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HomeMy WebLinkAbout2011.11 November Monthly Report To: Wally Bobkiewicz, City Manager Marty Lyons, Assistant City Manager / Treasurer Cc: Hitesh Desai, Accounting Manager From: Louis Gergits, Interim Finance Division Manager Subject: November 2011 Monthly Financial Report Date: December 23, 2011 Please find attached the unaudited financial statements as of November 30, 2011, which represents 90% of the 2011 fiscal year. A summary by fund for total revenues, expenditures/expenses, fund balances, and cash balances is as follows: YTD YTD YTD 11/30/2011 11/30/2011 11/30/2011 11/30/2011 11/30/2011 Unreserved Cash Fund Name Fund #Revenue Expenses Net Fund Bal Balance* General 100 66,568,476$ 61,718,760$ 4,849,716$ 19,431,679$ 10,426,196$ HPRP 190 177,380 177,380 - - - Neighborhood Stabilization 195 3,842,744 3,862,932 (20,188) (20,188) (20,188) Motor Fuel 200 1,709,366 1,495,863 213,503 895,593 1,057,988 Emergency 911 205 726,984 810,721 (83,737) 1,311,095 1,191,095 SSA#4 210 368,120 388,000 (19,880) 92,445 (99,211) CDBG 215 1,372,295 1,297,891 74,404 497,203 (9,141) CDBG Loan 220 152,191 167,912 (15,721) 1,989,001 40,448 Economic Development 225 1,268,291 1,672,484 (404,193) 2,019,008 2,009,038 Neighborhood Improvement 235 20,000 - 20,000 109,915 109,915 Home 240 61,699 61,787 (88) 2,636,443 19,167 Affordable Housing 250 18,944 38,908 (19,964) 2,279,189 565,050 Washington National TIF 300 5,067,728 3,534,805 1,532,923 10,695,599 8,271,791 SSA#5 305 416,922 53,853 363,069 601,491 384,499 SW II TIF (Howard Hartrey) 310 1,213,596 199,168 1,014,428 6,226,193 5,654,696 Southwest TIF 315 451,450 721,690 (270,240) 127,257 (119,473) Debt Service 320 13,207,248 5,114,588 8,092,660 7,767,194 8,560,001 Howard Ridge TIF 330 668,094 128,728 539,366 1,291,316 1,101,591 West Evanston TIF 335 478,523 68,755 409,768 1,664,211 1,450,277 Capital Improvement 415 5,299,612 6,460,480 (1,160,868) 4,744,476 4,993,222 Special Assessment 420 137,820 836,253 (698,433) 3,061,522 3,061,521 Parking 505 7,407,530 4,037,017 3,370,513 25,416,810 15,979,093 Water 510-513 14,545,795 12,320,383 2,225,412 8,359,299 9,372,891 Sewer 515 19,150,853 11,840,923 7,309,930 6,420,867 9,479,220 Solid Waste 520 2,524,908 3,678,046 (1,153,138) (1,153,138) (1,230,072) Fleet 600 3,727,479 2,881,849 845,630 3,239,588 1,783,267 Insurance 605 12,840,928 12,720,240 120,688 (4,816,809) 640,798 Total**163,424,976$ 136,289,416$ 27,135,560$ 104,887,259$ 84,673,679$ *This is net of any interfund receivables/payables **This summary does not include the Police or Fire Pension Funds even though detailed reports are included. The City manages these funds as a trustee and are not available for use by the City. Memorandum 1 Included above are the ending balances as of November 30, 2011 for both unreserved fund and cash balances. Of these two amounts, cash balance is the more meaningful metric since this represents liquid cash and/or invested assets which may be used (or easily sold) to support and fund current operations. While ending fund balance is also an important measurement of the City’s financial health, it usually includes illiquid assets, future cash receipts, disbursements such as receivables (including property tax) due to the City and accounts payable/accrued expenses. For the General Fund, the large difference of approximately $9M between the fund and cash balance is partially attributable to a four month delay in income tax disbursements from the State. The outstanding disbursements of state income tax total approximately $2.3M. In addition, there are the typical delays in receipt of other accrued taxes (part of fund balance but not cash) totaling approximately $4.8M. The following is a summary of the major categories of outstanding receivables owed: State Income Tax: $ 2,250,000 Sales Tax: $ 2,100,000 Home Rule Sales Tax: $ 1,350,000 Use Tax: $ 243,000 Telecommunication Tax: $ 795,000 Utility Tax: $ 370,000 Total Receivables: $ 7,108,000 The remaining amount of approximately $1.9M between fund and cash balance in the General Fund is the net difference of additional receivables and outstanding payables that are adjusted on an annual basis through the annual audit process. The following revenues have a typical delay in collection greater than one month: Revenue Description Average Delay Time Income tax (State distributed) 1 to 2 months Sales tax (State distributed) 3 months Use tax (State distributed) 3 months Telecommunications tax (State distributed) 3 months Through November 30, 2011, the General Fund shows a surplus of just over $4.8 million. Please note that this includes all property taxes for the year. The City usually runs a deficit for the month of December in the General Fund, and there will also be three bills lists presented in 2012 that will include invoices/expenses from 2011. Staff anticipates that the General Fund will finish Fiscal Year 2011 with a modest surplus as was projected during the 2012 Proposed Budget review. Through November 30, 2011, the Neighborhood Stabilization Fund is showing a deficit, negative fund balance and negative cash balance of $20,188. This is due to an outstanding receivable from the Federal Government. The City collected the receivable, on December 15, 2011 and the deficit in this fund should be eliminated in future reports. 