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HomeMy WebLinkAbout2011.08 August Monthly Report To: Wally Bobkiewicz, City Manager Marty Lyons, Assistant City Manager / Treasurer Cc: Hitesh Desai, Accounting Manager From: Louis Gergits, Interim Finance Division Manager Subject: August 2011 Monthly Financial Report Date: September 23, 2011 Please find attached the unaudited financial statements as of August 31, 2011, which represents 60% of the 2011 fiscal year. A summary by fund for total revenues, expenditures/expenses, fund balances, and cash balances is as follows: YTD YTD YTD 8/31/2011 8/31/2011 8/31/2011 8/31/2011 8/31/2011 Unreserved Cash Fund Name Fund # Revenue Expenses Net Fund Bal Balance* General 100 41,793,400$ 41,692,623$ 100,777$ 13,797,403$ 6,868,731$ HPRP 190 109,283 109,283 - - - Neighborhood Stabilization 195 2,107,745 2,104,297 3,448 3,448 (4,802) Motor Fuel 200 1,247,073 1,191,598 55,475 1,080,679 899,962 Emergency 911 205 478,524 523,980 (45,456) 1,215,378 1,229,375 SSA#4 210 202,345 194,000 8,345 317,505 (70,986) CDBG 215 689,506 552,429 137,077 682,015 53,531 CDBG Loan 220 129,867 107,364 22,503 1,985,355 79,075 Economic Development 225 784,364 748,862 35,502 2,430,534 2,447,903 Neighborhood Improvement 235 - - - 89,915 89,915 Home 240 43,564 22,503 21,061 2,125,930 40,317 Affordable Housing 250 4,579 24,068 (19,489) 2,096,480 565,526 Washington National TIF 300 2,673,868 2,376,020 297,848 6,577,782 7,036,717 SSA#5 305 236,929 53,853 183,076 169,542 204,506 SW II TIF (Howard Hartrey)310 571,878 156,689 415,189 4,349,973 5,055,458 Southwest TIF 315 246,753 14,460 232,293 383,058 383,060 Debt Service 320 8,198,623 5,052,416 3,146,207 2,419,821 3,613,547 Howard Ridge TIF 330 217,964 87,345 130,619 692,190 692,844 West Evanston TIF 335 254,497 32,200 222,297 1,262,806 1,262,807 Capital Improvement 415 5,251,913 2,645,212 2,606,701 8,364,709 8,760,792 Special Assessment 420 103,008 161,438 (58,430) 3,670,414 3,701,523 Parking 505 5,136,842 2,671,286 2,465,556 19,164,509 15,062,243 Water 510 7,955,290 7,100,823 854,467 9,167,967 10,268,958 Sewer 515 15,710,209 7,089,494 8,620,715 7,894,334 10,217,814 Solid Waste 520 1,519,220 2,172,822 (653,602) (653,602) 166,120 Fleet 600 2,577,647 1,940,541 637,106 1,672,203 1,574,744 Insurance 605 8,857,416 8,822,115 35,301 (4,638,783) (47,763) Total**107,102,307$ 87,647,721$ 19,454,586$ 86,321,565$ 80,151,914$ *This is net of any interfund receivables/payables **This Summary does not include Police and Fire Pension Funds Memorandum 1 of 32 Included above are the ending balances as of August 31, 2011 for both unreserved fund and cash balances. Of these two amounts, cash balance is the more meaningful metric since this represents liquid cash and/or invested assets which may be used (or easily sold) to support and fund current operations. While ending fund balance is also an important measurement of the City’s financial health, it usually includes illiquid assets, future cash receipts, disbursements such as receivables (including property tax) due to the City and accounts payable/accrued expenses. For the General Fund, the large difference of $6.9M between the fund and cash balance is partially attributable to a four month delay in income tax disbursements from the State. The outstanding disbursements of state income tax total approximately $1.9M. In addition, there are the typical delays in receipt of other accrued taxes (part of fund balance, but not cash balance) totaling $5.0M. Since this financial report is for the sixth month of the fiscal year, many of the year-to- date tax revenues are estimated due to normal delays between the liability month (when the tax becomes obligated to the City) and the month of collection. The following revenues have a typical delay in collection greater than one month: Revenue Description Average Delay Time Income tax (State distributed) 1 to 2 months Sales tax (State distributed) 3 months Use tax (State distributed) 3 months Telecommunications tax (State distributed) 3 months Please note, through August 31, 2011, there is a negative cash balance of $4,802 in the Neighborhood Stabilization Fund. This negative cash balance is the result of a timing issue related to the collection of an outstanding receivable due from the Federal Government. The City collected this receivable on September 15, 2011. As a result, staff anticipates this negative cash balance will be eliminated in future reports. Through August 