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HomeMy WebLinkAbout2013.12 December Monthly Report To: Wally Bobkiewicz, City Manager Martin Lyons, Assistant City Manager/Chief Financial Officer From: Louis Gergits, Finance Manager Hitesh Desai, Accounting Manager Subject: December 2013 Monthly Financial Report Date: February 14, 2014 Please find attached the unaudited financial statements as of December 31, 2013, which represents the end of Fiscal Year 2013. Please note these yearend financial statements are preliminary and will not be finalized until the Comprehensive Annual Financial Report (CAFR) is published in June, 2014. A summary by fund for total revenues, expenditures/expenses, fund balances, and cash balances is as follows: YTD YTD YTD 12/31/2013 12/31/2013 12/31/2013 12/31/2013 12/31/2013 Unreserved Cash Fund Name Fund # Revenue Expenses Net Fund Balance Balance* General 100 86,852,124$ 86,799,174$ 52,950$ 17,086,437$ 7,021,780$ HPRP 190 - - - - Neighborhood Stabilization 195 2,726,082 2,761,685 (35,603) (35,603) (5,504) Motor Fuel 200 2,118,988 1,805,788 313,200 1,312,568 1,474,964 Emergency 911 205 921,216 1,044,778 (123,561) 1,141,246 1,003,145 SSA#4 210 316,235 370,000 (53,765) (170,768) (180,202) CDBG 215 1,418,349 1,652,332 (233,983) (221,184) 8,215 CDBG Loan 220 281,869 150,636 131,233 2,276,046 124,812 Economic Development 225 2,455,105 1,520,802 934,303 3,084,707 3,012,281 Neighborhood Improvement 235 20,000 - 20,000 149,915 149,915 Home 240 847,566 731,319 116,247 3,422,622 10,048 Affordable Housing 250 315,362 74,178 241,184 2,477,310 744,859 Washington National TIF 300 4,525,480 6,717,107 (2,191,627) 5,099,677 4,725,866 SSA#5 305 427,799 418,815 8,984 442,038 413,578 SW II TIF (Howard Hartrey) 310 1,120,702 2,024,927 (904,225) 3,341,414 3,341,415 Southwest TIF 315 480,769 452,634 28,135 333,074 333,074 Debt Service 320 38,334,891 37,874,257 460,634 3,356,782 1,518,679 Howard Ridge TIF 330 507,574 895,083 (387,509) 668,001 378,350 West Evanston TIF 335 51,311 381,044 (329,733) 543,114 538,223 Dempster-Dodge TIF 340 - - - - - Capital Improvement 415 9,102,442 6,915,749 2,186,693 5,588,604 7,508,343 Special Assessment 420 518,414 351,636 166,778 2,072,093 2,074,044 Parking 505 15,722,095 16,852,604 (1,130,509) 13,287,791 15,007,658 Water 510-513 16,646,625 17,195,021 (548,396) 8,644,259 8,370,054 Sewer 515 18,584,478 18,740,253 (155,775) 4,043,803 2,068,662 Solid Waste 520 5,130,397 4,775,663 354,734 (1,093,150) (1,413,673) Fleet 600 3,776,630 3,560,090 216,540 109,443 (116,550) Equipment Replacement 601 1,576,088 1,530,242 45,846 1,546,328 1,300,756 Insurance 605 17,520,242 16,809,654 710,588 (6,665,911) 653,193 Library 185 4,939,647 5,184,388 (244,741) 856,355 380,628 Total** 237,238,481$ 237,589,858$ (351,377)$ 72,697,012$ 60,446,613$ *This is net of any interfund receivables/payables **This summary does not include the Police or Fire Pension Funds even though detailed reports are included. Memorandum 1 of 39 Included above are the ending balances as of December 31, 2013 for both unreserved fund and cash balances. Of these two amounts, cash balance is the more meaningful metric since this represents liquid cash and/or invested assets which may be used (or easily sold) to support and fund current operations. While ending fund balance is also an important measurement of the City’s financial health, it usually includes illiquid assets or future cash receipts or disbursements such as receivables (including property tax) due to the City and accounts payable/accrued expenses. Through December 31, 2013, General Fund unaudited revenues totaled $86,852,124 or $1,656,505 (2.76%) above the FY 2013 budget. Unaudited FY 2013 yearend General Fund revenues are over budget primarily due to favorable variances in Athletic Contest Tax (actual unaudited revenues were higher than staff estimates by $156,355 or 17.37%) State Income Tax ($470,115 or 7% over yearend estimates), Real Estate Transfer Tax ($1,118,599 or 40.3% over staff estimates), Other License Fees ($368,532 or 34.79% over staff estimates, primarily due to liquor licenses), Other Permits ($279,779 or 19.08% over staff estimates) and Intergovernmental Revenue ($621,630 or 77.29% over staff estimates). Through November 30, 2013, the General Fund had a surplus of $2.2 million and General Fund expenses were 3.3% ($2.7 million) below the November budget target of 91.6%. However, the January 2, 2014 paycheck date resulted in a third payroll being accrued back to December, 2013. The additional payroll in December resulted in a charge of approximately $2.2 million to the General Fund. Combined with normal monthly