 Administration - - 95,680 102,964 Capital Outlay (includes prior year rollovers)16,331,628 7,816,007 13,014,138 7,559,955 Interfund Transfers Out 300,000 300,000 300,000 300,000 Total Expenditures 16,631,628 8,116,007 13,409,818 7,962,919 Net Surplus (Deficit)(2,750,000)$ 463,570$ (3,375,845)$ (2,480,954)$ Beginning Unreserved Fund Balance 5,441,774 5,905,344 Ending Unreserved Fund Balance 5,905,344$ 3,424,390$ City of Evanston Capital Improvement Fund As of December 31, 2011 28 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Special Assessments Collected 550,000$ 429,487$ 550,000$ 231,589$ Bond Proceeds - - Investment Income 25,000 6,009 25,000 7,687 Total Revenue 575,000 435,496 575,000 239,276 Transfer to Debt Service Fund 317,659 317,664 317,659 285,894 Capital Improvements 480,000 190,932 1,575,000 740,120 General Management Support - 774 - - Other Costs - - - - Total Expenditures 797,659 509,370 1,892,659 1,026,014 Net Surplus (Deficit)(222,659)$ (73,874)$ (1,317,659)$ (786,738)$ Beginning Unreserved Fund Balance 3,833,829 3,759,955 Ending Unreserved Fund Balance 3,759,955$ 2,973,217$ City of Evanston Special Assessment Fund As of December 31, 2011 29 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Parking Lots & Meters 2,832,000$ 2,871,432$ 2,349,060$ 2,405,392$ Church Street Garage 810,000 579,223 583,333 540,431 Maple Avenue Garage 1,367,000 1,160,994 1,138,711 899,397 Sherman Avenue Garage 1,598,000 1,375,817 1,331,134 1,162,451 Washington National TIF Interfund Transfers-In 3,385,900 3,385,896 2,820,455 3,419,636 Downtown II TIF Interfund Transfers-In - - - Downtown TIF Revenues - - - Interest Income 34,900 5,564 34,900 7,432 Reserve for Future Repairs (Contra Depreciation) 2,044,000 - 2,044,000 - Total Revenue 12,071,800 9,378,926 10,301,593 8,434,739 7005 - Parking System Administration 661,407 854,103 743,677 517,187 7015 - Parking Lots and Meters 971,743 725,880 799,498 737,568 7025 - Church Street Self Park 800,100 550,739 674,084 353,469 7030 - Church Street Debt Payments 159,700 155,124 133,030 169,336 7036 - Sherman Avenue Garage 5,878,900 3,324,541 5,324,706 4,254,606 7037 - Maple Avenue Garage 1,920,991 1,850,207 1,680,189 732,703 7038 - TIF Bond/Transfers - - - - 7039 - Parking Debt - - - 22,950 7050- Interfund Transfers Out 964,276 964,272 803,242 803,241 Capital Improvements - - 3,242,598 - Total Expenditures 11,357,117 8,424,866 13,401,024 7,591,060 Net Surplus (Deficit)714,683$ 954,060$ (3,099,431)$ 843,679$ Further Operating Expense Breakdown: 7015 Parking Meter Activities 927,743 725,880 762,846 737,568 7015 Parking Meter Depreciation 44,000 - 36,652 - SUBTOTAL 971,743 725,880 799,498 737,568 7025- Church Garage Activities 584,100 550,739 494,156 353,469 7025- Church Garage Depreciation 216,000 - 179,928 - SUBTOTAL 800,100 550,739 674,084 353,469 7036 Sherman Garage Activities 1,425,000 1,014,541 1,199,756 1,004,306 7036 Transfer to General Fund - - - - 7036 Debt Service Payments 3,403,900 2,310,000 3,250,300 3,250,300 7036 Reserve (Depreciation)1,050,000 - 874,650 - SUBTOTAL 5,878,900 3,324,541 5,324,706 4,254,606 7037 Maple Garage Activities 1,186,991 1,850,207 1,013,991 732,703 7037 Tax