31, 2011, the negative cash balance of $70,986 in the SSA #4 Fund is the result of a timing issue between property tax receipts and the quarterly payment to Downtown Evanston. Staff anticipates the negative cash balance will be eliminated when outstanding property tax receipts have been collected. For the Solid Waste Fund, revenues through August 31, 2011 were $1,519,220 and expenditures were $2,172,822 resulting in a deficit and negative fund balance of $653,602. Staff anticipates the Solid Waste Fund will have a deficit in FY 2011. As of August 31, 2011, the Insurance Fund has a negative fund balance of $4,638,783. This negative fund balance is primarily due to insurance reserves for potential claims payable. These claims/cases have not been settled, and therefore there is no guarantee the City will actually experience this negative fund balance as estimated. It is important to note that it is difficult to budget for many insurance related expenses due to the highly uncertain nature of insurance. 2 of 32 If there are any questions on the attached report, please contact me by phone at (847) 859-7816 or by email: lgergits@cityofevanston.org. Detailed fund summary reports can be found at the following link: http://www.cityofevanston.org/city-budget/financial-reports/ CERTIFICATION OF ATTACHED FINANCIAL REPORTS As required per Illinois Statute 65 ILCS 5/3.1-35-45 I, Martin Lyons, Treasurer of the City of Evanston, hereby affirm that I have reviewed the August 31, 2011 year-to-date financial information and reports which to the best of my knowledge appear accurate and complete. 3 of 32 Revenues Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Property Tax 16,516,200$ 8,938,626$ 54.1%-$ -$ -$ -$ -$ -$ -$ -$ Sales Tax 11,852,968 7,264,910 61.3% State Income Tax 4,635,565 3,119,127 67.3% Utility Tax 6,982,341 3,896,706 55.8% Real Estate Transfer Tax 1,500,000 1,343,687 89.6% Liquor Tax 1,623,754 1,070,411 65.9% Other Taxes 4,433,860 2,428,828 54.8% Licenses, Permits, Fees 7,293,557 2,660,496 36.5% Charges for Services 6,048,402 4,218,753 69.7% 4,545,138 3,080,993 67.8% 10,504,299 6,856,231 65.3% 10,931,000 6,849,785 62.7% 2,949,489 1,519,220 51.5% Intergovernmental Revenues 802,239 540,588 67.4% 2,820,455 2,051,782 72.7% Interfund Transfers 6,790,549 3,905,471 57.5% Other Non-Tax Revenue 5,394,047 2,405,797 44.6% 2,936,000 4,067 0.1% 4,125,004 1,099,059 26.6% 4,092,918 63,319 1.5% Total Revenues 73,873,482$ 41,793,400$ 56.6% 10,301,593$ 5,136,842$ 49.9% 14,629,303$ 7,955,290$ 54.4% 15,023,918$ 6,913,104$ 46.0% 2,949,489$ 1,519,220$ 51.5% Expenditures Legislative 523,131$ 305,933$ 58.5%-$ -$ -$ -$ -$ -$ -$ -$ City Administration 1,750,952 684,701 39.1% Law Department 828,120 464,290 56.1% Administrative Services Department 8,206,488 3,761,171 45.8% Community and Econ. Development 2,824,205 1,467,235 52.0% Police Department 20,263,642 12,246,206 60.4% Fire & Life Safety Services 11,192,783 6,563,285 58.6% Health Department 2,135,313 1,208,998 56.6% Public Works- Operating 6,862,268 3,600,391 52.5% 10,158,426 2,671,286 26.3% 10,102,142 5,080,687 50.3% 16,368,740 6,854,244 41.9% 3,967,285 2,172,822 54.8% Public Works- Capital Outlay 3,242,598 - 0.0% 7,785,500 2,020,136 25.9% 687,475 235,250 34.2% Public Library 3,708,359 2,083,590 56.2% Parks, Recreation & Comm. Services 15,578,221 9,306,823 59.7% Total Expenditures 73,873,482$ 41,692,623$ 56.4% 13,401,024$ 2,671,286$ 19.9% 17,887,642$ 7,100,823$ 39.7% 17,056,215$ 7,089,494$ 41.6% 3,967,285$ 2,172,822$ 54.8% City of Evanston Report of Budget-to-Actual Revenues and Expenditures As of August 31, 2011 Parking Fund Water Fund Solid Waste FundSewer FundGeneral Fund (Target is 60% of FY 2011 Budget) 4 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Budget Unaudited Budget YTD Adopted Actual Adopted Actual Tax - Property 16,549,600$ 15,096,114$ 16,516,200$ 8,938,626$ Tax - State Use 1,095,000 1,002,193 677,877 516,520 Tax - Sales Tax (ROT)8,914,000 8,766,678 7,300,000 4,424,360 Tax - Sales Tax Home Rule 5,520,000 5,698,767 4,552,968 2,840,550 Tax - Auto Rental 35,000 36,445 29,155 17,592 Tax - Athletic Contest 650,200 646,337 550,000 154,227 Tax - State Income 5,717,000 5,806,131 4,635,565 3,119,127 Tax - Fire Insurance - - 90,000 Tax - Electric Utility 2,802,000 2,763,679 2,196,333 1,296,627 Tax - Natural Gas Distribution 1,583,000 1,098,213 1,385,130 650,739 Tax - Natural Gas Use 869,000 719,763 709,044 352,140 Tax - Cigarette 485,000 418,495 295,284 