expenditures, the purchase of salt ($458,000), and the acquisition of computer equipment ($304,000), the General Fund ended the year with expenditures of $84,699,174. This is $178,752 above FY 2013 budgeted General Fund expenditures of $84,520,422. As part of the 2014 budget process, city staff estimated that the General Fund would complete 2013 with total expenses of $83,027,723. As previously mentioned, the General Fund had actual expenditures of $84,699,174 (again, budget of $84,520,422), resulting in a difference of approximately $1.67 million. This difference is a result of overtime and related expenditures exceeding budget in Police, Fire, and Public Works by approximately $1.141 million, salt purchases exceeding by $335,000, and equipment purchases for the Fire Dept. exceeding by $187,000. A summary of overtime and related personnel expenses exceeding budget by Department is provided in the table below: Description Amount Police Special Events 240,000$ Police Overtime 291,000$ Police Hireback 201,000$ Public Works Overtime 225,000$ Public Works Snow Overtime 40,000$ Fire Personnel Expenses 144,000$ TOTAL 1,141,000$ 2 of 39 As a result of the General Fund ending FY 2013 with a preliminary unaudited surplus of $2,152,950, staff proposes proceeding with the General Fund interfund transfers as discussed during the FY 2014 Budget process. A summary of the General Fund surplus transfers to other funds is provided in the table below: Fund Transfer Amount Debt Service Fund 1,000,000$ Fleet Maintenance Fund 600,000$ Insurance Fund 500,000$ Total Transfers 2,100,000$ On March 24, 2014, the City Council adopted the FY 2013 Budget Amendment which increased the City’s 2013 General Fund budget by $2,278,752 to a total of $86,799,174. This amendment increased the City’s total FY 2013 Budget across all funds from $253,935,256 to $256,214,008. The attached Monthly Financial Reports for December have been updated to reflect this amendment. Through December 31, 2013, the Neighborhood Stabilization Fund is showing a negative fund balance of $35,603 and a negative cash balance of $5,504. This negative cash balance was offset on January 9, 2014, when the City received program income of $190,493. Through December 31, 2013, the Special Service Area (SSA) #4 Fund is showing a negative fund balance of $170,768 and a negative cash balance of $180,202. Through December 31, 2013, the Solid Waste Fund is showing a negative fund balance of $1,093,150 and a negative cash balance of $1,413,673. The Solid Waste Fund is operating at a surplus of $354,734 as of December 31, 2013. Through December 31, 2013, the Fleet Fund is showing a negative cash balance of $116,550. This negative cash balance includes the yearend $600,000 transfer from the General Fund to the Fleet Fund. Fleet maintenance and equipment charges to other Departments will need to be increased in the future to offset this negative balance. Through December 31, 2013, the Insurance Fund is showing a negative fund balance of $6,665,911. This negative fund balance includes the yearend $500,000 transfer from the General Fund to the Insurance Fund. This negative fund balance is primarily for claims/cases being expensed. These claims/cases have not been settled, and therefore there is no guarantee the City will actually experience this negative fund balance as estimated. Staff will continue to monitor the Insurance Fund and provide regular updates to the City Council in the future. If there are any questions on the attached report, please contact me by phone at (847) 859-7816 or by email: lgergits@cityofevanston.org. Detailed fund summary reports can be found at the following link: http://www.cityofevanston.org/city-budget/financial-reports/ 3 of 39 CERTIFICATION OF ATTACHED FINANCIAL REPORTS As required per Illinois Statute 65 ILCS 5/3.1-35-45 I, Martin Lyons, Treasurer of the City of Evanston, hereby affirm that I have reviewed the December 31, 2013 year-to- date financial information and reports which to the best of my knowledge appear accurate and complete. 