2 3 Revenues Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Property Tax 16,516,200$ 15,635,535$ 94.7%-$ -$ -$ -$ -$ -$ -$ -$ Sales Tax 11,852,968 10,859,853 91.6% State Income Tax 4,635,565 4,492,193 96.9% Utility Tax 6,982,341 5,748,359 82.3% Real Estate Transfer Tax 1,500,000 1,854,492 123.6% Liquor Tax 1,623,754 1,606,121 98.9% Other Taxes 4,433,860 3,796,228 85.6% Licenses, Permits, Fees 7,293,557 5,746,311 78.8% Charges for Services 6,048,402 5,759,408 95.2% 4,545,138 4,323,801 95.1% 10,504,299 9,914,789 94.4% 10,931,000 10,327,185 94.5% 2,949,489 2,524,908 85.6% Intergovernmental Revenues 802,239 952,240 118.7% 2,820,455 3,077,672 109.1% Interfund Transfers 6,790,549 5,893,360 86.8% Other Non-Tax Revenue 5,394,047 4,224,376 78.3% 2,936,000 6,057 0.2% 4,125,004 4,631,006 112.3% 4,092,918 26,563 0.6% Total Revenues 73,873,482$ 66,568,476$ 90.1% 10,301,593$ 7,407,530$ 71.9% 14,629,303$ 14,545,795$ 99.4% 15,023,918$ 10,353,748$ 68.9% 2,949,489$ 2,524,908$ 85.6% Expenditures Legislative 523,131$ 456,054$ 87.2%-$ -$ -$ -$ -$ -$ -$ -$ City Administration 1,675,952 697,637 41.6% Law Department 828,120 703,151 84.9% Administrative Services Department 8,206,488 5,637,031 68.7% Community and Econ. Development 2,824,205 2,245,331 79.5% Police Department 20,263,642 18,029,996 89.0% Fire & Life Safety Services 11,192,783 9,725,781 86.9% Health Department 2,135,313 1,829,171 85.7% Public Works- Operating 6,862,268 5,479,673 79.9% 10,158,426 4,037,017 39.7% 10,102,142 7,988,190 79.1% 16,368,740 11,503,424 70.3% 3,967,285 3,678,046 92.7% Public Works- Capital Outlay 3,242,598 - 0.0% 7,785,500 4,332,193 55.6% 687,475 337,499 49.1% Public Library 3,708,359 3,165,712 85.4% Parks, Recreation & Comm. Services 15,653,221 13,749,223 87.8% Total Expenditures 73,873,482$ 61,718,760$ 83.5% 13,401,024$ 4,037,017$ 30.1% 17,887,642$ 12,320,383$ 68.9% 17,056,215$ 11,840,923$ 69.4% 3,967,285$ 3,678,046$ 92.7% City of Evanston Report of Budget-to-Actual Revenues and Expenditures As of November 30, 2011 Parking Fund Water Fund Solid Waste FundSewer FundGeneral Fund (Target is 90% of FY 2011 Budget) 4 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Budget Audited Budget YTD Adopted Actual Adopted Actual Tax - Property 16,549,600$ 16,159,344$ 16,516,200$ 15,635,535$ Tax - State Use 1,095,000 1,060,610 677,877 782,825 Tax - Sales Tax (ROT)8,914,000 8,791,573 7,300,000 6,620,915 Tax - Sales Tax Home Rule 5,520,000 5,724,904 4,552,968 4,238,938 Tax - Auto Rental 35,000 36,445 29,155 30,357 Tax - Athletic Contest 650,200 646,337 550,000 154,227 Tax - State Income 5,717,000 5,808,360 4,635,565 4,492,193 Tax - Fire Insurance - - 90,000 - Tax - Electric Utility 2,802,000 2,783,149 2,196,333 2,121,156 Tax - Natural Gas Distribution 1,583,000 1,188,498 1,385,130 785,950 Tax - Natural Gas Use 869,000 740,854 709,044 472,374 Tax - Cigarette 485,000 440,103 295,284 277,827 Tax - Local Gasoline 450,000 558,024 550,378 419,279 Tax - Liquor 2,050,000 2,070,063 1,623,754 1,606,121 Tax - Parking 1,785,000 2,330,876 1,800,000 1,758,819 Tax - Personal Property Replacement 676,500 740,819 441,166 372,894 Tax - Real Estate Transfer 1,600,000 1,790,182 1,500,000 1,854,492 Tax - Telecommunications 3,230,000 3,160,106 2,691,834 2,368,879 License Fees - Vehicles 2,700,000 2,598,341 1,799,820 1,308,428 License Fees - Other 1,163,600 959,800 814,720 836,210 Other Fees 1,214,500 1,208,836 1,092,617 831,523 Permit Fees - Building 2,200,000 2,702,810 2,500,000 1,787,864 Permit Fees - Other 1,041,800 1,197,488 1,086,400 982,286 Fines and Forfeiture Revenue 4,403,500 4,002,700 3,806,864 2,941,497 Charges for Services Revenue 10,516,700 9,702,647 6,048,402 5,759,408 Other Revenue 1,400,800 3,349,977 1,575,183 515,758 Intergovernmental Revenue 785,500 1,152,632 802,239 952,240 Interfund Transfers In (Other Funds)7,336,200 7,608,746 6,790,549 5,893,360 Interest Income 100,000 11,454 12,000 767,121 Total Revenue 86,873,900 88,525,678 73,873,482 66,568,476 Legislative 603,194 589,865 523,131 456,054 City