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HomeMy WebLinkAbout2011.07 July Monthly Report To: Wally Bobkiewicz, City Manager Marty Lyons, Assistant City Manager / Treasurer Cc: Hitesh Desai, Accounting Manager From: Louis Gergits, Interim Finance Division Manager Subject: July 2011 Monthly Financial Report Date: August 26, 2011 Please find attached the unaudited financial statements as of July 31, 2011, which represents 50% of the 2011 fiscal year. A summary by fund for total revenues, expenditures/expenses, fund balances, and cash balances is as follows: YTD YTD YTD 7/31/2011 7/31/2011 7/31/2011 7/31/2011 7/31/2011 Unreserved Cash Fund Name Fund # Revenue Expenses Net Fund Bal Balance* General 100 36,497,447$ 34,527,687$ 1,969,760$ 15,666,386$ 10,521,181$ HPRP 190 109,283 109,283 - - - Neighborhood Stabilization 195 1,736,415 1,736,415 - - (4,633) Motor Fuel 200 761,871 942,108 (180,237) 844,967 664,249 Emergency 911 205 394,219 460,368 (66,149) 1,194,685 1,214,678 SSA#4 210 201,694 194,000 7,694 316,854 (71,638) CDBG 215 185,890 459,442 (273,552) 271,386 (357,098) CDBG Loan 220 128,575 101,394 27,181 1,990,033 83,754 Economic Development 225 749,436 652,472 96,964 2,491,996 2,508,950 Neighborhood Improvement 235 - - - 89,915 89,915 Home 240 38,249 19,470 18,779 2,123,648 38,035 Affordable Housing 250 4,155 21,600 (17,445) 2,098,524 567,570 Washington National TIF 300 2,622,481 2,001,556 620,925 6,900,859 7,359,793 SSA#5 305 235,518 53,853 181,665 168,131 203,095 SW II TIF (Howard Hartrey) 310 571,841 141,329 430,512 4,365,296 5,070,781 Southwest TIF 315 246,753 12,050 234,703 385,468 385,470 Debt Service 320 5,853,532 2,241,781 3,611,751 2,885,365 4,079,094 Howard Ridge TIF 330 205,382 69,649 135,733 697,304 697,958 West Evanston TIF 335 247,017 27,200 219,817 1,260,326 1,260,326 Capital Improvement 415 34,579 2,438,689 (2,404,110) 3,353,898 3,749,981 Special Assessment 420 60,520 129,672 (69,152) 3,659,692 3,690,801 Parking 505 4,302,420 2,338,580 1,963,840 18,662,793 14,536,784 Water 510 6,744,292 6,067,537 676,755 8,990,255 7,603,144 Sewer 515 5,711,616 6,633,218 (921,602) (1,647,983) 902,588 Solid Waste 520 1,301,615 2,064,800 (763,185) (763,185) (5,794) Fleet 600 1,944,814 1,746,082 198,732 1,233,829 1,136,369 Insurance 605 6,872,799 7,128,744 (255,945) (4,930,029) 264,087 Total**77,762,413$ 72,318,979$ 5,443,434$ 72,310,413$ 66,189,438$ *This is net of any interfund receivables/payables **This Summary does not include Police and Fire Pension Funds Memorandum 1 of 33 Included above are the ending balances as of July 31, 2011 for both unreserved fund and cash balances. Of these two amounts, cash balance is the more meaningful metric since this represents liquid cash and/or invested assets which may be used (or easily sold) to support and fund current operations. While ending fund balance is also an important measurement of the City’s financial health, it usually includes illiquid assets, future cash receipts, disbursements such as receivables (including property tax) due to the City and accounts payable/accrued expenses. General Fund revenues through July 31, 2011 were approximately $36,497,447 or 0.6% below the 50% budget target. Some major General Fund revenue sources which performed above the 50% budget target included property tax, state income tax, real estate transfer tax and charges for services. Property tax revenue was $8,803,578 or 53.3% of budget. State income tax revenue was $2,722,856 or 58.7% of budget. Real estate transfer tax revenue was $1,133,745 or 75% of budget. Charges for services revenue was $3,821,577 or 63.2% of budget. The major General Fund revenue sources which did not perform near the 50% budget target through July 31, 2011 included building permits, vehicle licenses, local gasoline tax, athletic contest tax and other non-tax revenues. Some of these revenue sources, including vehicle licenses and the athletic contest tax, are not collected evenly throughout the year. Vehicle license revenues were $199,480 or 11.1% of budget. Athletic contest tax revenues were $154,227 or 28.0% of budget. Conversely, other revenue sources, such as building permits and local gasoline tax, are highly dependent on the prevailing economic environment. Building permit revenues were $603,356 or 24.1% of budget. Local gasoline tax revenue was $215,166 or 39.1% of budget. Other non-tax revenues were $1,964,761 or 36.4% of budget. All other major General Fund revenue sources performed near the 50% budget target through July 31, 2011. General Fund expenditures through July 31, 2011 were $34,527,687 or 46.7% of budget. Throughout FY 2011, staff has carefully monitored and controlled spending with the goal of maintaining expenditures for the ten-month period