4 of 39 Revenues Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Budget Actual % of Budget Property Tax 12,481,386$ 12,191,575$ 97.7% -$ -$ -$ -$ -$ -$ -$ -$ Sales Tax 15,152,800 15,682,140 103.5% - - - - - - - - State Income Tax 6,322,645 7,182,793 113.6% - - - - - - - - Utility Tax 8,514,306 7,723,648 90.7% - - - - - - - - Real Estate Transfer Tax 2,146,300 3,894,599 181.5% - - - - - - - - Liquor Tax 2,350,000 2,261,874 96.2% - - - - - - - - Other Taxes 5,961,146 6,095,012 102.2% - - - - - - - - Licenses, Permits, Fees 9,419,640 10,627,149 112.8% - - - - - - - - Charges for Services 7,904,198 7,845,622 99.3% 6,434,293 12,090,745 187.9% 13,157,500 13,847,044 105.2% 12,908,000 13,758,709 106.6% 3,624,033 3,853,963 106.3% Intergovernmental Revenues 786,798 1,425,905 181.2% - - - - - - 140,000 30,467 21.8% Interfund Transfers 7,693,367 7,521,427 97.8% 3,631,350 3,631,350 100.0% - - - - 1,245,967 1,245,967 100.0% Other Non-Tax Revenue 5,790,465 4,400,380 76.0% 2,034,004 - 0.0% 3,771,800 2,799,581 74.2% 7,119,865 4,825,769 67.8% - - Total Revenues 84,523,051$ 86,852,124$ 102.8% 12,099,647$ 15,722,095$ 129.9% 16,929,300$ 16,646,625$ 98.3% 20,027,865$ 18,584,478$ 92.8% 5,010,000$ 5,130,397$ 102.4% Expenditures Legislative 657,069$ 657,069$ 100.0% -$ -$ -$ -$ -$ -$ -$ -$ City Administration 1,582,580 1,582,580 100.0% - - - - - - - - Law Department 973,254 973,254 100.0% - - - - - - - - Administrative Services Department 7,721,650 7,721,650 100.0% - - - - - - - - Community and Econ. Development 2,536,250 2,536,250 100.0% - - - - - - - - Police Department 26,508,585 26,508,585 100.0% - - - - - - - - Fire & Life Safety Services 14,142,078 14,142,078 100.0% - - - - - - - - Health Department 2,917,848 2,917,848 100.0% - - - - - - - - Public Works - Operating 10,043,463 10,043,463 100.0% 10,968,984 14,989,475 136.7% - - - - 5,264,222 4,775,663 90.7% Public Works - Capital Outlay - - 3,455,000 1,863,129 53.9% - - - - - - Parks, Recreation & Comm. Services 17,616,397 17,616,397 100.0% - - - - - - - - Transfer to Debt Service Fund 1,000,000 1,000,000 N/A - - - - - - - - Transfer to Fleet Maint. Fund 600,000 600,000 N/A - - - - - - - - Transfer to Insurance Fund 500,000 500,000 N/A - - - - - - - - Utilities - Operating - - - - 12,927,979 12,153,847 94.0% 14,322,988 14,147,427 98.8% - - Utilities - Capital Outlay - - - - 8,314,200 5,041,174 60.6% 4,943,100 4,592,826 92.9% - - Total Expenditures 86,799,174$ 86,799,174$ 100.0% 14,423,984$ 16,852,604$ 116.8% 21,242,179$ 17,195,021$ 80.9% 19,266,088$ 18,740,253$ 97.3% 5,264,222$ 4,775,663$ 90.7% As of December 31, 2013 City of Evanston Report of Budget-to-Actual Revenues and Expenditures Parking Fund Water Fund Solid Waste FundSewer FundGeneral Fund (Target is 100% of FY 2013 Budget) 5 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget Unaudited Amended Actual Amended Actual Tax - Property 12,296,386$ 8,186,281$ 12,481,386$ 12,191,575$ Tax - State Use 1,091,215 1,172,354 1,176,879 1,259,865 Tax - Sales Tax - Basic 9,209,455 9,008,956 9,291,000 9,717,393 Tax - Sales Tax - Home Rule 5,997,020 5,707,112 5,861,800 5,964,747 Tax - Auto Rental 36,445 41,405 40,000 43,598 Tax - Athletic Contest 700,000 921,887 760,000 1,056,355 Tax - State Income 5,853,839 6,603,796 6,322,645 7,182,793 Tax - Electric Utility 3,069,806 2,996,903 3,069,806 3,000,629 Tax - Natural Gas Utility 1,583,000 910,482 1,400,000 1,090,915 Tax - Natural Gas Use - Home Rule 869,000 685,683 800,000 760,734 Tax - Cigarette 485,000 205,249 485,000 153,000 Tax - Evanston Motor Fuel 761,587 629,128 707,667 634,196 Tax - Liquor 2,070,063 2,175,476 2,350,000 2,261,874 Tax - Parking 2,160,000 2,352,581 2,200,000 2,418,852 Tax - Personal Property Replacement 626,300 586,273 591,600 529,146 Tax - Real Estate Transfer 1,725,000 2,026,863 2,146,300 3,894,599 Tax - Telecommunications 3,150,200 3,433,939 3,244,500 2,871,370 License Fees - Vehicles 2,598,341 2,562,972 2,600,000 2,349,686 License Fees - Other 1,045,382 1,125,627 1,030,502 1,427,834 Permit Fees - Building 2,500,000 3,546,648 3,020,000 3,951,048 Permit Fees - Other 1,184,788 1,937,653 1,209,788 1,746,109 Other Fees 1,324,350 1,306,308 1,559,350 1,152,472 Fines and Forfeiture Revenue 4,721,639 3,470,107 4,366,022 3,451,887 Charges for Services Revenue 7,853,023 7,458,233 7,904,198 7,845,622 Intergovernmental Revenue 669,897 706,811 786,798 1,425,905 Other Revenue 1,216,983 1,301,943 1,418,443 919,287 Interfund Transfers In (Other Funds)7,890,068 7,709,312 7,693,367 7,521,427 Interest Income 12,000 7,169 6,000 29,207 Total Revenue 82,700,787 78,777,151 84,523,051 86,852,124 Legislative 616,033 621,321 657,069 657,069 City Administration 1,856,258 1,603,216 1,582,580 1,582,580 Law Department 999,107 975,265 973,254 973,254 Administrative Services Department 8,643,197 7,882,911 7,721,650 7,721,650 Community and Economic Development 3,148,339 3,077,886 2,536,250 2,536,250 Police Department 24,752,938 25,407,644 26,508,585 26,508,585 Fire & Life Safety Services Department 13,314,621 13,403,563 14,142,078 14,142,078 Health Department 2,413,969 2,225,149 2,917,848 2,917,848 Public Works Department 9,559,460 9,042,780 10,043,463 10,043,463 Parks, Recreation & Community Services 17,392,621 17,620,573 17,616,397 17,616,397 