160,975 Tax - Local Gasoline 450,000 558,024 550,378 267,970 Tax - Liquor 2,050,000 2,108,946 1,623,754 1,070,411 Tax - Parking 1,785,000 2,330,876 1,800,000 1,095,639 Tax - Personal Property Replacement 676,500 599,906 441,166 215,905 Tax - Real Estate Transfer 1,600,000 1,790,188 1,500,000 1,343,687 Tax - Telecommunications 3,230,000 3,182,878 2,691,834 1,597,200 License Fees - Vehicles 2,700,000 2,598,829 1,799,820 214,554 License Fees - Other 1,163,600 959,830 814,720 427,924 Other Fees 1,214,500 1,208,836 1,092,617 630,164 Permit Fees - Building 2,200,000 2,702,810 2,500,000 684,401 Permit Fees - Other 1,041,800 1,347,488 1,086,400 703,453 Fines and Forfeiture Revenue 4,403,500 4,136,255 3,806,864 1,975,889 Charges for Services Revenue 10,516,700 9,985,600 6,048,402 4,218,753 Other Revenue 1,400,800 3,042,158 1,575,183 428,404 Intergovernmental Revenue 785,500 793,762 802,239 540,588 Interfund Transfers In (Other Funds)7,336,200 7,608,746 6,790,549 3,905,471 Interest Income 100,000 11,454 12,000 1,504 Total Revenue 86,873,900 87,019,401 73,873,482 41,793,400 Legislative 603,194 586,327 523,131 305,933 City Administration 1,952,348 1,874,507 1,675,952 684,701 Law Department 1,026,853 957,834 828,120 464,290 Administrative Services Department 8,770,765 9,298,274 8,206,488 3,761,171 Community and Economic Development 3,885,366 3,894,206 2,824,205 1,467,235 Police Department 21,776,503 22,382,185 20,263,642 12,246,206 Fire & Life Safety Services Department 12,329,910 12,781,168 11,192,783 6,563,285 Health Department 2,307,906 2,060,722 2,135,313 1,208,998 Public Works Department 12,899,123 12,378,337 6,862,268 3,600,391 Library 4,217,872 4,195,852 3,708,359 2,083,590 Parks, Recreation & Community Services 16,808,920 16,089,144 15,653,221 9,306,823 Total Expenditures 86,578,760 86,498,556 73,873,482 41,692,623 Net Surplus (Deficit) 295,140$ 520,845$ -$ 100,777$ Beginning Unreserved/Undesignated Fund Balance 13,175,781 13,696,626 Ending Unreserved Fund Balance 13,696,626$ 13,797,403$ City of Evanston General Fund As of August 31, 2011 5 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Budget YTD Budget Actual Adopted Actual Grant Proceeds -$ -$ 288,460$ 109,283$ Total Revenue - - 288,460 109,283 HPRP Administration - - 27,000 10,800 Program Activities - - 261,460 98,483 Total Expenditures - - 288,460 109,283 Net Surplus (Deficit)-$ -$ -$ -$ Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ -$ City of Evanston Homelessness Prevention & Rapid Re-Housing Program As of August 31, 2011 6 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Budget YTD Budget Actual Adopted Actual Grant Proceeds 4,000,000$ 3,900,841$ 6,887,345$ 2,107,745$ Program Income - - 1,500,000 - Total Revenue 4,000,000 3,900,841 8,387,345 2,107,745 Development Activities 4,000,000 3,900,841 7,985,000 1,943,871 Administration - - 124,345 67,702 Transfer to General Fund - - 278,000 92,724 Total Expenditures 4,000,000 3,900,841 8,387,345 2,104,297 Net Surplus (Deficit)-$ -$ -$ 3,448$ Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ 3,448$ City of Evanston Neighborhood Stabilization Fund As of August 31, 2011 7 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual State Allotment 1,900,000$ 2,223,125$ 1,900,000$ 1,246,737$ Investment Earnings 30,000 1,614 2,000 336 Miscellaneous Income - 2,108 - - Total Revenue 1,930,000 2,226,847 1,902,000 1,247,073 Sheridan Rd./ Isabella St. Project (JT with Wilmette)130,000 - - - Street Resurfacing (2009)- - - - Street Resurfacing (2010)1,700,000 1,223,579 - - Street Resurfacing (2011)- 1,200,000 773,102 Transfer to General Fund - Staff Engineering 122,500 650,004 110,606 66,364 Transfer to General Fund - Street Maintenance 650,000 122,496 586,886 352,132 Total Expenditures 2,602,500 1,996,079 1,897,492 1,191,598 Net Surplus (Deficit)(672,500)$ 230,768$ 4,508$ 55,475$ Beginning Unreserved Fund Balance 794,436 1,025,204 Ending Unreserved Fund Balance 1,025,204$ 1,080,679$ City of Evanston Motor Fuel Fund As of August 31, 2011 8 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Landline Surcharge Revenue 670,000$ 618,314$ 525,000$ 284,960$ Wireless Surcharge Revenue 380,000 254,486 340,000 193,424 Interest Income 6,000 974 750 140 Miscellaneous Revenue - - - - Total Revenue 1,056,000 873,774 865,750 478,524 Operating Expense 848,949 759,737 778,737 396,289 Interfund Transfers Out 143,455 143,472 125,868 75,521 Capital Replacement 1,619,700 913,530 229,353 52,170 Total Expenditures 