below budgeted levels. Staff will continue to review and limit spending throughout FY 2011 and will provide regular updates to the City Council and public relative to City budget performance. In June, 2011, there was a difference of $7.8M between the fund and cash balances in the General Fund. Through July, 2011, the City’s outstanding General Fund receivables have been reduced to $5.1M as a result of collections of State Income Tax, Sales Tax, Home Rule Sales Tax and other items. Through July 31, 2011, the General Fund ending fund balance was approximately $15.7M. Since this financial report is for the fifth month of the fiscal year, many of the year-to- date tax revenues are estimated due to normal delays between the liability month (when the tax becomes obligated to the City) and the month of collection. The following revenues that have a typical delay in collection greater than one month are as follows: 2 of 33 Revenue Description Average Delay Time Income tax (State distributed) 1 to 2 months Sales tax (State distributed) 3 months Use tax (State distributed) 3 months Telecommunications tax (State distributed) 3 months Please note, through July 31, 2011, there is a negative cash balance of $4,633 in the Neighborhood Stabilization Fund. This negative cash balance is the result of a timing issue related to the collection of an outstanding receivable due from the Federal Government. The City collected this receivable on August 8, 2011. As a result, staff anticipates this negative cash balance will be eliminated in future reports. Through July 31, 2011, the negative cash balance of $71,638 in the SSA #4 Fund is the result of a timing issue between property tax receipts and the quarterly payment to Downtown Evanston. Staff anticipates the negative cash balance will be eliminated when outstanding property tax receipts have been collected. Through July 31, 2011, the negative cash balance in the CDBG Fund ($357,098) is the result of outstanding receivables due to the City from the Federal Government. Staff anticipates that the City will receive approximately $400,000 in reimbursements from the Federal Government on August 29, 2011. Through July 31, 2011, there is a negative fund balance in the Sewer Fund totaling $1,647,983. This negative fund balance is the result of debt service payments. As part of the proposed 2011 general obligation (G.O.) bond issuance, the City issued $8M in debt on July 20, 2011 to cover a portion of the existing debt service in the Sewer Fund. The bond proceeds were received by the City on August 1, 2011. For the Solid Waste Fund, revenues through July 31, 2011 were $1,301,615 and expenditures were $2,064,800, resulting in a deficit and negative fund balance of $763,185 and a negative cash balance of $5,794. Staff anticipates the Solid Waste Fund will have a deficit in FY 2011. As of July 31, 2011, the Insurance Fund has a deficit of $255,945 and a negative fund balance of $4,930,029. This negative fund balance is primarily due to insurance reserves for potential claims payable. These claims/cases have not been settled, and therefore there is no guarantee the City will actually experience this negative fund balance as estimated. It is important to note that it is difficult to budget for many insurance related expenses due to the highly uncertain nature of insurance. If there are any questions on the attached report, please contact me by phone at (847) 859-7816 or by email: lgergits@cityofevanston.org. Detailed fund summary reports can be found at the following link: http://www.cityofevanston.org/city-budget/financial-reports/ 3 of 33 4 of 33 Revenues Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Property Tax 16,516,200$ 8,803,578$ 53.3%-$ -$ -$ -$ -$ -$ -$ -$ Sales Tax 11,852,968 5,919,694 49.9% State Income Tax 4,635,565 2,722,856 58.7% Utility Tax 6,982,341 3,272,457 46.9% Real Estate Transfer Tax 1,500,000 1,133,745 75.6% Liquor Tax 1,623,754 897,772 55.3% Other Taxes 4,433,860 2,037,253 45.9% Licenses, Permits, Fees 7,293,557 2,297,919 31.5% Charges for Services 6,048,402 3,821,577 63.2% 4,545,138 2,589,270 57.0% 10,504,299 5,661,672 53.9% 10,931,000 5,676,802 51.9% 2,949,489 1,301,615 44.1% Intergovernmental Revenues 802,239 369,475 46.1% 2,820,455 1,709,818 60.6% Interfund Transfers 6,790,549 3,256,360 48.0% Other Non-Tax Revenue 5,394,047 1,964,761 36.4% 2,936,000 3,332 0.1% 3,205,004 1,082,620 33.8% 4,092,918 34,814 0.9% Total Revenues 73,873,482$ 36,497,447$ 49.4% 10,301,593$ 4,302,420$ 41.8% 13,709,303$ 6,744,292$ 49.2% 15,023,918$ 5,711,616$ 38.0% 2,949,489$ 1,301,615$ 44.1% Expenditures Legislative 523,131$ 262,859$ 50.2%-$ -$ -$ -$ -$ -$ -$ -$ City Administration 1,750,952 569,212 32.5% Law Department 828,120 388,138 46.9% Administrative