Administration 1,952,348 1,921,782 1,675,952 697,637 Law Department 1,026,853 960,007 828,120 703,151 Administrative Services Department 8,770,765 9,266,548 8,206,488 5,637,031 Community and Economic Development 3,885,366 3,904,597 2,824,205 2,245,331 Police Department 21,776,503 22,439,417 20,263,642 18,029,996 Fire & Life Safety Services Department 12,329,910 12,819,555 11,192,783 9,725,781 Health Department 2,307,906 2,079,737 2,135,313 1,829,171 Public Works Department 12,899,123 12,618,306 6,862,268 5,479,673 Library 4,217,872 4,214,554 3,708,359 3,165,712 Parks, Recreation & Community Services 16,808,920 16,157,573 15,653,221 13,749,223 Total Expenditures 86,578,760 86,971,941 73,873,482 61,718,760 Net Surplus (Deficit) 295,140$ 1,553,737$ -$ 4,849,716$ Beginning Unreserved/Undesignated Fund Balance 13,175,781 14,581,963 Adjustment (Note 1)(147,555) Ending Unreserved/Undesignated Fund Balance 14,581,963$ 19,431,679$ Note 1: Adjustment reflects reconciliation between budgetary basis and GAAP basis. City of Evanston General Fund As of November 30, 2011 5 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Budget YTD Budget Actual Adopted Actual Grant Proceeds -$ -$ 288,460$ 177,380$ Total Revenue - - 288,460 177,380 HPRP Administration - - 27,000 10,842 Program Activities - - 261,460 166,538 Total Expenditures - - 288,460 177,380 Net Surplus (Deficit)-$ -$ -$ -$ Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ -$ City of Evanston Homelessness Prevention & Rapid Re-Housing Program As of November 30, 2011 6 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Budget YTD Budget Actual Adopted Actual Grant Proceeds 4,000,000$ 4,205,637$ 6,887,345$ 3,842,444$ Program Income - - 1,500,000 - Total Revenue 4,000,000 4,205,637 8,387,345 3,842,744 Development Activities 4,000,000 4,205,637 7,985,000 3,581,441 Administration - - 124,345 142,405 Transfer to General Fund - - 278,000 139,086 Total Expenditures 4,000,000 4,205,637 8,387,345 3,862,932 Net Surplus (Deficit)-$ -$ -$ (20,188)$ Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ (20,188)$ City of Evanston Neighborhood Stabilization Fund As of November 30, 2011 7 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual State Allotment 1,900,000$ 1,880,012$ 1,900,000$ 1,708,838$ Investment Earnings 30,000 1,614 2,000 528 Miscellaneous Income - 2,108 - - Total Revenue 1,930,000 1,883,734 1,902,000 1,709,366 Sheridan Rd./ Isabella St. Project (JT with Wilmette)130,000 - - - Street Resurfacing (2009)- - - - Street Resurfacing (2010)1,700,000 1,223,580 - - Street Resurfacing (2011)- 1,200,000 868,121 Transfer to General Fund - Staff Engineering 122,500 650,004 110,606 99,545 Transfer to General Fund - Street Maintenance 650,000 122,496 586,886 528,197 Total Expenditures 2,602,500 1,996,080 1,897,492 1,495,863 Net Surplus (Deficit)(672,500)$ (112,346)$ 4,508$ 213,503$ Beginning Unreserved Fund Balance 794,436 682,090 Ending Unreserved Fund Balance 682,090$ 895,593$ City of Evanston Motor Fuel Fund As of November 30, 2011 8 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Landline Surcharge Revenue 670,000$ 601,043$ 525,000$ 387,005$ Wireless Surcharge Revenue 380,000 410,851 340,000 339,735 Interest Income 6,000 974 750 244 Miscellaneous Revenue - - - - Total Revenue 1,056,000 1,012,868 865,750 726,984 Operating Expense 848,949 764,833 778,737 610,308 Interfund Transfers Out 143,455 143,472 125,868 113,281 Capital Replacement 1,619,700 913,530 229,353 87,132 Total Expenditures 2,612,104 1,821,835 1,133,958 810,721 Net Surplus (Deficit)(1,556,104)$ (808,967)$ (268,208)$ (83,737)$ Beginning Unreserved Fund Balance 2,203,799 1,394,832 Ending Unreserved Fund Balance 1,394,832$ 1,311,095$ City of Evanston E911 Fund As of November 30, 2011 9 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Property Tax Revenue 378,000$ 217,097$ 378,000$ 368,100$ Investment Income - 35 - 20 Total Revenues 378,000 217,132 378,000 368,120 Professional Fees (Evmark)378,000 378,216 378,000 388,000 Total Expenditures 378,000 378,216 378,000 388,000 Net Surplus (Deficit)-$ (161,084)$ -$ (19,880)$ Beginning Unreserved Fund Balance 273,409 112,325 Ending Unreserved Fund Balance 112,325$ 92,445$ City of Evanston Special Service Area #4 Fund As of November 30, 2011 10 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Intergovernmental/Entitlement 1,955,566$ 1,971,590$ 2,095,180$ 1,357,031$ Funds Reallocated from Prior Years 67,531 - 25,000 - Program Income 27,079 37,787 20,000 15,264 Miscellaneous - - - - Total Revenues 2,050,176 2,009,377 2,140,180 1,372,295 CDBG Administration/Planning 344,870 359,568 308,367 158,516 Development Activities 843,063 768,449 1,016,894 516,024 