2,612,104 1,816,739 1,133,958 523,980 Net Surplus (Deficit)(1,556,104)$ (942,965)$ (268,208)$ (45,456)$ Beginning Unreserved Fund Balance 2,203,799 1,260,834 Ending Unreserved Fund Balance 1,260,834$ 1,215,378$ City of Evanston E911 Fund As of August 31, 2011 9 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Property Tax Revenue 378,000$ 376,979$ 378,000$ 202,329$ Investment Income - 35 - 16 Total Revenues 378,000 377,014 378,000 202,345 Professional Fees (Evmark)378,000 378,216 378,000 194,000 Total Expenditures 378,000 378,216 378,000 194,000 Net Surplus (Deficit)-$ (1,202)$ -$ 8,345$ Beginning Unreserved Fund Balance 310,362 309,160 Ending Unreserved Fund Balance 309,160$ 317,505$ City of Evanston Special Service Area #4 Fund As of August 31, 2011 10 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Intergovernmental/Entitlement 1,955,566$ 2,030,592$ 2,095,180$ 676,482$ Funds Reallocated from Prior Years 67,531 25,000 Program Income 27,079 37,787 20,000 13,024 Miscellaneous - 314 - - Total Revenues 2,050,176 2,068,693 2,140,180 689,506 CDBG Administration/Planning 344,870 215,684 308,367 101,577 Development Activities 843,063 849,510 1,016,894 16,614 Transfers to General Fund 856,000 881,360 772,000 434,238 Total Expenditures 2,043,933 1,946,554 2,097,261 552,429 Transfer In - - - - Net Surplus (Deficit)6,243$ 122,139$ 42,919$ 137,077$ Beginning Unreserved Fund Balance 422,799 544,938 Ending Unreserved Fund Balance 544,938$ 682,015$ City of Evanston CDBG Fund As of August 31, 2011 11 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Intergovernmental Revenue -$ 153,981$ -$ 129,721$ Program Income 3,000 - 9,000 Interest Income - 403 - 146 Total Revenues 3,000 154,384 9,000 129,867 Program Expenses 20,000 166,014 20,000 107,364 Transfer to CDBG 55,000 - - Development Activities - - - - Total Expenditures 75,000 166,014 20,000 107,364 Net Surplus (Deficit)(72,000)$ (11,630)$ (11,000)$ 22,503$ Beginning Unreserved Fund Balance 1,974,482 1,962,852 Ending Unreserved Fund Balance 1,962,852$ 1,985,355$ City of Evanston CDBG Loan Fund As of August 31, 2011 12 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Hotel Tax 1,500,000$ 1,255,695$ 1,350,000$ 652,065$ Amusement Tax 300,000 260,621 300,000 132,214 Investment Income 8,000 591 8,000 85 Total Revenues 1,808,000 1,516,907 1,658,000 784,364 Economic Development Activities 1,351,627 722,029 1,640,247 522,508 Tax Rebate Agreement - - Transfers to General Fund 407,455 407,460 377,256 226,354 Total Expenditures 1,759,082 1,129,489 2,017,503 748,862 Net Surplus (Deficit)48,918$ 387,418$ (359,503)$ 35,502$ Beginning Unreserved Fund Balance 2,007,615 2,395,032 Ending Unreserved Fund Balance 2,395,032$ 2,430,534$ City of Evanston Economic Development Fund As of August 31, 2011 13 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Taxes 40,000$ 20,000$ 20,000$ -$ Transfers From Other Funds -$ -$ - - Interest Income - - - - Total Revenues 40,000 20,000 20,000 - Program Expenses 50,000 5,397 50,000 - Transfers to Other Funds - - - - Total Expenditures 50,000 5,397 50,000 - Net Surplus (Deficit)(10,000)$ 14,603$ (30,000)$ -$ Beginning Unreserved Fund Balance 75,312 89,915 Ending Unreserved Fund Balance 89,915$ 89,915$ City of Evanston Neighborhood Improvement Fund As of August 31, 2011 14 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Intergovernmental /Entitlement 575,009$ 746,707$ 560,000$ 43,564$ Program Income 9,000 - 10,000 - Total Revenues 584,009 746,707 570,000 43,564 Home Administration/Planning 76,500 213,342 56,000 2,392 CHDO Operating 25,500 - 28,000 Development Activities 465,700 444,357 429,600 1,913 Transfers to General Fund 34,300 33,003 56,400 18,198 Total Expenditures 576,500 690,702 570,000 22,503 Net Surplus (Deficit)7,509$ 56,005$ -$ 21,061$ Beginning Unreserved Fund Balance 2,048,864 2,104,869 Ending Unreserved Fund Balance 2,104,869$ 2,125,930$ City of Evanston Home Fund As of August 31, 2011 15 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Interest Income 21,000$ 548$ 1,000$ 79$ Demolition Taxes 10,000 20,000 8,330 Developer Contributions 150,000 31,550 - 2,000 Rehab Repayments - 20,000 2,500 Miscellaneous - 25,162 - - Total Revenues 181,000 77,260 29,330 4,579 Housing - Land 50,000 - 41,650 - Housing - Buildings - - - - Down Payment Assistance 200,000 162,065 166,600 12,073 Transfers to General Fund 24,000 24,000 19,992 11,995 Miscellaneous 48,000 1,320 39,984 - Total Expenditures 322,000 187,385 268,226 24,068 