Transfer to Capital Improvement Fund 1,250,000 1,250,000 - - Transfer to Debt Service Fund - - 1,000,000 1,000,000 Transfer to Fleet Maintenance Fund - - 600,000 600,000 Transfer to Insurance Fund - - 500,000 500,000 Transfer to Equipment Replacement Fund 500,000 500,000 - - Total Expenditures 84,446,543 83,610,308 86,799,174 86,799,174 Net Surplus (Deficit)(1,745,756)$ (4,833,157)$ (2,276,123)$ 52,950$ Beginning Unrestricted Fund Balance (Note 1) 18,393,169 17,033,487 Adjustment to GAAP Basis of Accounting 3,473,475 - Total Ending Fund Balance 17,033,487$ 17,086,437$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities - Committed - Assigned / Unassigned 17,033,487 Total Ending Fund Balance 17,033,487 Note 1: Unrestricted fund balance includes amounts designated for compensated absences and IMRF. City of Evanston General Fund As of December 31, 2013 6 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Grant Proceeds 80,000$ 83,648$ -$ -$ Total Revenue 80,000 83,648 - - Program Activities 80,000 83,648 - - Total Expenditures 80,000 83,648 - - Net Surplus (Deficit) -$ -$ -$ -$ Beginning Fund Balance - - Ending Fund Balance -$ -$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities - Committed - Assigned / Unassigned - Total Ending Fund Balance - * Note - The HPRP Fund was fully expended and closed in FY 2012. This report is for historical purposes only. City of Evanston Homelessness Prevention & Rapid Re-Housing Program As of December 31, 2013 7 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Grant Proceeds 5,699,363$ 8,438,092$ 4,011,917$ 2,725,225$ Program Income 1,750,000 - - 347 Investment Income - - - 510 Total Revenue 7,449,363 8,438,092 4,011,917 2,726,082 Development Activities 6,771,363 8,011,012 3,505,000 2,476,794 Administration 338,749 292,845 341,622 176,972 Transfer to Debt Service 3,616 3,616 3,905 3,905 Transfer to Insurance 15,635 15,635 16,390 16,390 Transfer to General Fund 320,000 114,984 145,000 87,624 Total Expenditures 7,449,363 8,438,092 4,011,917 2,761,685 Net Surplus (Deficit) -$ -$ -$ (35,603)$ Beginning Fund Balance - - Ending Fund Balance -$ (35,603)$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities - Committed - Assigned / Unassigned - Total Ending Fund Balance - City of Evanston Neighborhood Stabilization Fund As of December 31, 2013 8 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual State Allotment 1,900,000$ 1,816,463$ 2,125,000$ 2,118,506$ Investment Earnings 2,000 1,103 2,000 482 Miscellaneous Income - - - - Total Revenue 1,902,000 1,817,566 2,127,000 2,118,988 Street Resurfacing (2012) 1,400,000 1,181,452 1,400,000 972,788 Transfer to General Fund - Staff Engineering 132,727 132,727 133,000 133,000 Transfer to General Fund - Street Maintenance 704,263 704,263 700,000 700,000 Total Expenditures 2,236,990 2,018,442 2,233,000 1,805,788 Net Surplus (Deficit)(334,990)$ (200,876)$ (106,000)$ 313,200$ Beginning Fund Balance 1,200,244 999,368 Ending Fund Balance 999,368$ 1,312,568$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 999,368 Committed - Assigned / Unassigned - Total Ending Fund Balance 999,368 City of Evanston Motor Fuel Fund As of December 31, 2013 9 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Landline Surcharge Revenue 617,400$ 564,483$ 617,400$ 502,880$ Wireless Surcharge Revenue 416,160 440,606 416,160 385,911 Interest Income 1,000 679 1,000 215 Grants 32,211 Miscellaneous Revenue - - - - Total Revenue 1,034,560 1,005,768 1,034,560 921,216 Operating Expense 847,415 820,289 891,122 781,940 Transfer to General Fund 125,950 125,950 125,950 125,950 Transfer to Insurance Fund 95,095 95,095 98,993 98,993 Transfer to Debt Service Fund 10,385 10,385 11,215 11,215 Capital Replacement 188,000 - 70,000 26,680 Total Expenditures 1,266,845 1,051,719 1,197,280 1,044,778 Net Surplus (Deficit)(232,285)$ (45,951)$ (162,720)$ (123,561)$ Beginning Fund Balance 1,310,758 1,264,807 Ending Fund Balance 1,264,807$ 1,141,246$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 1,264,807 Committed - Assigned / Unassigned - Total Ending Fund Balance 1,264,807 City of Evanston E911 Fund As of December 31, 2013 10 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Property Tax Revenue 398,000$ 342,021$ 370,000$ 316,235$ Investment Income - 7 - - Total Revenues 398,000 342,028 370,000 316,235 Professional Fees (Evmark)398,000 398,000 370,000 370,000 Total Expenditures 398,000 398,000 370,000 370,000 Net Surplus (Deficit)-$ (55,972)$ -$ (53,765)$ Beginning Fund Balance (61,031) (117,003) Ending Fund Balance (117,003)$ (170,768)$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities - Committed - Assigned / Unassigned (117,003) Total Ending Fund Balance (117,003) City of Evanston Special Service Area #4 Fund As of December 31, 2013 11 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Intergovernmental/Entitlement 1,490,500$ 1,503,612$ 1,540,000$ $ 1,403,936 Funds Reallocated from Prior Years 65,693 - 33,100 - Program Income 140,000 - 352,000 14,288 Miscellaneous - 17,793 - 125 Total Revenues 1,696,193 1,521,405 1,925,100 1,418,349 CDBG Administration/Planning 232,382 - 195,522 258,633 Development Activities 432,000 1,928,694 612,500 288,046 Capital Projects 255,000 - 335,800 454,676 Transfers to General Fund 776,811 2,711 781,278 650,976 Total Expenditures 1,696,193 1,931,405 1,925,100 1,652,332 Net Surplus (Deficit)-$ (410,000)$ -$ (233,983)$ Beginning Fund Balance 422,799 12,799 Ending Fund Balance 12,799$ (221,184)$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 12,799 Committed - Assigned / Unassigned - Total Ending Fund Balance 12,799 City of Evanston CDBG Fund As of December 31, 2013 12 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Intergovernmental Revenue -$ 138,409$ -$ 205,825$ Program Income 9,000 - 9,000 76,003 Interest Income - 15,450 - 41 Total Revenues 9,000 153,859 9,000 281,869 Program Expenses 20,000 11,126 20,000 150,636 Total Expenditures 20,000 11,126 20,000 150,636 Net Surplus (Deficit) (11,000)$ 142,733$ (11,000)$ 131,233$ Beginning Fund Balance 2,002,080 2,144,813 Ending Fund Balance 2,144,813$ 2,276,046$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 2,144,813 Committed - Assigned / Unassigned - Total Ending Fund Balance 2,144,813 City of Evanston CDBG Loan Fund As of December 31, 2013 13 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Hotel Tax 1,600,000$ 1,533,128$ 1,600,000$ 1,188,037$ Amusement Tax 300,000 297,000 300,000 218,651 Howard-Ridge Loan Repayment 48,500 48,500 48,500 48,500 Grants - - - 999,000 Miscellaneous - 1,797 - - Investment Income 8,000 412 800 917 Total Revenues 1,956,500 1,880,837 1,949,300 2,455,105 Economic Development Activities 1,802,825 1,452,583 1,830,209 982,308 Capital Projects 160,000 - 3,500 4,600 Transfer to Debt Service 12,752 12,752 13,771 13,771 Transfer to Insurance 75,334 - 67,416 67,416 Transfers to General Fund 452,707 452,707 452,707 452,707 Total Expenditures 2,503,618 1,918,042 2,367,603 1,520,802 Net Surplus (Deficit)(547,118)$ (37,205)$ (418,303)$ 934,303$ Beginning Fund Balance 2,187,609 2,150,404 Ending Fund Balance 2,150,404$ 3,084,707$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities - Committed 2,150,404 Assigned / Unassigned - Total Ending Fund Balance 2,150,404 City of Evanston Economic Development Fund As of December 31, 2013 14 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Taxes 20,000$ 20,000$ 20,000$ 20,000$ Interest Income - - - - Total Revenues 20,000 20,000 20,000 20,000 Program Expenses 50,000 - - - Transfers to Other Funds - - - - Total Expenditures 50,000 - - - Net Surplus (Deficit)(30,000)$ 20,000$ 20,000$ 20,000$ Beginning Fund Balance 109,915 129,915 Ending Fund Balance 129,915$ 149,915$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 129,915 Committed - Assigned / Unassigned - Total Ending Fund Balance 129,915 City of Evanston Neighborhood Improvement Fund As of December 31, 2013 15 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Intergovernmental /Entitlement 500,000$ 683,538$ 797,400$ 820,182$ Interest Income - 6,976 - - Program Income 10,000 - - 27,384 Total Revenues 510,000 690,514 797,400 847,566 Home Administration/Planning - - 4,000 - Development Activities 604,000 104,757 765,000 665,619 Transfers to General Fund 59,958 - 28,400 65,700 Total Expenditures 663,958 104,757 797,400 731,319 Net Surplus (Deficit) (153,958)$ 585,757$ -$ 116,247$ Beginning Fund Balance 2,720,618 3,306,375 Ending Fund Balance 3,306,375$ 3,422,622$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 3,306,375 Committed - Assigned / Unassigned - Total Ending Fund Balance 3,306,375 City of Evanston Home Fund As of December 31, 2013 16 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Developer Contributions 125,000 - 155,000 290,000 Rehab Repayments - - - 25,241 Interest Income 125 748 228 121 Miscellaneous - 61,601 - - Total Revenues 125,125 62,349 155,228 315,362 Housing - Land - - - - Housing - Buildings - - 227,800 20,188 Down Payment Assistance 166,600 60,750 - - Transfers to General Fund 23,990 23,990 23,990 23,990 Miscellaneous 40,000 - 46,000 30,000 Total Expenditures 230,590 84,740 297,790 74,178 Net Surplus (Deficit)(105,465)$ (22,391)$ (142,562)$ 241,184$ Beginning Fund Balance 2,258,517 2,236,126 Ending Fund Balance 2,236,126$ 