Services Department 8,206,488 3,128,941 38.1% Community and Econ. Development 2,824,205 1,248,039 44.2% Police Department 20,263,642 10,277,091 50.7% Fire & Life Safety Services 11,192,783 5,529,944 49.4% Health Department 2,135,313 882,360 41.3% Public Works- Operating 6,862,268 3,036,089 44.2% 10,158,426 2,338,580 23.0% 10,102,142 4,197,401 41.5% 16,368,740 6,397,968 39.1% 3,967,285 2,064,800 52.0% Public Works- Capital Outlay 3,242,598 - 0.0% 7,785,500 1,870,136 24.0% 687,475 235,250 34.2% Public Library 3,708,359 1,713,660 46.2% Parks, Recreation & Comm. Services 15,578,221 7,491,354 48.1% Total Expenditures 73,873,482$ 34,527,687$ 46.7% 13,401,024$ 2,338,580$ 17.5% 17,887,642$ 6,067,537$ 33.9% 17,056,215$ 6,633,218$ 38.9% 3,967,285$ 2,064,800$ 52.0% City of Evanston Report of Budget-to-Actual Revenues and Expenditures As of July 31, 2011 Parking Fund Water Fund Solid Waste FundSewer FundGeneral Fund (Target is 50% of FY 2011 Budget) 5 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Budget Unaudited Budget YTD Adopted Actual Adopted Actual Tax - Property 16,549,600$ 15,096,114$ 16,516,200$ 8,803,578$ Tax - State Use 1,095,000 1,002,193 677,877 428,993 Tax - Sales Tax (ROT)8,914,000 8,766,678 7,300,000 3,611,034 Tax - Sales Tax Home Rule 5,520,000 5,698,767 4,552,968 2,308,660 Tax - Auto Rental 35,000 36,445 29,155 14,493 Tax - Athletic Contest 650,200 646,337 550,000 154,227 Tax - State Income 5,717,000 5,806,131 4,635,565 2,722,856 Tax - Fire Insurance - - 90,000 Tax - Electric Utility 2,802,000 2,763,679 2,196,333 1,034,208 Tax - Natural Gas Distribution 1,583,000 1,098,213 1,385,130 597,665 Tax - Natural Gas Use 869,000 719,763 709,044 310,084 Tax - Cigarette 485,000 418,495 295,284 125,313 Tax - Local Gasoline 450,000 558,024 550,378 215,166 Tax - Liquor 2,050,000 2,108,946 1,623,754 897,772 Tax - Parking 1,785,000 2,330,876 1,800,000 906,684 Tax - Personal Property Replacement 676,500 599,906 441,166 192,377 Tax - Real Estate Transfer 1,600,000 1,790,188 1,500,000 1,133,745 Tax - Telecommunications 3,230,000 3,182,878 2,691,834 1,330,500 License Fees - Vehicles 2,700,000 2,598,829 1,799,820 199,480 License Fees - Other 1,163,600 959,830 814,720 336,271 Other Fees 1,214,500 1,208,836 1,092,617 538,524 Permit Fees - Building 2,200,000 2,702,810 2,500,000 603,356 Permit Fees - Other 1,041,800 1,347,488 1,086,400 620,288 Fines and Forfeiture Revenue 4,403,500 4,136,255 3,806,864 1,620,635 Charges for Services Revenue 10,516,700 9,985,600 6,048,402 3,821,577 Other Revenue 1,400,800 3,042,158 1,575,183 342,713 Intergovernmental Revenue 785,500 793,762 802,239 369,475 Interfund Transfers In (Other Funds)7,336,200 7,608,746 6,790,549 3,256,360 Interest Income 100,000 11,454 12,000 1,413 Total Revenue 86,873,900 87,019,401 73,873,482 36,497,447 Legislative 603,194 586,327 523,131 262,859 City Administration 1,952,348 1,874,507 1,750,952 569,212 Law Department 1,026,853 957,834 828,120 388,138 Administrative Services Department 8,770,765 9,298,274 8,206,488 3,128,941 Community and Economic Development 3,885,366 3,894,206 2,824,205 1,248,039 Police Department 21,776,503 22,382,185 20,263,642 10,277,091 Fire & Life Safety Services Department 12,329,910 12,781,168 11,192,783 5,529,944 Health Department 2,307,906 2,060,722 2,135,313 882,360 Public Works Department 12,899,123 12,378,337 6,862,268 3,036,089 Library 4,217,872 4,195,852 3,708,359 1,713,660 Parks, Recreation & Community Services 16,808,920 16,089,144 15,578,221 7,491,354 Total Expenditures 86,578,760 86,498,556 73,873,482 34,527,687 Net Surplus (Deficit) 295,140$ 520,845$ -$ 1,969,760$ Beginning Unreserved/Undesignated Fund Balance 13,175,781 13,696,626 Ending Unreserved Fund Balance 13,696,626$ 15,666,386$ City of Evanston General Fund As of July 31, 2011 6 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Budget YTD Budget Actual Adopted Actual Grant Proceeds -$ -$ 288,460$ 109,283$ Total Revenue - - 288,460 109,283 HPRP Administration - - 27,000 10,800 Program Activities - - 261,460 98,483 Total Expenditures - - 288,460 109,283 Net Surplus (Deficit)-$ -$ -$ -$ Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ -$ City of Evanston Homelessness Prevention & Rapid Re-Housing Program As of July 31, 2011 7 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Budget YTD Budget Actual Adopted Actual Grant Proceeds 4,000,000$ 3,900,841$ 6,887,345$ 1,736,415$ Program Income - - 1,500,000 - Total Revenue 4,000,000 3,900,841 8,387,345 1,736,415 Development Activities 4,000,000 3,900,841 7,985,000 1,610,103 Administration - - 124,345 57,772 Transfer to General Fund - - 278,000 68,540 Total Expenditures 4,000,000 3,900,841 8,387,345 1,736,415 Net Surplus (Deficit)-$ -$ -$ -$ Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ -$ City of Evanston Neighborhood Stabilization Fund As of July 31, 2011 8 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual State Allotment 1,900,000$ 2,223,125$ 1,900,000$ 761,585$ Investment Earnings 30,000 1,614 2,000 286 Miscellaneous Income - 2,108 - - Total Revenue 1,930,000 2,226,847 1,902,000 761,871 Sheridan Rd./ Isabella St. Project (JT with Wilmette)130,000 - - - Street Resurfacing (2009)- - - - Street Resurfacing (2010)1,700,000 1,223,579 - - Street Resurfacing (2011)- 1,200,000 593,362 Transfer to General Fund - Staff Engineering 122,500 650,004 110,606 55,303 Transfer to General Fund - Street Maintenance 650,000 122,496 586,886 293,443 Total Expenditures 2,602,500 1,996,079 1,897,492 942,108 Net Surplus (Deficit)(672,500)$ 230,768$ 4,508$ (180,237)$ Beginning Unreserved Fund Balance 794,436 1,025,204 Ending Unreserved Fund Balance 1,025,204$ 844,967$ City of Evanston Motor Fuel Fund As of July 31, 2011 9 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Landline Surcharge Revenue 670,000$ 618,314$ 525,000$ 234,957$ Wireless Surcharge Revenue 380,000 254,486 340,000 159,134 Interest Income 6,000 974 750 128 Miscellaneous Revenue - - - - Total Revenue 1,056,000 873,774 865,750 394,219 Operating Expense 848,949 759,737 778,737 345,264 Interfund Transfers Out 143,455 143,472 125,868 62,934 Capital Replacement 1,619,700 913,530 229,353 52,170 Total Expenditures 2,612,104 1,816,739 1,133,958 460,368 Net Surplus (Deficit)(1,556,104)$ (942,965)$ (268,208)$ (66,149)$ Beginning Unreserved Fund Balance 2,203,799 1,260,834 Ending Unreserved Fund Balance 1,260,834$ 1,194,685$ City of Evanston E911 Fund As of July 31, 2011 10 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Property Tax Revenue 378,000$ 376,979$ 378,000$ 201,678$ Investment Income - 35 - 16 Total Revenues 378,000 377,014 378,000 201,694 Professional Fees (Evmark)378,000 378,216 378,000 194,000 Total Expenditures 378,000 378,216 378,000 194,000 Net Surplus (Deficit)-$ (1,202)$ -$ 7,694$ Beginning Unreserved Fund Balance 310,362 309,160 Ending Unreserved Fund Balance 309,160$ 316,854$ City of Evanston Special Service Area #4 Fund As of July 31, 2011 11 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Intergovernmental/Entitlement 1,955,566$ 2,030,592$ 2,095,180$ 173,016$ Funds Reallocated from Prior Years 67,531 25,000 - Program Income 27,079 37,787 20,000 12,874 Miscellaneous - 314 - - Total Revenues 2,050,176 2,068,693 2,140,180 185,890 CDBG Administration/Planning 344,870 215,684 308,367 84,091 Development Activities 843,063 849,510 1,016,894 13,486 Transfers to General Fund 856,000 881,360 772,000 361,865 Total Expenditures 2,043,933 1,946,554 2,097,261 459,442 Transfer In - - - - Net Surplus (Deficit)6,243$ 122,139$ 42,919$ (273,552)$ Beginning Unreserved Fund Balance 422,799 544,938 Ending Unreserved Fund Balance 544,938$ 271,386$ City of Evanston CDBG Fund As of July 31, 2011 12 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Intergovernmental Revenue -$ 153,981$ -$ 128,463$ Program Income 3,000 - 9,000 Interest Income - 403 - 112 Total Revenues 3,000 154,384 9,000 128,575 Program Expenses 20,000 166,014 20,000 101,394 Transfer to CDBG 55,000 - - Development Activities - - - - Total Expenditures 75,000 166,014 20,000 101,394 Net Surplus (Deficit)(72,000)$ (11,630)$ (11,000)$ 27,181$ Beginning Unreserved Fund Balance 1,974,482 1,962,852 Ending Unreserved Fund Balance 1,962,852$ 1,990,033$ City of Evanston CDBG Loan Fund As of July 31, 2011 13 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Hotel Tax 1,500,000$ 1,255,695$ 1,350,000$ 652,065$ Amusement Tax 300,000 260,621 300,000 97,294 Investment Income 8,000 591 8,000 77 Total Revenues 1,808,000 1,516,907 1,658,000 749,436 Economic Development Activities 1,351,627 722,029 1,640,247 463,844 Tax Rebate Agreement - - - Transfers to General Fund 407,455 407,460 377,256 188,628 Total Expenditures 1,759,082 1,129,489 2,017,503 652,472 Net Surplus (Deficit)48,918$ 387,418$ (359,503)$ 96,964$ Beginning Unreserved Fund Balance 2,007,615 2,395,032 Ending Unreserved Fund Balance 2,395,032$ 2,491,996$ City of Evanston Economic Development Fund As of July 31, 2011 14 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Taxes 40,000$ 20,000$ 20,000$ -$ Transfers From Other Funds -$ -$ - - Interest Income - - - - Total Revenues 40,000 20,000 20,000 - Program Expenses 50,000 5,397 50,000 - Transfers to Other Funds - - - - Total Expenditures 50,000 5,397 50,000 - Net Surplus (Deficit)(10,000)$ 14,603$ (30,000)$ -$ Beginning Unreserved Fund Balance 75,312 89,915 Ending Unreserved Fund Balance 89,915$ 89,915$ City of Evanston Neighborhood Improvement Fund As of July 31, 2011 15 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Intergovernmental /Entitlement 575,009$ 746,707$ 560,000$ 38,249$ Program Income 9,000 - 10,000 - Total Revenues 584,009 746,707 570,000 38,249 Home Administration/Planning 76,500 213,342 56,000 6,057 CHDO Operating 25,500 - 28,000 Development Activities 465,700 444,357 429,600 1,913 Transfers to General Fund 34,300 33,003 56,400 11,500 Total Expenditures 576,500 690,702 570,000 19,470 Net Surplus (Deficit)7,509$ 56,005$ -$ 18,779$ Beginning Unreserved Fund Balance 2,048,864 2,104,869 Ending Unreserved Fund Balance 2,104,869$ 2,123,648$ City of Evanston Home Fund As of July 31, 2011 16 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Interest Income 21,000$ 548$ 1,000$ 72$ Demolition Taxes 10,000 20,000 8,330 Developer Contributions 150,000 31,550 - 2,000 Rehab Repayments - 20,000 2,083 Miscellaneous - 25,162 - - Total Revenues 181,000 77,260 29,330 4,155 Housing - Land 50,000 - 41,650 - Housing - Buildings - - - - Down Payment Assistance 200,000 162,065 166,600 11,604 Transfers to General Fund 24,000 24,000 19,992 9,996 Miscellaneous 48,000 1,320 39,984 - Total Expenditures 322,000 187,385 268,226 21,600 Net Surplus (Deficit)(141,000)$ (110,125)$ (238,896)$ (17,445)$ Beginning Unreserved Fund Balance 2,226,094 2,115,969 Ending Unreserved Fund Balance 2,115,969$ 2,098,524$ City of Evanston Affordable Housing Fund As of July 31, 2011 17 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 4,704,000$ 4,572,756$ 4,800,000$ 2,619,808$ Interest Income 25,000 27,588 25,000 2,673 Total Revenue 4,729,000 4,600,344 4,825,000 2,622,481 Series 1997 Principal (refunded by 1999 & 2008D) 304,002 305,000 325,000 - Series 1997 Interest (refunded by 1999 and 2008D) 111,762 134,366 128,200 59,100 Contributions to Other Agencies - - - - Capital Improvements 153,500 - 773,715 69,054 Contractual Services 79,000 114,543 125,000 1,084 Transfer to Parking Fund (Sherman)3,385,900 3,385,896 3,419,636 1,709,818 Transfer to General Fund 325,000 324,996 325,000 162,500 Total Expenditures 4,359,164 4,264,801 5,096,551 2,001,556 Net Surplus (Deficit) 369,836$ 335,543$ (271,551)$ 620,925$ Beginning Unreserved Fund Balance 5,944,391 6,279,934 Ending Unreserved Fund Balance 6,279,934$ 6,900,859$ City of Evanston Washington National TIF Fund As of July 31, 2011 18 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Taxes 431,812$ 404,512$ 428,756$ 235,497$ Interest Income 100 45 100 21 Total Revenue 431,912 404,557 428,856 235,518 Series 2002C Bonds Principal 325,000 315,000 340,000 - Series 2002C Bonds Interest 113,062 125,976 88,756 53,853 General Management Support - - - - Total Expenditures 438,062 440,976 428,756 53,853 Net Surplus (Deficit) (6,150)$ (36,419)$ 100$ 181,665$ Beginning Unreserved Fund Balance 22,885 (13,534) Ending Unreserved Fund Balance (13,534)$ 168,131$ City of Evanston Special Service Area #5 As of July 31, 2011 19 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 1,252,000$ 1,039,086$ 1,300,000$ 571,497$ Interest Income 15,000 1,549 5,000 344 Total Revenue 1,267,000 1,040,635 1,305,000 571,841 1994 & 1996 Bonds Principal (refunded by 1999 and 2008D bonds)533,249 535,000 570,000 - 1994 & 1996 Bonds Interest (refunded by 1999 and 2008D bonds)141,804 170,482 141,804 70,529 Other Expenses - - 460,000 Operating Transfer to General Fund 141,600 142,385 141,600 70,800 Total Expenditures 816,653 847,867 1,313,404 141,329 Net Surplus (Deficit)450,347$ 192,768$ (8,404)$ 430,512$ Beginning Unreserved Fund Balance 3,742,016 3,934,784 Ending Unreserved Fund Balance 3,934,784$ 4,365,296$ City of Evanston SW II TIF (Howard Hartrey) As of July 31, 2011 20 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Tax Increment 656,000$ 437,734$ 656,000$ 246,731$ Interest Income 500 12 500 22 Total Revenue 656,500 437,746 656,500 246,753 Contribution to Other Agencies 840,000 840,000 700,000 - Operating Transfer to General Fund 24,100 24,619 24,100 12,050 Total Expenditures 864,100 864,619 724,100 12,050 Net Surplus (Deficit)(207,600)$ (426,873)$ (67,600)$ 234,703$ Beginning Unreserved Fund Balance 577,638 150,765 Ending Unreserved Fund Balance 150,765$ 385,468$ City of Evanston Southwest TIF As of July 31, 2011 21 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Tax- Current 10,376,436$ 9,241,549$ 10,806,574$ 5,169,724$ Net Property Tax- Prior Year - - - 120,317 Capitalized Interest 68,188 - - Bond Proceeds/Premium/ Discounts - - - Transfer from Other Funds - IMRF - - 871,528 435,505 Interest Income 10,000 700 1,000 922 Transfer from Special Assessment Fund 317,659 317,664 317,660 127,064 Total Revenue 10,772,283 9,559,913 11,996,762 5,853,532 Series 1999- Principal - 550,000 - - Series 1999- Interest - 31,376 - 23,937 Series 2000 - Principal - 195,000 - - Series 2000 - Interest - 144,013 - 69,081 