Transfers to General Fund 856,000 881,360 772,000 623,351 Total Expenditures 2,043,933 2,009,377 2,097,261 1,297,891 Transfer In - - - - Net Surplus (Deficit)6,243$ -$ 42,919$ 74,404$ Beginning Unreserved Fund Balance 422,799 422,799 Ending Unreserved Fund Balance 422,799$ 497,203$ City of Evanston CDBG Fund As of November 30, 2011 11 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Intergovernmental Revenue -$ 65,814$ -$ 151,943$ Program Income 3,000 - 9,000 248 Interest Income - - - - Total Revenues 3,000 65,814 9,000 152,191 Program Expenses 20,000 35,574 20,000 167,912 Transfer to CDBG 55,000 - - Development Activities - - - - Total Expenditures 75,000 35,574 20,000 167,912 Net Surplus (Deficit)(72,000)$ 30,240$ (11,000)$ (15,721)$ Beginning Unreserved Fund Balance 1,974,482 2,004,722 Ending Unreserved Fund Balance 2,004,722$ 1,989,001$ City of Evanston CDBG Loan Fund As of November 30, 2011 12 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Hotel Tax 1,500,000$ 1,275,713$ 1,350,000$ 1,078,829$ Amusement Tax 300,000 276,720 300,000 189,313 Investment Income 8,000 591 8,000 149 Total Revenues 1,808,000 1,553,024 1,658,000 1,268,291 Economic Development Activities 1,351,627 747,437 1,640,247 1,332,954 Tax Rebate Agreement - - - Transfers to General Fund 407,455 390,000 377,256 339,530 Total Expenditures 1,759,082 1,137,437 2,017,503 1,672,484 Net Surplus (Deficit)48,918$ 415,587$ (359,503)$ (404,193)$ Beginning Unreserved Fund Balance 2,007,615 2,423,201 Ending Unreserved Fund Balance 2,423,201$ 2,019,008$ City of Evanston Economic Development Fund As of November 30, 2011 13 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Taxes 40,000$ 20,000$ 20,000$ 20,000$ Transfers From Other Funds -$ -$ - - Interest Income - - - - Total Revenues 40,000 20,000 20,000 20,000 Program Expenses 50,000 5,397 50,000 - Transfers to Other Funds - - - - Total Expenditures 50,000 5,397 50,000 - Net Surplus (Deficit)(10,000)$ 14,603$ (30,000)$ 20,000$ Beginning Unreserved Fund Balance 75,312 89,915 Ending Unreserved Fund Balance 89,915$ 109,915$ City of Evanston Neighborhood Improvement Fund As of November 30, 2011 14 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Intergovernmental /Entitlement 575,009$ 663,318$ 560,000$ 41,161$ Program Income 9,000 7,490 10,000 20,538 Total Revenues 584,009 670,808 570,000 61,699 Home Administration/Planning 51,000 - 56,000 2,705 CHDO Operating 25,500 - 28,000 - Development Activities 465,700 83,141 429,600 31,785 Transfers to General Fund 34,300 - 56,400 27,297 Total Expenditures 576,500 83,141 570,000 61,787 Net Surplus (Deficit)7,509$ 587,667$ -$ (88)$ Beginning Unreserved Fund Balance 2,048,864 2,636,531 Ending Unreserved Fund Balance 2,636,531$ 2,636,443$ City of Evanston Home Fund As of November 30, 2011 15 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Interest Income 21,000$ 1,098$ 1,000$ 138$ Demolition Taxes 10,000 20,000 8,330 10,000 Developer Contributions 150,000 150,000 - 2,000 Rehab Repayments - 20,000 6,806 Miscellaneous - 37,037 - - Total Revenues 181,000 208,135 29,330 18,944 Housing - Land 50,000 - 41,650 - Housing - Buildings - - - - Down Payment Assistance 200,000 100,516 166,600 20,915 Transfers to General Fund 24,000 24,000 19,992 17,993 Miscellaneous 48,000 10,560 39,984 - Total Expenditures 322,000 135,076 268,226 38,908 Net Surplus (Deficit)(141,000)$ 73,059$ (238,896)$ (19,964)$ Beginning Unreserved Fund Balance 2,226,094 2,299,153 Ending Unreserved Fund Balance 2,299,153$ 2,279,189$ City of Evanston Affordable Housing Fund As of November 30, 2011 16 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 4,704,000$ 4,887,915$ 4,800,000$ 5,062,226$ Interest Income 25,000 27,588 25,000 5,502 Total Revenue 4,729,000 4,915,503 4,825,000 5,067,728 Series 1997 Principal (refunded by 1999 & 2008D) 304,002 305,000 325,000 - Series 1997 Interest (refunded by 1999 and 2008D) 111,762 134,366 128,200 59,100 Contributions to Other Agencies - - - - Capital Improvements 153,500 - 773,715 105,533 Contractual Services 79,000 94,942 125,000 - Transfer to Parking Fund (Sherman)3,385,900 3,385,896 3,419,636 3,077,672 Transfer to General Fund 325,000 324,996 325,000 292,500 Total Expenditures 4,359,164 4,245,200 5,096,551 3,534,805 Net Surplus (Deficit) 369,836$ 670,303$ (271,551)$ 1,532,923$ Beginning Unreserved Fund Balance 8,492,373 9,162,676 Ending Unreserved Fund Balance 9,162,676$ 10,695,599$ City of Evanston Washington National TIF Fund As of November 30, 2011 17 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Taxes 431,812$ 395,214$ 428,756$ 416,896$ Interest Income 100 44 100 26 Total Revenue 431,912 395,258 428,856 416,922 Series 2002C Bonds Principal 