Rebate Agreement - - - - 7037 Debt Service Payments - - - - 7037 Reserve (Depreciation)734,000 - 666,198 - SUBTOTAL 1,920,991 1,850,207 1,680,189 732,703 Beginning Unreserved Fund Balance 21,092,237 22,046,297 Ending Unreserved Fund Balance 22,046,297$ 22,889,976$ City of Evanston Parking Fund As of December 31, 2011 30 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Evanston 5,675,000$ 5,419,315$ 4,647,499$ 4,674,981$ Skokie 2,690,000 2,885,096 2,286,500 2,508,333 Northwest Commission 4,100,000 4,781,645 3,570,300 3,710,581 Investment Earnings 12,000 2,773 9,996 6,569 Debt Proceeds 3,500,000 - 3,340,000 4,019,889 Debt Proceeds (zero interest)531,335 - - - Fees and Merchandise Sales 50,000 182,191 35,000 42,261 Fees and Outside Work 80,000 79,439 146,640 189,164 Grants 510,246 161,964 350,000 116,121 Phosphate Sales 60,000 46,140 49,980 43,655 Property Sales and Rentals 184,200 179,319 193,388 157,329 Misc Revenue 63,000 - - 573,132 Total Revenue 17,455,781 13,737,882 14,629,303 16,042,015 General Support 788,521 820,136 681,872 571,077 Pumping 2,655,827 2,075,791 2,270,869 1,922,009 Filtration 2,492,978 2,170,905 2,138,628 1,965,689 Distribution 1,384,891 1,205,917 1,260,167 972,405 Meter Maintenance 356,611 294,342 320,115 262,028 Other Operating Expenses 239,800 637,920 219,791 133,341 Debt Service 657,560 53,328 82,542 166,386 Capital Outlay 155,000 3,661,302 115,500 56,883 Capital Improvements 7,600,581 - 7,670,000 5,146,698 Depreciation - 1,439,663 - - Interfund Transfers Out - General Fund 3,286,800 3,286,800 2,737,748 2,737,748 Interfund Transfers Out - Insurance Fund 468,492 - 390,410 390,410 Total Expense 20,087,061 15,646,104 17,887,642 14,324,674 Net Surplus (Deficit)(2,631,280)$ (1,908,222)$ (3,258,339)$ 1,717,341$ Beginning Unreserved Fund Balance 8,042,109 6,133,887 Ending Unreserved Fund Balance 6,133,887$ 7,851,228$ City of Evanston Water Fund As of December 31, 2011 31 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Operations 14,284,000$ 13,347,308$ 10,931,000$ 11,217,554$ Debt Proceeds - 8,687,475 8,797,105 Investment Earnings 4,000 1,619 3,332 2,094 Miscellaneous - 44,359 89,586 131,312 Total Revenue 14,288,000 13,393,286 19,711,393 20,148,065 Sewer Operations 1,972,921 1,843,159 1,673,727 1,552,272 Other Operating Expenses 53,100 559,549 21,000 21,000 Interfund Transfers Out (Excludes Fleet)536,203 - 446,657 446,658 Capital Outlay 30,000 - 12,000 10,830 Capital Improvement Account 700,000 302,647 687,475 523,619 Depreciation - - - Debt Service 14,215,356 14,168,614 14,215,356 13,737,377 Total Expenses 17,507,580 16,873,969 17,056,215 16,291,756 Net Surplus (Deficit)(3,219,580)$ (3,480,683)$ 2,655,178$ 3,856,309$ Beginning Unreserved Fund Balance 2,591,620 (889,063) Ending Unreserved Fund Balance (889,063)$ 2,967,246$ City of Evanston Sewer Fund As of December 31, 2011 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Solid Waste Franchise Fees -$ -$ 141,610$ 148,773 SWANCC Recycling Incentive - - 124,950 283,870 Recycling Service Charge - - 1,826,269 1,875,044 Sanitation Service Charge Penalty - - 16,660 34,887 Special Pickup Fees - - 100,000 57,815 State Recycling Grant - - 45,000 139,774 Trash Cart