Series 2000 D- Principal - - - - Series 2000 D- Interest - - - - Series 2002 C- Principal 675,000 685,000 - - Series 2002 C- Interest 171,737 221,812 117,400 63,547 Series 2003 - Principal - - - - Series 2003 - Interest - - - 46,623 Series 2003 B- Principal 365,000 365,000 - - Series 2003 B- Interest 104,560 104,560 46,623 - Series 2004- Principal 710,000 785,000 735,000 - Series 2004- Interest 559,400 589,850 533,250 279,225 Series 2004 B- Principal 1,150,000 1,465,000 1,210,000 - Series 2004 B- Interest 185,824 248,811 145,494 126,600 Series 2005- Principal 510,000 525,000 525,000 - Series 2005- Interest 741,500 761,400 721,500 370,400 Series 2006- Principal 75,000 125,000 75,000 - Series 2006- Interest 457,583 472,158 454,620 233,610 Series 2006 B Bonds- Interest 604,126 604,126 302,063 302,063 Series 2007 - Principal 1,075,000 1,105,000 1,115,000 - Series 2007 - Interest 654,625 692,543 626,520 331,620 Series 2008A - Principal 195,000 349,740 195,000 - Series 2008A - Interest 144,012 429,376 138,162 209,442 Series 2008C - Principal 332,340 - 343,800 - Series 2008C - Interest 408,014 - 398,044 - Series 2008D - Principal 550,000 - 520,000 - Series 2008D - Interest 31,378 - 47,874 - Series 2010- Estimated Interest/Principal 800,000 107,962 - - Series 2010 A - Principal DSF - 240,000 - Series 2010 A - Interest DSF - 190,138 95,069 Series 2010 B - Principal DSF - 695,000 - Series 2010 B - Interest DSF - 176,528 88,264 Series 2004- Principal SAF 75,000 - 80,000 - Series 2004- Interest SAF 30,450 - 25,200 - Series 2005- Principal SAF 15,000 - 20,000 - Series 2005- Interest SAF 19,900 - 19,300 - Series 2006- Principal SAF 50,000 - 50,000 - Series 2006- Interest SAF 14,575 - 12,600 - Series 2007 - Principal SAF 30,000 - 35,000 - Series 2007 - Interest SAF 37,919 - 36,720 - Series 2008C - Principal SAF 17,400 - 18,000 - Series 2008C - Interest SAF 21,362 - 20,840 - General Management and Support - 49 5,000 - Transfer out -General Fund - - - - Escrow Funding - - - - Bond Issuance Costs 200,000 71,197 75,000 - Fiscal Agent Fees 8,000 12,200 8,000 2,300 Total Expenditures 11,019,705 10,641,173 9,957,676 2,241,781 Net Surplus (Deficit)(247,422)$ (1,081,260)$ 2,039,086$ 3,611,751$ Beginning Unreserved Fund Balance 354,874 (726,386) Ending Unreserved Fund Balance (726,386)$ 2,885,365$ City of Evanston Debt Service Fund As of July 31, 2011 22 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Taxes 689,000$ 424,665$ 689,000$ 192,054$ Interest Income 500 239 400 51 Miscellaneous - - - 13,277 Total Revenue 689,500 424,904 689,400 205,382 General Management Support - 495,898 - 9,449 Transfers to General Fund 120,400 120,396 120,400 60,200 Total Expenditures 120,400 616,294 120,400 69,649 Net Surplus (Deficit)569,100$ (191,390)$ 569,000$ 135,733$ Beginning Unreserved Fund Balance 752,961 561,571 Ending Unreserved Fund Balance 561,571$ 697,304$ City of Evanston Howard Ridge TIF As of July 31, 2011 23 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Net Property Taxes 315,000$ 443,052$ 580,000$ 244,874$ Interest Income 500 1,060 1,000 2,143 Total Revenue 315,500 444,112 581,000 247,017 General Management Support - - - - Capital Projects 490,000 281,749 490,000 2,200 Transfers to General Fund 25,000 56,974 50,000 25,000 Total Expenditures 515,000 338,723 540,000 27,200 Net Surplus (Deficit)(199,500)$ 105,389$ 41,000$ 219,817$ Beginning Unreserved Fund Balance 935,120 1,040,509 Ending Unreserved Fund Balance 1,040,509$ 1,260,326$ City of Evanston West Evanston TIF As of July 31, 2011 24 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Bond Proceeds 7,852,243$ 6,572,922$ 5,078,500$ -$ Installment Loan Proceeds 400,000 - - Grants 5,129,385 1,783,089 4,231,473 24,731 Private Contributions 450,000 575,000 Miscellaneous - 149,000 Interest Income 50,000 49,068 - 9,848 Total Revenue 13,881,628 8,405,079 10,033,973 34,579 Administration 95,680 52,301 Capital Outlay (includes prior year rollovers)16,331,628 7,430,724 13,014,138 2,235,323 Interfund Transfers Out 300,000 658,121 300,000 151,065 Total Expenditures 16,631,628 8,088,845 13,409,818 2,438,689 Net Surplus (Deficit)(2,750,000)$ 316,234$ (3,375,845)$ (2,404,110)$ Beginning Unreserved Fund Balance 5,441,774 5,758,008 Ending Unreserved Fund Balance 5,758,008$ 3,353,898$ City of Evanston Capital Improvement Fund As of July 31, 2011 25 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Special Assessments Collected 550,000$ 398,432$ 550,000$ 56,087$ Bond Proceeds - - Investment Income 25,000 6,005 25,000 4,433 Total Revenue 575,000 404,437 575,000 60,520 Transfer to Debt Service Fund 317,659 317,664 317,659 127,064 Capital Improvements 480,000 190,932 1,575,000 2,608 General Management Support - 826 - Other Costs - - - - Total Expenditures 