Net Surplus (Deficit)(141,000)$ (110,125)$ (238,896)$ (19,489)$ Beginning Unreserved Fund Balance 2,226,094 2,115,969 Ending Unreserved Fund Balance 2,115,969$ 2,096,480$ City of Evanston Affordable Housing Fund As of August 31, 2011 16 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 4,704,000$ 4,572,756$ 4,800,000$ 2,670,690$ Interest Income 25,000 27,588 25,000 3,178 Total Revenue 4,729,000 4,600,344 4,825,000 2,673,868 Series 1997 Principal (refunded by 1999 & 2008D) 304,002 305,000 325,000 - Series 1997 Interest (refunded by 1999 and 2008D) 111,762 134,366 128,200 59,100 Contributions to Other Agencies - - - 69,054 Capital Improvements 153,500 - 773,715 1,084 Contractual Services 79,000 114,543 125,000 Transfer to Parking Fund (Sherman)3,385,900 3,385,896 3,419,636 2,051,782 Transfer to General Fund 325,000 324,996 325,000 195,000 Total Expenditures 4,359,164 4,264,801 5,096,551 2,376,020 Net Surplus (Deficit) 369,836$ 335,543$ (271,551)$ 297,848$ Beginning Unreserved Fund Balance 5,944,391 6,279,934 Ending Unreserved Fund Balance 6,279,934$ 6,577,782$ City of Evanston Washington National TIF Fund As of August 31, 2011 17 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Taxes 431,812$ 404,512$ 428,756$ 236,908$ Interest Income 100 45 100 21 Total Revenue 431,912 404,557 428,856 236,929 Series 2002C Bonds Principal 325,000 315,000 340,000 - Series 2002C Bonds Interest 113,062 125,976 88,756 53,853 General Management Support - - - - Total Expenditures 438,062 440,976 428,756 53,853 Net Surplus (Deficit)(6,150)$ (36,419)$ 100$ 183,076$ Beginning Unreserved Fund Balance 22,885 (13,534) Ending Unreserved Fund Balance (13,534)$ 169,542$ City of Evanston Special Service Area #5 As of August 31, 2011 18 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 1,252,000$ 1,039,086$ 1,300,000$ 571,497$ Interest Income 15,000 1,549 5,000 381 Total Revenue 1,267,000 1,040,635 1,305,000 571,878 1994 & 1996 Bonds Principal (refunded by 1999 and 2008D bonds)533,249 535,000 570,000 - 1994 & 1996 Bonds Interest (refunded by 1999 and 2008D bonds)141,804 170,482 141,804 70,529 Other Expenses - - 460,000 1,200 Operating Transfer to General Fund 141,600 142,385 141,600 84,960 Total Expenditures 816,653 847,867 1,313,404 156,689 Net Surplus (Deficit)450,347$ 192,768$ (8,404)$ 415,189$ Beginning Unreserved Fund Balance 3,742,016 3,934,784 Ending Unreserved Fund Balance 3,934,784$ 4,349,973$ City of Evanston SW II TIF (Howard Hartrey) As of August 31, 2011 19 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 656,000$ 437,734$ 656,000$ 246,731$ Interest Income 500 12 500 22 Total Revenue 656,500 437,746 656,500 246,753 Contribution to Other Agencies 840,000 840,000 700,000 - Operating Transfer to General Fund 24,100 24,619 24,100 14,460 Total Expenditures 864,100 864,619 724,100 14,460 Net Surplus (Deficit)(207,600)$ (426,873)$ (67,600)$ 232,293$ Beginning Unreserved Fund Balance 577,638 150,765 Ending Unreserved Fund Balance 150,765$ 383,058$ City of Evanston Southwest TIF As of August 31, 2011 20 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Tax- Current 10,376,436$ 9,241,549$ 10,806,574$ 5,206,460$ Net Property Tax- Prior Year - - - 166,474 Capitalized Interest 68,188 - - Bond Proceeds/Premium/ Discounts - - - 2,143,285 Transfer from Other Funds - IMRF - - 871,528 522,606 Interest Income 10,000 700 1,000 968 Transfer from Special Assessment Fund 317,659 317,664 317,660 158,830 Total Revenue 10,772,283 9,559,913 11,996,762 8,198,623 Series 1999- Principal - 550,000 - - Series 1999- Interest - 31,376 - 23,937 Series 2000 - Principal - 195,000 - Series 2000 - Interest - 144,013 - 69,081 Series 2000 D- Principal - - - Series 2000 D- Interest - - - Series 2002 C- Principal 675,000 685,000 - Series 2002 C- Interest 171,737 221,812 117,400 63,547 Series 2003 - Principal - - - Series 2003 - Interest - - - 59,832 Series 2003 B- Principal 365,000 365,000 - 2,780,000 Series 2003 B- Interest 104,560 104,560 46,623 Series 2004- Principal 710,000 785,000 735,000 Series 2004- Interest 559,400 589,850 533,250 279,225 Series 2004 B- Principal 1,150,000 1,465,000 1,210,000 Series 2004 B- Interest 185,824 248,811 145,494 126,600 Series 2005- Principal 510,000 525,000 525,000 Series 2005- Interest 741,500 761,400 721,500 370,400 Series 2006- Principal 75,000 125,000 75,000 Series 2006- Interest 457,583 472,158 454,620 233,610 Series 2006 B Bonds- Interest 604,126 604,126 302,063 302,063 Series 2007 - Principal 