Sales - - 15,000 39,058 Yard Waste Fees - - 680,000 241,790 Total Revenue - - 2,949,489 2,821,011 Refuse Collection & Disposal - - 1,975,110 2,839,845 Residential Recycling Collection - - 960,841 694,831 Yard Waste Collection - - 1,031,334 678,395 Total Expense - - 3,967,285 4,213,071 Net Surplus (Deficit)-$ -$ (1,017,796)$ (1,392,060) Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ (1,392,060) City of Evanston Solid Waste As of December 31, 2011 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual General Fund 4,047,800$ 4,047,726$ 2,877,885$ 2,877,887$ Parking Fund 29,700 29,700 24,740 24,740 Water Fund 195,100 195,100 162,518 162,518 Sewer Fund 305,500 305,500 254,482 254,482 Solid Waste Fund - - 396,000 396,000 Sale of Surplus Property 252,260 74,907 350,000 85,109 Damage to City Property 29,770 - 24,798 - Miscellaneous Revenue - 1,501,993 - 302,718 Interest Income 5,000 897 4,165 272 Total Revenues 4,865,130 6,155,823 4,094,588 4,103,726 General Support 287,135 244,546 236,857 207,442 Major Maintenance 2,914,725 2,803,490 2,934,771 2,683,338 Capital Outlay 1,700,000 1,632,992 1,933,320 1,030,272 Total Expenditures 4,901,860 4,681,028 5,104,948 3,921,052 Net Surplus (Deficit)(36,730)$ 1,474,795$ (1,010,360)$ 182,674$ Beginning Unreserved Fund Balance 919,163 2,393,958 Ending Unreserved Fund Balance 2,393,958$ 2,576,632$ City of Evanston Fleet Fund As of December 31, 2011 34 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Charges for Services - General Fund 10,102,500$ 10,438,142$ 10,106,816$ 9,800,144$ Charges for Services - Parking Fund 499,176 499,191 355,946 355,946 Charges for Services - Water Fund 966,092 966,056 913,521 927,751 Charges for Services - Sewer Fund 432,203 432,214 367,581 367,582 Charges for Services - E911 Fund 75,355 75,316 89,376 89,376 Charges for Services - CDBG Fund 40,555 40,603 33,677 33,678 Charges for Services - Economic Dev. Fund 44,055 44,064 51,116 51,116 Charges for Services - Fleet Fund 138,500 138,470 184,760 184,761 Charges for Services - NSP II Fund - - 5,463 5,463 Charges for Services - Solid Waste Fund - - 145,937 145,944 Retiree Health Insurance Contributions 2,036,000 1,669,598 1,695,988 1,415,379 Employee Health Insurance Contributions 1,304,450 1,452,904 1,200,000 1,145,551 Subrogation Proceeds 100,000 66,718 83,300 91,598 Investment Income 50,000 1,030 41,650 313 Total Revenues 15,788,886 15,824,306 15,275,131 14,614,602 General Administration 277,587 369,301 250,943 250,248 Liability Insurance Premiums 470,000 510,658 391,510 372,834 Liability Legal Fees 425,000 571,692 175,000 457,258 Liability Settlement Payments 400,000 233,696 300,000 287,747 Health Insurance Premiums 12,147,850 12,355,778 11,138,960 10,673,050 Health Insurance Opt Outs 78,000 71,420 64,974 58,080 Workers Comp Insurance Premiums 90,000 103,997 120,000 81,437 Workers Comp Legal Fees 170,000 93,435 71,000 56,692 Workers Comp Medical Payments 500,000 844,619 900,000 781,652 Workers Comp Settlement Payments 1,000,000 1,129,738 833,000 652,848 Workers Comp TPA Pymts (Non specific)- 155,250 108,750 113,375 Workers Comp TTD Pymts (Non sworn)300,000 194,016 249,900 85,822 Total Expenditures 15,858,437 