2,477,310$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 2,236,126 Committed - Assigned / Unassigned - Total Ending Fund Balance 2,236,126 City of Evanston Affordable Housing Fund As of December 31, 2013 17 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Net Property Tax Increment 5,073,000$ 4,594,537$ 4,600,000$ 4,512,409$ Interest Income 25,000 17,754 25,000 13,071 Total Revenue 5,098,000 4,612,291 4,625,000 4,525,480 Series 1997 Principal (refunded by 1999 & 2008D) 405,000 405,000 425,000 425,000 Series 1997 Interest (refunded by 1999 and 2008D) 100,650 100,650 78,376 78,376 Contributions to Other Agencies 800,000 725,366 - - Economic Development Projects 500,000 - 1,250,000 154,385 Capital Improvements 2,536,000 82,593 2,886,000 2,094,507 Contractual Services 35,000 - 145,000 2,489 Transfer to Parking Fund (Sherman) 3,876,726 3,876,726 3,631,350 3,631,350 Transfer to General Fund 325,000 325,000 331,000 331,000 Total Expenditures 8,578,376 5,515,335 8,746,726 6,717,107 Net Surplus (Deficit) (3,480,376)$ (903,044)$ (4,121,726)$ (2,191,627)$ Beginning Fund Balance 8,194,348 7,291,304 Ending Fund Balance 7,291,304$ 5,099,677$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 7,291,304 Committed - Assigned / Unassigned - Total Ending Fund Balance 7,291,304 City of Evanston Washington National TIF Fund As of December 31, 2013 18 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Net Property Taxes 428,756$ 408,107$ 448,875$ 427,213$ Interest Income - 9 - 586 Total Revenue 428,756 408,116 448,875 427,799 Series 2002C Bonds Principal 325,000 325,000 340,000 340,000 Series 2002C Bonds Interest 98,232 98,231 78,816 78,815 General Management Support - - - - Total Expenditures 423,232 423,231 418,816 418,815 Net Surplus (Deficit)5,524$ (15,115)$ 30,059$ 8,984$ Beginning Fund Balance 448,169 433,054 Ending Fund Balance 433,054$ 442,038$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 433,054 Committed - Assigned / Unassigned - Total Ending Fund Balance 433,054 City of Evanston Special Service Area #5 As of December 31, 2013 19 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Net Property Tax Increment 1,073,000$ 1,113,811$ 1,100,000$ 1,106,614$ Interest Income 5,000 13,251 10,000 14,088 Total Revenue 1,078,000 1,127,062 1,110,000 1,120,702 1994 & 1996 Bonds Principal (refunded by 1999 and 2008D bonds)605,000 605,000 645,000 645,000 1994 & 1996 Bonds Interest (refunded by 1999 and 2008D bonds)109,603 109,603 75,611 75,611 Surplus Distribution 1,300,000 1,023,923 1,000,000 1,000,000 Capital Projects 1,500,000 2,170 1,400,000 150,000 Other Expenses - - 500,000 9,916 Operating Transfer to General Fund 141,600 141,600 144,400 144,400 Total Expenditures 3,656,203 1,882,296 3,765,011 2,024,927 Net Surplus (Deficit)(2,578,203)$ (755,234)$ (2,655,011)$ (904,225)$ Beginning Fund Balance 5,000,873 4,245,639 Ending Fund Balance 4,245,639$ 3,341,414$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 4,245,639 Committed - Assigned / Unassigned - Total Ending Fund Balance 4,245,639 City of Evanston SW II TIF (Howard Hartrey) As of December 31, 2013 20 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Net Property Tax Increment 470,000$ 448,605$ 465,000$ 480,769$ Interest Income 500 7 100 - Total Revenue 470,500 448,612 465,100 480,769 Economic Development Activities - 670 - 459 Capital Improvement Projects 580,000 - 580,000 422,675 Operating Transfer to General Fund 28,920 28,920 29,500 29,500 Total Expenditures 608,920 29,590 609,500 452,634 Net Surplus (Deficit)(138,420)$ 419,022$ (144,400)$ 28,135$ Beginning Fund Balance (114,083) 304,939 Ending Fund Balance 304,939$ 333,074$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities - Committed - Assigned / Unassigned 304,939 Total Ending Fund Balance 304,939 City of Evanston Southwest TIF As of December 31, 2013 21 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Net Property Tax- Current 11,863,898$ 12,184,177$ 11,798,019$ 11,864,662$ Bond Proceeds/Premium/ Discounts - 7,618,809 - 24,159,490 Transfer from Other Funds - IMRF 755,846 755,846 783,004 764,003 Miscellaneous Revenue - 18,435 - 33,510 Interest Income 1,500 3,645 1,500 5,356 Transfer from General Fund - - - 1,000,000 Transfer from Sewer Fund - - 190,210 190,210 Transfer from Special Assessment Fund 317,660 317,660 317,660 317,660 Total Revenue 12,938,904 20,898,572 13,090,393 38,334,891 Series 2002 C- Principal 660,000 4,195,000 - - Series 2002 C- Interest 96,044 134,155 - - Series 2004- Principal 760,000 845,000 775,000 10,100,000 Series 2004- Interest 506,250 525,850 478,400 478,400 Series 2004 B- Principal 1,630,000 1,630,000 595,000 2,830,000 Series 2004 B- Interest 