1,075,000 1,105,000 1,115,000 Series 2007 - Interest 654,625 692,543 626,520 331,620 Series 2008A - Principal 195,000 349,740 195,000 Series 2008A - Interest 144,012 429,376 138,162 209,442 Series 2008C - Principal 332,340 - 343,800 Series 2008C - Interest 408,014 - 398,044 Series 2008D - Principal 550,000 - 520,000 Series 2008D - Interest 31,378 - 47,874 Series 2010- Estimated Interest/Principal 800,000 107,962 - Series 2010 A - Principal DSF - 240,000 Series 2010 A - Interest DSF - 190,138 95,069 Series 2010 B - Principal DSF - 695,000 Series 2010 B - Interest DSF - 176,528 88,264 Series 2004- Principal SAF 75,000 - 80,000 Series 2004- Interest SAF 30,450 - 25,200 Series 2005- Principal SAF 15,000 - 20,000 Series 2005- Interest SAF 19,900 - 19,300 Series 2006- Principal SAF 50,000 - 50,000 Series 2006- Interest SAF 14,575 - 12,600 Series 2007 - Principal SAF 30,000 - 35,000 Series 2007 - Interest SAF 37,919 - 36,720 Series 2008C - Principal SAF 17,400 - 18,000 Series 2008C - Interest SAF 21,362 - 20,840 General Management and Support - 49 5,000 Transfer out -General Fund - - - Escrow Funding - - - Bond Issuance Costs 200,000 71,197 75,000 17,426 Fiscal Agent Fees 8,000 12,200 8,000 2,300 Total Expenditures 11,019,705 10,641,173 9,957,676 5,052,416 Net Surplus (Deficit)(247,422)$ (1,081,260)$ 2,039,086$ 3,146,207$ Beginning Unreserved Fund Balance 354,874 (726,386) Ending Unreserved Fund Balance (726,386)$ 2,419,821$ City of Evanston Debt Service Fund As of August 31, 2011 21 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Taxes 689,000$ 424,665$ 689,000$ 204,630$ Interest Income 500 239 400 57 Miscellaneous - - - 13,277 Total Revenue 689,500 424,904 689,400 217,964 General Management Support - 495,898 - 15,105 Transfers to General Fund 120,400 120,396 120,400 72,240 Total Expenditures 120,400 616,294 120,400 87,345 Net Surplus (Deficit)569,100$ (191,390)$ 569,000$ 130,619$ Beginning Unreserved Fund Balance 752,961 561,571 Ending Unreserved Fund Balance 561,571$ 692,190$ City of Evanston Howard Ridge TIF As of August 31, 2011 22 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Taxes 315,000$ 443,052$ 580,000$ 252,334$ Interest Income 500 1,060 1,000 2,163 Total Revenue 315,500 444,112 581,000 254,497 General Management Support - - - - Capital Projects 490,000 281,749 490,000 2,200 Transfers to General Fund 25,000 56,974 50,000 30,000 Total Expenditures 515,000 338,723 540,000 32,200 Net Surplus (Deficit)(199,500)$ 105,389$ 41,000$ 222,297$ Beginning Unreserved Fund Balance 935,120 1,040,509 Ending Unreserved Fund Balance 1,040,509$ 1,262,806$ City of Evanston West Evanston TIF As of August 31, 2011 23 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Bond Proceeds 7,852,243$ 6,572,922$ 5,078,500$ 5,177,539$ Installment Loan Proceeds 400,000 - - Grants 5,129,385 1,783,089 4,231,473 24,731 Private Contributions 450,000 575,000 Miscellaneous - 149,000 37,579 Interest Income 50,000 49,068 - 12,064 Total Revenue 13,881,628 8,405,079 10,033,973 5,251,913 Administration 95,680 60,805 Capital Outlay (includes prior year rollovers)16,331,628 7,430,724 13,014,138 2,403,129 Interfund Transfers Out 300,000 658,121 300,000 181,278 Total Expenditures 16,631,628 8,088,845 13,409,818 2,645,212 Net Surplus (Deficit)(2,750,000)$ 316,234$ (3,375,845)$ 2,606,701$ Beginning Unreserved Fund Balance 5,441,774 5,758,008 Ending Unreserved Fund Balance 5,758,008$ 8,364,709$ City of Evanston Capital Improvement Fund As of August 31, 2011 24 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Special Assessments Collected 550,000$ 398,432$ 550,000$ 97,695$ Bond Proceeds - - Investment Income 25,000 6,005 25,000 5,313 Total Revenue 575,000 404,437 575,000 103,008 Transfer to Debt Service Fund 317,659 317,664 317,659 158,830 Capital Improvements 480,000 190,932 1,575,000 2,608 General Management Support - 826 - Other Costs - - - - Total Expenditures 797,659 509,422 1,892,659 161,438 Net Surplus (Deficit)(222,659)$ (104,985)$ (1,317,659)$ (58,430)$ Beginning Unreserved Fund Balance 3,833,829 3,728,844 Ending Unreserved Fund Balance 3,728,844$ 3,670,414$ City of Evanston Special Assessment Fund As of August 31, 2011 25 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Parking Lots & Meters 2,832,000$ 2,757,467$ 2,349,060$ 1,467,113$ Church Street Garage 810,000 580,722 583,333 368,141 Maple Avenue Garage 1,367,000 1,158,851 1,138,711 545,291 Sherman Avenue Garage 1,598,000 1,376,630 1,331,134 700,448 Washington