325,000 315,000 340,000 - Series 2002C Bonds Interest 113,062 125,975 88,756 53,853 General Management Support - - - - Total Expenditures 438,062 440,975 428,756 53,853 Net Surplus (Deficit)(6,150)$ (45,717)$ 100$ 363,069$ Beginning Unreserved Fund Balance 284,139 238,422 Ending Unreserved Fund Balance 238,422$ 601,491$ City of Evanston Special Service Area #5 As of November 30, 2011 18 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 1,252,000$ 883,463$ 1,300,000$ 1,212,637$ Interest Income 15,000 1,549 5,000 959 Total Revenue 1,267,000 885,012 1,305,000 1,213,596 1994 & 1996 Bonds Principal (refunded by 1999 and 2008D bonds)533,249 535,000 570,000 - 1994 & 1996 Bonds Interest (refunded by 1999 and 2008D bonds)141,804 170,483 141,804 70,528 Other Expenses - 785 460,000 1,200 Operating Transfer to General Fund 141,600 141,600 141,600 127,440 Total Expenditures 816,653 847,868 1,313,404 199,168 Net Surplus (Deficit)450,347$ 37,144$ (8,404)$ 1,014,428$ Beginning Unreserved Fund Balance 5,174,621 5,211,765 Ending Unreserved Fund Balance 5,211,765$ 6,226,193$ City of Evanston SW II TIF (Howard Hartrey) As of November 30, 2011 19 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 656,000$ 330,136$ 656,000$ 451,421$ Interest Income 500 12 500 29 Total Revenue 656,500 330,148 656,500 451,450 Contribution to Other Agencies 840,000 840,523 700,000 700,000 Operating Transfer to General Fund 24,100 24,096 24,100 21,690 Total Expenditures 864,100 864,619 724,100 721,690 Net Surplus (Deficit)(207,600)$ (534,471)$ (67,600)$ (270,240)$ Beginning Unreserved Fund Balance 931,968 397,497 Ending Unreserved Fund Balance 397,497$ 127,257$ City of Evanston Southwest TIF As of November 30, 2011 20 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Tax- Current 10,376,436$ 9,642,473$ 10,806,574$ 9,957,855$ Net Property Tax- Prior Year - - - 195,837 Capitalized Interest 68,188 - - Bond Proceeds/Premium/ Discounts - - - 2,143,285 Transfer from Other Funds - IMRF - - 871,528 654,804 Interest Income 10,000 700 1,000 1,339 Transfer from Special Assessment Fund 317,659 317,664 317,660 254,128 Total Revenue 10,772,283 9,960,837 11,996,762 13,207,248 Series 2002 C- Principal 675,000 685,000 - Series 2002 C- Interest 171,737 221,812 117,400 63,547 Series 2003 B - Interest - - - 59,832 Series 2003 B- Principal 365,000 365,000 - 2,780,000 Series 2003 B- Interest 104,560 104,560 46,623 Series 2004- Principal 710,000 785,000 735,000 Series 2004- Interest 559,400 589,850 533,250 279,225 Series 2004 B- Principal 1,150,000 1,465,000 1,210,000 Series 2004 B- Interest 185,824 248,811 145,494 126,600 Series 2005- Principal 510,000 525,000 525,000 Series 2005- Interest 741,500 761,400 721,500 370,400 Series 2006- Principal 75,000 125,000 75,000 Series 2006- Interest 457,583 472,158 454,620 233,610 Series 2006 B Bonds- Interest 604,126 604,126 302,063 302,063 Series 2007 - Principal 1,075,000 1,105,000 1,115,000 Series 2007 - Interest 654,625 692,543 626,520 331,620 Series 2008A - Principal 195,000 195,000 195,000 Series 2008A - Interest 144,012 144,013 138,162 69,081 Series 2008C - Principal 332,340 349,740 343,800 Series 2008C - Interest 408,014 429,376 398,044 209,442 Series 2008D - Principal 550,000 550,000 520,000 Series 2008D - Interest 31,378 31,376 47,874 23,937 Series 2010- Estimated Interest/Principal 800,000 107,966 - Series 2010 A - Principal DSF - 240,000 Series 2010 A - Interest DSF - 190,138 95,069 Series 2010 B - Principal DSF - 695,000 Series 2010 B - Interest DSF - 176,528 73,727 Series 2004- Principal SAF 75,000 - 80,000 Series 2004- Interest SAF 30,450 - 25,200 Series 2005- Principal SAF 15,000 - 20,000 Series 2005- Interest SAF 19,900 - 19,300 Series 2006- Principal SAF 50,000 - 50,000 Series 2006- Interest SAF 14,575 - 12,600 Series 2007 - Principal SAF 30,000 - 35,000 Series 2007 - Interest SAF 37,919 - 36,720 Series 2008C - Principal SAF 17,400 - 18,000 Series 2008C - Interest SAF 21,362 - 20,840 General Management and Support - 49 5,000 Transfer out -General Fund - - - Escrow Funding - - - Bond Issuance Costs 200,000 71,197 75,000 86,635 Fiscal Agent Fees 8,000 12,200 8,000 9,800 Total Expenditures 11,019,705 10,641,177 9,957,676 5,114,588 Net Surplus (Deficit)(247,422)$ (680,340)$ 2,039,086$ 8,092,660$ Beginning Unreserved Fund Balance 354,874 (325,466) Ending Unreserved Fund Balance (325,466)$ 7,767,194$ City of Evanston Debt Service Fund As of November 30, 2011 21 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Taxes 689,000$ 248,025$ 689,000$ 651,922$ Interest Income 500 239 400 95 Miscellaneous - 1,126 - 16,077 Total Revenue 689,500 249,390 689,400 668,094 General Management Support - 495,246 - 20,368 