797,659 509,422 1,892,659 129,672 Net Surplus (Deficit)(222,659)$ (104,985)$ (1,317,659)$ (69,152)$ Beginning Unreserved Fund Balance 3,833,829 3,728,844 Ending Unreserved Fund Balance 3,728,844$ 3,659,692$ City of Evanston Special Assessment Fund As of July 31, 2011 26 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Parking Lots & Meters 2,832,000$ 2,757,467$ 2,349,060$ 1,238,956$ Church Street Garage 810,000 580,722 583,333 311,883 Maple Avenue Garage 1,367,000 1,158,851 1,138,711 448,944 Sherman Avenue Garage 1,598,000 1,376,630 1,331,134 589,487 Washington National TIF Interfund Transfers-In 3,385,900 3,385,896 2,820,455 1,709,818 Downtown II TIF Interfund Transfers-In - - - - Downtown TIF Revenues - - - - Interest Income 34,900 5,998 34,900 3,332 Reserve for Future Repairs (Contra Depreciation) 2,044,000 - 2,044,000 - Total Revenue 12,071,800 9,265,564 10,301,593 4,302,420 7005 - Parking System Administration 661,407 597,418 743,677 248,839 7015 - Parking Lots and Meters 971,743 770,569 799,498 355,203 7025 - Church Street Self Park 800,100 614,253 674,084 151,275 7030 - Church Street Debt Payments 159,700 155,124 133,030 27,168 7036 - Sherman Avenue Garage 5,878,900 4,523,838 5,324,706 859,974 7037 - Maple Avenue Garage 1,920,991 1,100,128 1,680,189 294,500 7038 - TIF Bond/Transfers - - - 7050- Interfund Transfers Out 964,276 964,272 803,242 401,621 Capital Improvements - - 3,242,598 - Total Expenditures 11,357,117 8,725,602 13,401,024 2,338,580 Net Surplus (Deficit)714,683$ 539,962$ (3,099,431)$ 1,963,840$ Further Operating Expense Breakdown: 7015 Parking Meter Activities 927,743 770,569 762,846 355,203 7015 Parking Meter Depreciation 44,000 - 36,652 - SUBTOTAL 971,743 770,569 799,498 355,203 7025- Church Garage Activities 584,100 614,253 494,156 151,275 7025- Church Garage Depreciation 216,000 - 179,928 - SUBTOTAL 800,100 614,253 674,084 151,275 7036 Sherman Garage Activities 1,425,000 2,213,838 1,199,756 859,974 7036 Transfer to General Fund - - - - 7036 Debt Service Payments 3,403,900 2,310,000 3,250,300 - 7036 Reserve (Depreciation)1,050,000 - 874,650 - SUBTOTAL 5,878,900 4,523,838 5,324,706 859,974 7037 Maple Garage Activities 1,186,991 1,100,128 1,013,991 294,500 7037 Tax Rebate Agreement - - - - 7037 Debt Service Payments - - - - 7037 Reserve (Depreciation)734,000 - 666,198 - SUBTOTAL 1,920,991 1,100,128 1,680,189 294,500 Beginning Unreserved Fund Balance 16,158,991 16,698,953 Ending Unreserved Fund Balance 16,698,953$ 18,662,793$ City of Evanston Parking Fund As of July 31, 2011 27 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Evanston 5,675,000$ 5,198,484$ 4,647,499$ 2,337,396$ Skokie 2,690,000 2,885,096 2,286,500 1,276,301 Northwest Commission 4,100,000 4,781,645 3,570,300 2,047,975 Investment Earnings 12,000 2,773 9,996 369 Debt Proceeds 3,500,000 - 2,500,000 642,359 Debt Proceeds (zero interest)531,335 - - - Fees and Merchandise Sales 50,000 52,915 35,000 35,337 Fees and Outside Work 80,000 196,821 66,640 138,539 Grants 510,246 52,865 350,000 87,500 Phosphate Sales 60,000 46,140 49,980 26,688 Property Sales and Rentals 184,200 182,091 193,388 79,841 Misc Revenue 63,000 11,895 - 71,987 Total Revenue 17,455,781 13,410,725 13,709,303 6,744,292 General Support 788,521 646,697 681,872 267,078 Pumping 2,655,827 2,092,489 2,270,869 790,094 Filtration 2,492,978 2,188,522 2,138,628 896,510 Distribution 1,384,891 1,170,913 1,260,167 499,513 Meter Maintenance 356,611 301,108 320,115 128,128 Other Operating Expenses 239,800 104,867 219,791 51,998 Debt Service 657,560 - 82,542 Capital Outlay 155,000 78,350 115,500 20,136 Capital Improvements 7,600,581 2,801,096 7,670,000 1,850,000 Interfund Transfers Out - General Fund 3,286,800 3,286,800 2,737,748 172,049 Interfund Transfers Out - Insurance Fund 468,492 468,492 390,410 1,392,031 Total Expense 20,087,061 13,139,334 17,887,642 6,067,537 Net Surplus (Deficit)(2,631,280)$ 271,391$ (4,178,339)$ 676,755$ Beginning Unreserved Fund Balance 8,042,109 8,313,500 Ending Unreserved Fund Balance 8,313,500$ 8,990,255$ City of Evanston Water Fund As of July 31, 2011 28 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Operations 14,284,000$ 13,390,107$ 10,931,000$ 5,676,802$ Debt Proceeds - 4,000,000 - Investment Earnings 4,000 1,619 3,332 460 Miscellaneous - 30,764 89,586 34,354 Total Revenue 14,288,000 13,422,490 15,023,918 5,711,616 Sewer Operations 1,972,921 1,725,154 1,673,727 657,262 Other Operating Expenses 53,100 21,004 21,000 21,000 Interfund Transfers Out (Excludes Fleet)536,203 536,220 446,657 223,329 Capital Outlay 30,000 12,000 - Capital Improvement Account 700,000 231,513 687,475 235,250 Depreciation - - Debt Service 14,215,356 14,226,600 14,215,356 5,496,377 Total Expenses 17,507,580 16,740,491 17,056,215 