National TIF Interfund Transfers-In 3,385,900 3,385,896 2,820,455 2,051,782 Downtown II TIF Interfund Transfers-In - - - Downtown TIF Revenues - - - Interest Income 34,900 5,998 34,900 4,067 Reserve for Future Repairs (Contra Depreciation) 2,044,000 - 2,044,000 - Total Revenue 12,071,800 9,265,564 10,301,593 5,136,842 7005 - Parking System Administration 661,407 597,418 743,677 297,319 7015 - Parking Lots and Meters 971,743 770,569 799,498 459,986 7025 - Church Street Self Park 800,100 614,253 674,084 155,890 7030 - Church Street Debt Payments 159,700 155,124 133,030 27,168 7036 - Sherman Avenue Garage 5,878,900 4,523,838 5,324,706 943,306 7037 - Maple Avenue Garage 1,920,991 1,100,128 1,680,189 305,672 7038 - TIF Bond/Transfers - - - 7050- Interfund Transfers Out 964,276 964,272 803,242 481,945 Capital Improvements - - 3,242,598 - Total Expenditures 11,357,117 8,725,602 13,401,024 2,671,286 Net Surplus (Deficit)714,683$ 539,962$ (3,099,431)$ 2,465,556$ Further Operating Expense Breakdown: 7015 Parking Meter Activities 927,743 770,569 762,846 459,986 7015 Parking Meter Depreciation 44,000 - 36,652 - SUBTOTAL 971,743 770,569 799,498 459,986 7025- Church Garage Activities 584,100 614,253 494,156 155,890 7025- Church Garage Depreciation 216,000 - 179,928 - SUBTOTAL 800,100 614,253 674,084 155,890 7036 Sherman Garage Activities 1,425,000 2,213,838 1,199,756 943,306 7036 Transfer to General Fund - - - - 7036 Debt Service Payments 3,403,900 2,310,000 3,250,300 - 7036 Reserve (Depreciation)1,050,000 - 874,650 - SUBTOTAL 5,878,900 4,523,838 5,324,706 943,306 7037 Maple Garage Activities 1,186,991 1,100,128 1,013,991 305,672 7037 Tax Rebate Agreement - - - - 7037 Debt Service Payments - - - - 7037 Reserve (Depreciation)734,000 - 666,198 - SUBTOTAL 1,920,991 1,100,128 1,680,189 305,672 Beginning Unreserved Fund Balance 16,158,991 16,698,953 Ending Unreserved Fund Balance 16,698,953$ 19,164,509$ City of Evanston Parking Fund As of August 31, 2011 26 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Evanston 5,675,000$ 5,198,484$ 4,647,499$ 2,826,398$ Skokie 2,690,000 2,885,096 2,286,500 1,561,310 Northwest Commission 4,100,000 4,781,645 3,570,300 2,468,523 Investment Earnings 12,000 2,773 9,996 531 Debt Proceeds 3,500,000 - 3,340,000 642,359 Debt Proceeds (zero interest)531,335 - - Fees and Merchandise Sales 50,000 52,915 35,000 37,312 Fees and Outside Work 80,000 196,821 146,640 148,630 Grants 510,246 52,865 350,000 87,500 Phosphate Sales 60,000 46,140 49,980 30,499 Property Sales and Rentals 184,200 182,091 193,388 79,841 Misc Revenue 63,000 11,895 - 72,387 Total Revenue 17,455,781 13,410,725 14,629,303 7,955,290 General Support 788,521 646,697 681,872 325,303 Pumping 2,655,827 2,092,489 2,270,869 961,065 Filtration 2,492,978 2,188,522 2,138,628 1,058,380 Distribution 1,384,891 1,170,913 1,260,167 615,952 Meter Maintenance 356,611 301,108 320,115 148,489 Other Operating Expenses 239,800 104,867 219,791 94,603 Debt Service 657,560 - 82,542 - Capital Outlay 155,000 78,350 115,500 20,136 Capital Improvements 7,600,581 2,801,096 7,670,000 2,000,000 Interfund Transfers Out - General Fund 3,286,800 3,286,800 2,737,748 1,642,649 Interfund Transfers Out - Insurance Fund 468,492 468,492 390,410 234,246 Total Expense 20,087,061 13,139,334 17,887,642 7,100,823 Net Surplus (Deficit)(2,631,280)$ 271,391$ (3,258,339)$ 854,467$ Beginning Unreserved Fund Balance 8,042,109 8,313,500 Ending Unreserved Fund Balance 8,313,500$ 9,167,967$ City of Evanston Water Fund As of August 31, 2011 27 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Operations 14,284,000$ 13,390,107$ 10,931,000$ 6,849,785$ Debt Proceeds - 8,687,475 8,797,105 Investment Earnings 4,000 1,619 3,332 668 Miscellaneous - 30,764 89,586 62,651 Total Revenue 14,288,000 13,422,490 19,711,393 15,710,209 Sewer Operations 1,972,921 1,725,154 1,673,727 863,477 Other Operating Expenses 53,100 21,004 21,000 21,000 Interfund Transfers Out (Excludes Fleet)536,203 536,220 446,657 267,995 Capital Outlay 30,000 12,000 Capital Improvement Account 700,000 231,513 687,475 235,250 Depreciation - - Debt Service 14,215,356 14,226,600 14,215,356 5,701,772 Total Expenses 17,507,580 16,740,491 17,056,215 7,089,494 Net Surplus (Deficit)(3,219,580)$ (3,318,001)$ 2,655,178$ 8,620,715$ Beginning Unreserved Fund Balance 2,591,620 (726,381) Ending Unreserved Fund Balance (726,381)$ 7,894,334$ City of Evanston Sewer Fund As of August 31, 2011 28 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Solid