Transfers to General Fund 120,400 120,396 120,400 108,360 Total Expenditures 120,400 615,642 120,400 128,728 Net Surplus (Deficit)569,100$ (366,252)$ 569,000$ 539,366$ Beginning Unreserved Fund Balance 1,118,202 751,950 Ending Unreserved Fund Balance 751,950$ 1,291,316$ City of Evanston Howard Ridge TIF As of November 30, 2011 22 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Net Property Taxes 315,000$ 422,698$ 580,000$ 476,276$ Interest Income 500 1,060 1,000 2,247 Total Revenue 315,500 423,758 581,000 478,523 General Management Support - - - - Capital Projects 490,000 313,727 490,000 23,755 Transfers to General Fund 25,000 24,996 50,000 45,000 Total Expenditures 515,000 338,723 540,000 68,755 Net Surplus (Deficit)(199,500)$ 85,035$ 41,000$ 409,768$ Beginning Unreserved Fund Balance 1,169,408 1,254,443 Ending Unreserved Fund Balance 1,254,443$ 1,664,211$ City of Evanston West Evanston TIF As of November 30, 2011 23 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Bond Proceeds 7,852,243$ 6,572,922$ 5,078,500$ 5,177,539$ Installment Loan Proceeds 400,000 - - Grants 5,129,385 1,957,587 4,231,473 24,731 Private Contributions 450,000 575,000 - Miscellaneous - 149,000 80,893 Interest Income 50,000 49,068 - 16,449 Total Revenue 13,881,628 8,579,577 10,033,973 5,299,612 Administration - - 95,680 88,204 Capital Outlay (includes prior year rollovers)16,331,628 7,816,007 13,014,138 6,100,359 Interfund Transfers Out 300,000 300,000 300,000 271,917 Total Expenditures 16,631,628 8,116,007 13,409,818 6,460,480 Net Surplus (Deficit)(2,750,000)$ 463,570$ (3,375,845)$ (1,160,868)$ Beginning Unreserved Fund Balance 5,441,774 5,905,344 Ending Unreserved Fund Balance 5,905,344$ 4,744,476$ City of Evanston Capital Improvement Fund As of November 30, 2011 24 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Special Assessments Collected 550,000$ 429,487$ 550,000$ 130,607$ Bond Proceeds - - - Investment Income 25,000 6,009 25,000 7,213 Total Revenue 575,000 435,496 575,000 137,820 Transfer to Debt Service Fund 317,659 317,664 317,659 254,128 Capital Improvements 480,000 190,932 1,575,000 582,125 General Management Support - 774 - - Other Costs - - - - Total Expenditures 797,659 509,370 1,892,659 836,253 Net Surplus (Deficit)(222,659)$ (73,874)$ (1,317,659)$ (698,433)$ Beginning Unreserved Fund Balance 3,833,829 3,759,955 Ending Unreserved Fund Balance 3,759,955$ 3,061,522$ City of Evanston Special Assessment Fund As of November 30, 2011 25 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Parking Lots & Meters 2,832,000$ 2,871,432$ 2,349,060$ 2,142,257$ Church Street Garage 810,000 579,223 583,333 474,069 Maple Avenue Garage 1,367,000 1,160,994 1,138,711 734,517 Sherman Avenue Garage 1,598,000 1,375,817 1,331,134 972,958 Washington National TIF Interfund Transfers-In 3,385,900 3,385,896 2,820,455 3,077,672 Downtown II TIF Interfund Transfers-In - - - - Downtown TIF Revenues - - - - Interest Income 34,900 5,564 34,900 6,057 Reserve for Future Repairs (Contra Depreciation)2,044,000 - 2,044,000 - Total Revenue 12,071,800 9,378,926 10,301,593 7,407,530 7005 - Parking System Administration 661,407 854,103 743,677 445,686 7015 - Parking Lots and Meters 971,743 725,880 799,498 662,770 7025 - Church Street Self Park 800,100 550,739 674,084 275,833 7030 - Church Street Debt Payments 159,700 155,124 133,030 27,168 7036 - Sherman Avenue Garage 5,878,900 3,324,541 5,324,706 1,316,631 7037 - Maple Avenue Garage 1,920,991 1,850,207 1,680,189 586,012 7038 - TIF Bond/Transfers - - - - 7050- Interfund Transfers Out 964,276 964,272 803,242 722,917 Capital Improvements - - 3,242,598 - Total Expenditures 11,357,117 8,424,866 13,401,024 4,037,017 Net Surplus (Deficit)714,683$ 954,060$ (3,099,431)$ 3,370,513$ Further Operating Expense Breakdown: 7015 Parking Meter Activities 927,743 725,880 762,846 662,770 7015 Parking Meter Depreciation 44,000 - 36,652 - SUBTOTAL 971,743 725,880 799,498 662,770 7025- Church Garage Activities 584,100 550,739 494,156 275,833 7025- Church Garage Depreciation 216,000 - 179,928 - SUBTOTAL 800,100 550,739 674,084 275,833 7036 Sherman Garage Activities 1,425,000 1,014,541 1,199,756 1,316,631 7036 Transfer to General Fund - - - - 7036 Debt Service Payments 3,403,900 2,310,000 3,250,300 - 7036 Reserve (Depreciation)1,050,000 - 874,650 - SUBTOTAL 5,878,900 3,324,541 5,324,706 1,316,631 7037 Maple Garage Activities 1,186,991 1,850,207 1,013,991 586,012 7037 Tax Rebate Agreement - - - - 7037 Debt Service Payments - - - - 7037 Reserve (Depreciation)734,000 - 666,198 - SUBTOTAL 1,920,991 1,850,207 1,680,189 586,012 Beginning Unreserved Fund Balance 21,092,237 22,046,297 Ending Unreserved Fund Balance 22,046,297$ 