16,633,600 14,604,037 13,871,043 Net Surplus (Deficit)(69,551)$ (809,294)$ 671,094$ 743,559$ Beginning Unreserved Fund Balance (4,128,203) (4,937,497) Ending Unreserved Fund Balance (4,937,497)$ (4,193,938)$ City of Evanston Insurance Fund As of December 31, 2011 35 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Property Taxes 6,057,267$ 5,937,637$ 6,913,759$ 5,932,983$ Personal Property Repl Tax 301,000 235,000 158,694 Interest on Investment 400,000 396,713 625,000 672,222 Participant Contributions 858,000 786,615 750,000 742,223 Unrealized Gain - 3,714,273 - (111,673) Total Revenue 7,616,267 10,835,238 8,523,759 7,394,449 Administrative Expenses 175,000 54,039 170,000 223,144 Retiree Pensions 4,024,000 6,262,733 3,500,000 3,794,696 Widows' Pensions 898,000 above 750,000 866,915 Disability Pensions 708,000 above 720,000 885,842 QUILDRO 15,000 above 18,000 61,399 Reserve for Future Payments 1,796,267 - - - Total Expenditures 7,616,267 6,316,772 5,158,000 5,831,996 Net Surplus (Deficit)-$ 4,518,466$ 3,365,759$ 1,562,453$ Beg Net Assets held in Trust 49,840,356 54,358,822 54,358,822 End Net Assets held in Trust 54,358,822$ 57,724,581$ 55,921,275$ City of Evanston Fire Pension Fund As of December 31, 2011 36 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Property Taxes 7,436,369$ 7,254,256$ 8,561,091$ 7,279,970$ Personal Property Repl Tax 351,000 270,833 185,055 Interest Income 1,420,000 1,410,949 1,420,000 1,611,444 Participant Contributions 1,343,000 1,233,021 1,153,600 1,149,735 Miscellaneous - 95 8,088 Unrealized Gain - 5,375,088 - 10,947 Total Revenue 10,550,369 15,273,409 11,405,524 10,245,239 Administrative Expenses 225,000 66,763 155,000 193,035 Retiree Pensions 6,623,000 8,040,888 5,750,000 5,802,426 Widow Pensions 615,000 above 512,500 675,909 Disability Pensions 505,000 above 437,500 571,045 Separation Refunds - 149,950 - 128,188 QUILDRO 15,000 above 12,000 11,889 Reserve for Future Payments 2,567,369 - - - Total Expenditures 10,550,369 8,257,601 6,867,000 7,382,492 Net Surplus (Deficit)-$ 7,015,808$ 4,538,524$ 2,862,747$ Beg Net Assets held in Trust 65,449,706 72,465,514 72,465,514 End Net Assets held in Trust 72,465,514$ 77,004,038$ 75,328,261$ City of Evanston Police Pension Fund As of December 31, 2011 37 March April May June July August September October November December FY 2011 Unreserved Fund Balance 15,222,768$ 20,587,218$ 19,833,681$ 18,933,072$ 15,666,386$ 13,995,827$ 13,049,413$ 14,559,012$ 19,431,679$ 16,357,983$ FY 2010-11 Unreserved Fund Balance 19,918,009$ 19,537,624$ 19,137,377$ 17,675,102$ 16,539,922$ 15,233,166$ 13,303,394$ 12,088,788$ 11,194,720$ 17,316,964$ FY 2011 Cash Balance 8,500,193$ 12,269,387$ 11,926,354$ 10,788,858$ 10,521,181$ 6,868,731$ 3,819,631$ 5,209,882$ 10,426,196$ 10,572,661$ FY 2010-11 Cash Balance 12,065,689$ 12,800,603$ 11,889,234$ 9,790,128$ 8,893,548$ 7,871,900$ 5,258,286$ 3,989,279$ 1,607,185$ 8,310,736$ $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 City of Evanston General Fund Comparison of Fund and Cash Balances Fiscal Year 2011 vs Fiscal Year 2010-11 FY 2011 Unreserved Fund Balance FY 2010-11 Unreserved Fund Balance FY 2011 Cash Balance FY 2010-11 Cash Balance 38