Waste Franchise Fees -$ -$ 141,610$ 156,670 SWANCC Recycling Incentive - - 124,950 74,400 Recycling Service Charge - - 1,826,269 1,091,478 Sanitation Service Charge Penalty - - 16,660 21,021 Special Pickup Fees - - 100,000 25,630 State Recycling Grant - - 45,000 49,623 Trash Cart Sales - - 15,000 31,533 Yard Waste Fees - - 680,000 68,865 Total Revenue - - 2,949,489 1,519,220 Refuse Collection & Disposal - - 1,975,110 1,435,729 Residential Recycling Collection - - 960,841 696,354 Yard Waste Collection - - 1,031,334 40,739 Total Expense - - 3,967,285 2,172,822 Net Surplus (Deficit)-$ -$ (1,017,796)$ (653,602) Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ (653,602) City of Evanston Solid Waste As of August 31, 2011 29 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual General Fund 4,047,800$ 4,047,726$ 2,877,885$ 1,726,732$ Parking Fund 29,700 29,700 24,740 14,844 Water Fund 195,100 195,100 162,518 97,511 Sewer Fund 305,500 305,500 254,482 152,689 Solid Waste Fund - - 396,000 237,600 Sale of Surplus Property 252,260 91,591 350,000 62,678 Damage to City Property 29,770 - 24,798 - Miscellaneous Revenue - 362,969 - 285,464 Interest Income 5,000 897 4,165 129 Total Revenues 4,865,130 5,033,483 4,094,588 2,577,647 General Support 287,135 255,555 236,857 123,589 Major Maintenance 2,914,725 2,828,035 2,934,771 1,389,328 Capital Outlay 1,700,000 1,833,959 1,933,320 427,624 Total Expenditures 4,901,860 4,917,549 5,104,948 1,940,541 Net Surplus (Deficit)(36,730)$ 115,934$ (1,010,360)$ 637,106$ Beginning Unreserved Fund Balance 919,163 1,035,097 Ending Unreserved Fund Balance 1,035,097$ 1,672,203$ City of Evanston Fleet Fund As of August 31, 2011 30 of 32 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Charges for Services - General Fund 10,102,500$ 10,438,142$ 10,106,816$ 5,959,661$ Charges for Services - Parking Fund 499,176 499,191 355,946 213,568 Charges for Services - Water Fund 966,092 966,056 913,521 556,650 Charges for Services - Sewer Fund 432,203 432,214 367,581 220,549 Charges for Services - E911 Fund 75,355 75,316 89,376 53,626 Charges for Services - CDBG Fund 40,555 40,603 33,677 20,207 Charges for Services - Economic Dev. Fund 44,055 44,064 51,116 30,670 Charges for Services - Fleet Fund 138,500 138,470 184,760 110,857 Charges for Services - NSP II Fund - - 5,463 3,278 Charges for Services - Solid Waste Fund - - 145,937 87,566 Retiree Health Insurance Contributions 2,036,000 1,656,915 1,695,988 818,316 Employee Health Insurance Contributions 1,304,450 1,375,277 1,200,000 722,711 Subrogation Proceeds 100,000 221,603 83,300 59,609 Investment Income 50,000 1,030 41,650 148 Total Revenues 15,788,886 15,888,881 15,275,131 8,857,416 General Administration 277,587 380,307 250,943 144,433 Liability Insurance Premiums 470,000 510,658 391,510 368,322 Liability Legal Fees 425,000 479,709 175,000 286,591 Liability Settlement Payments 400,000 253,788 300,000 210,018 Health Insurance Premiums 12,147,850 12,373,252 11,138,960 6,340,838 Health Insurance Opt Outs 78,000 71,420 64,974 36,205 Workers Comp Insurance Premiums 90,000 103,997 120,000 81,007 Workers Comp Legal Fees 170,000 93,435 71,000 31,339 Workers Comp Medical Payments 500,000 844,442 900,000 605,345 Workers Comp Settlement Payments 1,000,000 1,129,738 833,000 572,556 Workers Comp TPA Pymts (Non specific)- 108,750 77,125 Workers Comp TTD Pymts (Non sworn)300,000 194,016 249,900 68,336 Total Expenditures 15,858,437 16,434,762 14,604,037 8,822,115 Net Surplus (Deficit)(69,551)$ (545,881)$ 671,094$ 35,301$ Beginning Unreserved Fund Balance (4,128,203) (4,674,084) Ending Unreserved Fund Balance (4,674,084)$ (4,638,783)$ City of Evanston Insurance Fund As of August 31, 2011 31 of 32 March April May June July August September October November December FY 2011 Unreserved Fund Balance 15,222,768$ 20,587,218$ 13,797,403$ 18,933,072$ 15,666,386$ 13,995,827$ FY 2010-11 Unreserved Fund Balance 19,918,009$ 19,537,624$ 19,137,377$ 17,675,102$ 16,539,922$ 15,233,166$ FY 2011 Cash Balance 8,500,193$ 12,269,387$ 11,926,354$ 10,788,858$ 10,521,181$ 6,868,731$ FY 2010-11 Cash Balance 12,065,689$ 12,800,603$ 11,889,234$ 9,790,128$ 8,893,548$ 7,871,900$ $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 City of Evanston General Fund Comparison of Fund and Cash Balances Fiscal Year 2011 vs Fiscal Year 2010-11 FY 2011 Unreserved Fund Balance FY 2010-11 Unreserved Fund Balance FY 2011 Cash Balance FY 2010-11 Cash Balance 32 of 32