25,416,810$ City of Evanston Parking Fund As of November 30, 2011 26 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Evanston 5,675,000$ 5,419,315$ 4,647,499$ 4,277,157$ Skokie 2,690,000 2,885,096 2,286,500 2,281,779 Northwest Commission 4,100,000 4,781,645 3,570,300 3,355,853 Investment Earnings 12,000 2,773 9,996 5,906 Debt Proceeds 3,500,000 - 3,340,000 4,019,889 Debt Proceeds (zero interest)531,335 - - - Fees and Merchandise Sales 50,000 182,191 35,000 42,471 Fees and Outside Work 80,000 79,439 146,640 204,259 Grants 510,246 161,964 350,000 87,500 Phosphate Sales 60,000 46,140 49,980 40,523 Property Sales and Rentals 184,200 179,319 193,388 157,329 Misc Revenue 63,000 - - 73,129 Total Revenue 17,455,781 13,737,882 14,629,303 14,545,795 General Support 788,521 820,136 681,872 474,910 Pumping 2,655,827 2,075,791 2,270,869 1,697,279 Filtration 2,492,978 2,170,905 2,138,628 1,697,384 Distribution 1,384,891 1,205,917 1,260,167 864,980 Meter Maintenance 356,611 294,342 320,115 234,445 Other Operating Expenses 239,800 637,920 219,791 109,210 Debt Service 657,560 53,328 82,542 94,639 Capital Outlay 155,000 3,661,302 115,500 45,112 Capital Improvements 7,600,581 - 7,670,000 4,287,081 Depreciation - 1,439,663 - - Interfund Transfers Out - General Fund 3,286,800 3,286,800 2,737,748 2,477,502 Interfund Transfers Out - Insurance Fund 468,492 - 390,410 337,841 Total Expense 20,087,061 15,646,104 17,887,642 12,320,383 Net Surplus (Deficit)(2,631,280)$ (1,908,222)$ (3,258,339)$ 2,225,412$ Beginning Unreserved Fund Balance 8,042,109 6,133,887 Ending Unreserved Fund Balance 6,133,887$ 8,359,299$ City of Evanston Water Fund As of November 30, 2011 27 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Operations 14,284,000$ 13,347,308$ 10,931,000$ 10,327,185$ Debt Proceeds - 8,687,475 8,797,105 Investment Earnings 4,000 1,619 3,332 1,747 Miscellaneous - 44,359 89,586 24,816 Total Revenue 14,288,000 13,393,286 19,711,393 19,150,853 Sewer Operations 1,972,921 1,843,159 1,673,727 1,346,126 Other Operating Expenses 53,100 559,549 21,000 21,000 Interfund Transfers Out (Excludes Fleet)536,203 - 446,657 401,992 Capital Outlay 30,000 - 12,000 10,830 Capital Improvement Account 700,000 302,647 687,475 337,499 Depreciation - - - - Debt Service 14,215,356 14,168,614 14,215,356 9,723,476 Total Expenses 17,507,580 16,873,969 17,056,215 11,840,923 Net Surplus (Deficit)(3,219,580)$ (3,480,683)$ 2,655,178$ 7,309,930$ Beginning Unreserved Fund Balance 2,591,620 (889,063) Ending Unreserved Fund Balance (889,063)$ 6,420,867$ City of Evanston Sewer Fund As of November 30, 2011 28 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Solid Waste Franchise Fees -$ -$ 141,610$ 274,622 SWANCC Recycling Incentive - - 124,950 126,333 Recycling Service Charge - - 1,826,269 1,722,199 Sanitation Service Charge Penalty - - 16,660 28,687 Special Pickup Fees - - 100,000 57,315 State Recycling Grant - - 45,000 48,883 Trash Cart Sales - - 15,000 38,966 Yard Waste Fees - - 680,000 227,903 Total Revenue - - 2,949,489 2,524,908 Refuse Collection & Disposal - - 1,975,110 2,538,030 Residential Recycling Collection - - 960,841 613,176 Yard Waste Collection - - 1,031,334 526,840 Total Expense - - 3,967,285 3,678,046 Net Surplus (Deficit)-$ -$ (1,017,796)$ (1,153,138) Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ (1,153,138) City of Evanston Solid Waste As of November 30, 2011 29 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual General Fund 4,047,800$ 4,047,726$ 2,877,885$ 2,590,099$ Parking Fund 29,700 29,700 24,740 22,266 Water Fund 195,100 195,100 162,518 146,266 Sewer Fund 305,500 305,500 254,482 229,033 Solid Waste Fund - - 396,000 356,400 Sale of Surplus Property 252,260 74,907 350,000 85,109 Damage to City Property 29,770 - 24,798 - Miscellaneous Revenue - 1,501,993 - 298,080 Interest Income 5,000 897 4,165 226 Total Revenues 4,865,130 6,155,823 4,094,588 3,727,479 General Support 287,135 244,546 236,857 180,746 Major Maintenance 2,914,725 2,803,490 2,934,771 2,267,839 Capital Outlay 1,700,000 1,632,992 1,933,320 433,264 Total Expenditures 4,901,860 4,681,028 5,104,948 2,881,849 Net Surplus (Deficit)(36,730)$ 1,474,795$ (1,010,360)$ 845,630$ Beginning Unreserved Fund Balance 919,163 2,393,958 Ending Unreserved Fund Balance 2,393,958$ 3,239,588$ City of Evanston Fleet Fund As of November 30, 2011 30 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Charges for Services - General Fund 10,102,500$ 10,438,142$ 10,106,816$ 8,839,512$ Charges for Services - Parking Fund 499,176 499,191 355,946 320,352 Charges for Services - Water Fund 966,092 966,056 913,521 834,976 Charges for Services - Sewer Fund 432,203 432,214 367,581 330,823 Charges for