195,640 195,638 130,439 130,438 Series 2005- Principal 730,000 750,000 1,095,000 13,360,000 Series 2005- Interest 700,500 719,000 664,000 664,000 Series 2006- Principal 80,000 130,000 85,000 85,000 Series 2006- Interest 451,582 462,158 448,302 448,302 Series 2006 B Bonds- Principal 35,000 - 35,000 35,000 Series 2006 B Bonds- Interest 604,126 604,126 603,426 603,426 Series 2007 - Principal 1,150,000 1,185,000 965,000 965,000 Series 2007 - Interest 598,958 634,277 684,458 684,456 Series 2008A - Principal 195,000 195,000 300,000 300,000 Series 2008A - Interest 132,313 132,313 125,975 125,975 Series 2008C - Principal 351,440 369,840 362,900 362,900 Series 2008C - Interest 387,730 408,030 376,308 376,308 Series 2008D - Principal 425,000 425,000 1,410,000 1,410,000 Series 2008D - Interest 93,554 93,554 36,690 36,690 Series 2010 A - Principal DSF 300,000 300,000 305,000 305,000 Series 2010 A - Interest DSF 185,337 185,338 179,338 179,338 Series 2010 B - Principal DSF 613,946 613,946 647,358 647,358 Series 2010 B - Interest DSF 141,648 141,649 135,508 135,509 Series 2011 A - Principal DSF 1,081,678 1,081,678 1,234,836 1,234,836 Series 2011 A - Interest DSF 630,961 630,959 451,586 451,586 Series 2012 A - Interest DSF - - 955,000 995,000 Series 2012 A - Principal DSF - - 357,706 347,766 Series 2004- Principal SAF 85,000 - 95,000 95,000 Series 2004- Interest SAF 19,600 - 13,650 13,650 Series 2005- Principal SAF 20,000 - 20,000 20,000 Series 2005- Interest SAF 18,500 - 17,500 17,500 Series 2006- Principal SAF 50,000 - 50,000 50,000 Series 2006- Interest SAF 10,576 - 8,526 8,526 Series 2007 - Principal SAF 35,000 - 35,000 35,000 Series 2007 - Interest SAF 35,320 - 33,920 33,920 Series 2008C - Principal SAF 18,400 - 19,000 19,000 Series 2008C - Interest SAF 20,300 - 19,702 19,702 General Management and Support 5,000 23,744 5,000 - Bond Issuance Costs 60,000 - 60,000 160,061 Net of Transfers - 3,946,173 - - Fiscal Agent Fees 8,000 74,016 10,000 109,610 Total Expenditures 13,122,403 20,631,444 13,824,528 37,874,257 Net Surplus (Deficit)(183,499)$ 267,128$ (734,135)$ 460,634$ Beginning Fund Balance 2,629,020 2,896,148 Ending Fund Balance 2,896,148$ 3,356,782$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 2,896,148 Committed - Assigned / Unassigned - Total Ending Fund Balance 2,896,148 City of Evanston Debt Service Fund As of December 31, 2013 22 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Net Property Tax Increment 862,000$ 752,477$ 500,000$ 474,216$ Interest Income 400 164 400 344 Bond Proceeds - 48,812 - - Miscellaneous - 14,837 - 33,014 Total Revenue 862,400 816,290 500,400 507,574 Economic Dev. Projects 300,000 692,633 - - Debt Service - Interest - - - 544 Capital Improvements 900,000 - 800,000 215,402 Developer Agreement Payments 668,836 - 610,000 510,237 Repayments to Econ. Dev. Fund 48,500 48,500 48,500 48,500 Transfers to General Fund 120,400 120,400 120,400 120,400 Total Expenditures 2,037,736 861,533 1,578,900 895,083 Net Surplus (Deficit)(1,175,336)$ (45,243)$ (1,078,500)$ (387,509)$ Beginning Fund Balance 1,100,753 1,055,510 Ending Fund Balance 1,055,510$ 668,001$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 1,055,510 Committed - Assigned / Unassigned - Total Ending Fund Balance 1,055,510 City of Evanston Howard Ridge TIF As of December 31, 2013 23 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Net Property Tax Increment 605,000$ 26,572$ 300,000$ 51,144$ Bond Proceeds 2,270,000 600,000 3,400,000 - Interest Income 1,000 713 1,000 167 Total Revenue 2,876,000 627,285 3,701,000 51,311 Economic Development Projects 1,200,000 1,190,031 650,000 - Other Charges 490,000 - 1,600,000 135,353 Debt Service - Interest - - 40,000 6,691 Transfers to General Fund 60,000 60,000 60,000 60,000 Capital Projects 2,270,000 - 1,285,000 179,000 Total Expenditures 4,020,000 1,250,031 3,635,000 381,044 Net Surplus (Deficit)(1,144,000)$ (622,746)$ 66,000$ (329,733)$ Beginning Fund Balance 1,495,593 872,847 Ending Fund Balance 872,847$ 543,114$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 872,847 Committed - Assigned / Unassigned - Total Ending Fund Balance 872,847 City of Evanston West Evanston TIF As of December 31, 2013 24 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Net Property Tax Increment -$ -$ 100,000$ -$ Bond Proceeds - - 650,000 - Interest Income - - - - Total Revenue - - 750,000 - Economic Development Projects - - 650,000 - Total Expenditures - - 650,000 - Net Surplus (Deficit)-$ -$ 100,000$ -$ Beginning Fund Balance - - Ending Fund Balance -$ -$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities - Committed - Assigned / Unassigned - Total Ending