6,633,218 Net Surplus (Deficit)(3,219,580)$ (3,318,001)$ (2,032,297)$ (921,602)$ Beginning Unreserved Fund Balance 2,591,620 (726,381) Ending Unreserved Fund Balance (726,381)$ (1,647,983)$ City of Evanston Sewer Fund As of July 31, 2011 29 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Solid Waste Franchise Fees -$ -$ 141,610$ 156,670 SWANCC Recycling Incentive - - 124,950 74,367 Recycling Service Charge - - 1,826,269 937,023 Sanitation Service Charge Penalty - - 16,660 13,195 Special Pickup Fees - - 100,000 24,710 State Recycling Grant - - 45,000 67 Trash Cart Sales - - 15,000 28,744 Yard Waste Fees - - 680,000 66,839 Total Revenue - - 2,949,489 1,301,615 Refuse Collection & Disposal - - 1,975,110 1,402,769 Residential Recycling Collection - - 960,841 628,082 Yard Waste Collection - - 1,031,334 33,949 Total Expense - - 3,967,285 2,064,800 Net Surplus (Deficit)-$ -$ (1,017,796)$ (763,185) Beginning Unreserved Fund Balance - - Ending Unreserved Fund Balance -$ (763,185) City of Evanston Solid Waste As of July 31, 2011 30 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual General Fund 4,047,800$ 4,047,726$ 2,877,885$ 1,438,944$ Parking Fund 29,700 29,700 24,740 12,370 Water Fund 195,100 195,100 162,518 81,259 Sewer Fund 305,500 305,500 254,482 127,241 Solid Waste Fund - - 396,000 198,000 Sale of Surplus Property 252,260 91,591 350,000 59,670 Damage to City Property 29,770 - 24,798 - Miscellaneous Revenue - 362,969 - 27,212 Interest Income 5,000 897 4,165 118 Total Revenues 4,865,130 5,033,483 4,094,588 1,944,814 General Support 287,135 255,555 236,857 104,882 Major Maintenance 2,914,725 2,828,035 2,934,771 1,213,576 Capital Outlay 1,700,000 1,833,959 1,933,320 427,624 Total Expenditures 4,901,860 4,917,549 5,104,948 1,746,082 Net Surplus (Deficit)(36,730)$ 115,934$ (1,010,360)$ 198,732$ Beginning Unreserved Fund Balance 919,163 1,035,097 Ending Unreserved Fund Balance 1,035,097$ 1,233,829$ City of Evanston Fleet Fund As of July 31, 2011 31 of 33 FY 2010-2011 FY 2010-2011 FY 2011 FY 2011 Adopted Unaudited Adopted YTD Budget Actual Budget Actual Charges for Services - General Fund 10,102,500$ 10,438,142$ 10,106,816$ 4,801,115$ Charges for Services - Parking Fund 499,176 499,191 355,946 177,973 Charges for Services - Water Fund 966,092 966,056 913,521 463,875 Charges for Services - Sewer Fund 432,203 432,214 367,581 183,791 Charges for Services - E911 Fund 75,355 75,316 89,376 44,688 Charges for Services - CDBG Fund 40,555 40,603 33,677 16,839 Charges for Services - Economic Dev. Fund 44,055 44,064 51,116 25,558 Charges for Services - Fleet Fund 138,500 138,470 184,760 92,381 Charges for Services - NSP II Fund - - 5,463 2,731 Charges for Services - Solid Waste Fund - - 145,937 72,972 Retiree Health Insurance Contributions 2,036,000 1,656,915 1,695,988 648,548 Employee Health Insurance Contributions 1,304,450 1,375,277 1,200,000 300,041 Subrogation Proceeds 100,000 221,603 83,300 42,152 Investment Income 50,000 1,030 41,650 135 Total Revenues 15,788,886 15,888,881 15,275,131 6,872,799 General Administration 277,587 380,307 250,943 119,959 Liability Insurance Premiums 470,000 510,658 391,510 449,329 Liability Legal Fees 425,000 479,709 175,000 126,494 Liability Settlement Payments 400,000 253,788 300,000 130,786 Health Insurance Premiums 12,147,850 12,373,252 11,138,960 5,259,760 Health Insurance Opt Outs 78,000 71,420 64,974 29,955 Workers Comp Insurance Premiums 90,000 103,997 120,000 - Workers Comp Legal Fees 170,000 93,435 71,000 21,593 Workers Comp Medical Payments 500,000 844,442 900,000 490,333 Workers Comp Settlement Payments 1,000,000 1,129,738 833,000 367,805 Workers Comp TPA Pymts (Non specific)- 108,750 77,125 Workers Comp TTD Pymts (Non sworn)300,000 194,016 249,900 55,605 Total Expenditures 15,858,437 16,434,762 14,604,037 7,128,744 Net Surplus (Deficit)(69,551)$ (545,881)$ 671,094$ (255,945)$ Beginning Unreserved Fund Balance (4,128,203) (4,674,084) Ending Unreserved Fund Balance (4,674,084)$ (4,930,029)$ City of Evanston Insurance Fund As of July 31, 2011 32 of 33 March April May June July August September October November December FY 2011 Unreserved Fund Balance 15,222,768$ 20,587,218$ 15,666,386$ 18,933,072$ 15,666,386$ FY 2010-11 Unreserved Fund Balance 19,918,009$ 19,537,624$ 19,137,377$ 17,675,102$ 16,539,922$ FY 2011 Cash Balance 8,500,193$ 12,269,387$ 11,926,354$ 10,788,858$ 10,521,181$ FY 2010-11 Cash Balance 12,065,689$ 12,800,603$ 11,889,234$ 9,790,128$ 8,893,548$ $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 City of Evanston General Fund Comparison of Fund and Cash Balances Fiscal Year 2011 vs Fiscal Year 2010-11 FY 2011 Unreserved Fund Balance FY 2010-11 Unreserved Fund Balance FY 2011 Cash Balance FY 2010-11 Cash Balance 33 of 33