Services - E911 Fund 75,355 75,316 89,376 80,438 Charges for Services - CDBG Fund 40,555 40,603 33,677 30,310 Charges for Services - Economic Dev. Fund 44,055 44,064 51,116 46,004 Charges for Services - Fleet Fund 138,500 138,470 184,760 166,285 Charges for Services - NSP II Fund - - 5,463 4,916 Charges for Services - Solid Waste Fund - - 145,937 131,350 Retiree Health Insurance Contributions 2,036,000 1,669,598 1,695,988 1,207,978 Employee Health Insurance Contributions 1,304,450 1,452,904 1,200,000 772,018 Subrogation Proceeds 100,000 66,718 83,300 75,196 Investment Income 50,000 1,030 41,650 770 Total Revenues 15,788,886 15,824,306 15,275,131 12,840,928 General Administration 277,587 369,301 250,943 216,861 Liability Insurance Premiums 470,000 510,658 391,510 365,618 Liability Legal Fees 425,000 571,692 175,000 469,632 Liability Settlement Payments 400,000 233,696 300,000 279,991 Health Insurance Premiums 12,147,850 12,355,778 11,138,960 9,583,449 Health Insurance Opt Outs 78,000 71,420 64,974 55,455 Workers Comp Insurance Premiums 90,000 103,997 120,000 85,822 Workers Comp Legal Fees 170,000 93,435 71,000 49,659 Workers Comp Medical Payments 500,000 844,619 900,000 761,708 Workers Comp Settlement Payments 1,000,000 1,129,738 833,000 652,848 Workers Comp TPA Pymts (Non specific)- 155,250 108,750 113,375 Workers Comp TTD Pymts (Non sworn)300,000 194,016 249,900 85,822 Total Expenditures 15,858,437 16,633,600 14,604,037 12,720,240 Net Surplus (Deficit)(69,551)$ (809,294)$ 671,094$ 120,688$ Beginning Unreserved Fund Balance (4,128,203) (4,937,497) Ending Unreserved Fund Balance (4,937,497)$ (4,816,809)$ City of Evanston Insurance Fund As of November 30, 2011 31 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Property Taxes 6,057,267$ 5,937,637$ 6,913,759$ 5,792,012$ Personal Property Repl Tax 301,000 235,000 158,694 Interest on Investment 400,000 396,713 625,000 585,898 Participant Contributions 858,000 786,615 750,000 647,658 Unrealized Gain - 3,714,273 - (111,673) Total Revenue 7,616,267 10,835,238 8,523,759 7,072,589 Administrative Expenses 175,000 54,039 170,000 206,167 Retiree Pensions 4,024,000 6,262,733 3,500,000 3,411,641 Widows' Pensions 898,000 above 750,000 775,146 Disability Pensions 708,000 above 720,000 791,853 QUILDRO 15,000 above 18,000 55,259 Reserve for Future Payments 1,796,267 - - - Total Expenditures 7,616,267 6,316,772 5,158,000 5,240,066 Net Surplus (Deficit)-$ 4,518,466$ 3,365,759$ 1,832,523$ Beg Net Assets held in Trust 49,840,356 54,358,822 54,358,822 End Net Assets held in Trust 54,358,822$ 57,724,581$ 56,191,345$ City of Evanston Fire Pension Fund As of November 30, 2011 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Audited Adopted YTD Budget Actual Budget Actual Property Taxes 7,436,369$ 7,254,256$ 8,561,091$ 7,106,887$ Personal Property Repl Tax 351,000 270,833 185,055 Interest Income 1,420,000 1,410,949 1,420,000 1,399,521 Participant Contributions 1,343,000 1,233,021 1,153,600 1,019,568 Miscellaneous - 95 69 Unrealized Gain - 5,375,088 - 10,947 Total Revenue 10,550,369 15,273,409 11,405,524 9,722,047 Administrative Expenses 225,000 66,763 155,000 171,378 Retiree Pensions 6,623,000 8,040,888 5,750,000 5,220,102 Widow Pensions 615,000 above 512,500 606,304 Disability Pensions 505,000 above 437,500 517,576 Separation Refunds - 149,950 - 128,188 QUILDRO 15,000 above 12,000 10,700 Reserve for Future Payments 2,567,369 - - - Total Expenditures 10,550,369 8,257,601 6,867,000 6,654,248 Net Surplus (Deficit)-$ 7,015,808$ 4,538,524$ 3,067,799$ Beg Net Assets held in Trust 65,449,706 72,465,514 72,465,514 End Net Assets held in Trust 72,465,514$ 77,004,038$ 75,533,313$ City of Evanston Police Pension Fund As of November 30, 2011 33 March April May June July August September October November December FY 2011 Unreserved Fund Balance 15,222,768$ 20,587,218$ 19,833,681$ 18,933,072$ 15,666,386$ 13,995,827$ 13,049,413$ 14,559,012$ 19,431,679$ FY 2010-11 Unreserved Fund Balance 19,918,009$ 19,537,624$ 19,137,377$ 17,675,102$ 16,539,922$ 15,233,166$ 13,303,394$ 12,088,788$ 11,194,720$ FY 2011 Cash Balance 8,500,193$ 12,269,387$ 11,926,354$ 10,788,858$ 10,521,181$ 6,868,731$ 3,819,631$ 5,209,882$ 10,426,196$ FY 2010-11 Cash Balance 12,065,689$ 12,800,603$ 11,889,234$ 9,790,128$ 8,893,548$ 7,871,900$ 5,258,286$ 3,989,279$ 1,607,185$ City of Evanston General Fund Comparison of Fund and Cash Balances Fiscal Year 2011 vs Fiscal Year 2010-11 $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 March April May June July Augu st Septe m b e r Octob e r Nove m ber Decem b e r FY 2011 Unreserved Fund Balance FY 2010-11 Unreserved Fund Balance FY 2011 Cash Balance FY 2010-11 Cash Balance 34