Fund Balance - City of Evanston Dempster-Dodge TIF As of December 31, 2013 25 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Bond Proceeds 3,900,000$ 4,349,650$ 8,339,988$ 8,538,259$ Grants 3,168,000 170,513 1,675,000 491,635 Private Contributions 1,301,200 - 510,000 - General Fund Allocation 1,250,000 1,250,000 - - Miscellaneous - 193,549 - 53,986 Interest Income - 19,073 10,000 18,562 Total Revenue 9,619,200 5,982,785 10,534,988 9,102,442 Capital Outlay (includes prior year rollovers)14,175,358 7,852,534 10,794,172 6,440,749 Interfund Transfers Out 475,000 475,000 475,000 475,000 Total Expenditures 14,650,358 8,327,534 11,269,172 6,915,749 Net Surplus (Deficit)(5,031,158)$ (2,344,749)$ (734,184)$ 2,186,693$ Beginning Fund Balance 5,746,660 3,401,911 Ending Fund Balance 3,401,911$ 5,588,604$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities - Committed / Assigned 3,401,911 Unassigned - Total Ending Fund Balance 3,401,911 City of Evanston Capital Improvement Fund As of December 31, 2013 26 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Special Assessments Collected 300,000$ 292,947$ 300,000$ 274,526$ Bond Proceeds - - 250,000 241,906 Investment Income 10,000 5,532 10,000 1,982 Total Revenue 310,000 298,479 560,000 518,414 Transfer to Debt Service Fund 317,660 317,660 317,660 317,660 Capital Outlay 1,155,000 1,020,393 500,000 33,976 Total Expenditures 1,472,660 1,338,053 817,660 351,636 Net Surplus (Deficit)(1,162,660)$ (1,039,574)$ (257,660)$ 166,778$ Beginning Fund Balance 2,944,889 1,905,315 Ending Fund Balance 1,905,315$ 2,072,093$ Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities - Committed - Assigned / Unassigned 1,905,315 Total Ending Fund Balance 1,905,315 City of Evanston Special Assessment Fund As of December 31, 2013 27 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Parking Lots & Meters Operations 2,870,000$ 3,066,676$ 3,070,000$ 2,876,089$ Church Street Garage Operations 767,092 557,258 716,348 618,913 Maple Avenue Garage Operations 1,151,800 1,142,999 1,204,200 1,142,379 Sherman Avenue Garage Operations 1,356,275 1,460,927 1,417,275 7,419,581 Washington National TIF Interfund Transfers-In 3,876,726 4,301,726 3,631,350 3,631,350 Interest Income 15,070 2,222 15,070 11,892 Miscellaneous Revenue 11,400 23,696 11,400 21,891 Reserve for Future Repairs (Contra Depreciation) 2,034,004 - 2,034,004 - Total Revenue 12,082,367 10,555,504 12,099,647 15,722,095 7005 - Parking System Administration 655,747 1,262,781 784,607 997,485 7015 - Parking Lots and Meters 1,584,510 715,018 829,052 655,080 7025 - Church Street Self Park 608,255 395,831 607,955 414,444 7030 - Church Street Debt Payments 173,126 173,126 171,250 171,250 7036 - Sherman Avenue Garage 5,772,432 2,999,368 5,750,270 10,671,714 7037 - Maple Avenue Garage 1,736,960 1,823,122 1,611,920 865,571 7039 - Parking Debt - 4,950 27,461 27,461 Transfer to Insurance Fund 503,877 503,878 490,236 490,236 Transfer to General Fund 644,242 644,242 644,242 644,242 Transfer to Fleet 21,991 21,992 21,991 21,992 Transfer to Equipment Replacement 30,000 30,000 30,000 30,000 Loans to Other Funds - - 2,796,000 Capital Outlay 120,000 - - - Capital Improvements 3,400,000 367,293 3,455,000 1,863,129 Total Expenditures 15,251,140 8,941,601 17,219,984 16,852,604 Net Surplus (Deficit)(3,168,773)$ 1,613,903$ (5,120,337)$ (1,130,509)$ Further Operating Expense Breakdown: 7015 Parking Meter Activities 762,846 715,018 792,400 655,080 7015 Parking Meter Depreciation 36,652 - 36,652 - SUBTOTAL 799,498 715,018 829,052 655,080 7025- Church Garage Activities 494,156 395,831 428,027 414,444 7025- Church Garage Depreciation 179,928 - 179,928 - SUBTOTAL 674,084 395,831 607,955 414,444 7036 Sherman Garage Activities 1,199,756 (250,632) 1,172,020 10,261,039 7036 Debt Service Payments 3,250,300 3,250,000 3,703,600 410,675 7036 Reserve (Depreciation)874,650 - 874,650 - SUBTOTAL 5,324,706 2,999,368 5,750,270 10,671,714 7037 Maple Garage Activities 1,013,991 1,823,122 945,722 865,571 7037 Debt Service Payments - - - - 7037 Reserve (Depreciation)666,198 - 666,198 - SUBTOTAL 1,680,189 1,823,122 1,611,920 865,571 Beginning Unrestricted Fund Balance 15,196,441 14,418,300 Reclassification from Fund Balance to Capital Assets (2,392,044) Ending Unrestricted Fund Balance 14,418,300$ 13,287,791$ City of Evanston Parking Fund As of December 31, 2013 28 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Evanston 5,600,000$ 6,248,166$ 5,684,000$ 6,081,164$ Skokie 2,800,000 2,989,109 2,856,000 2,772,424 Northwest Commission 4,414,000 5,033,996 4,517,000 4,898,986 Cross Connection Control Fees 91,000 98,805 100,500 94,470 Investment Earnings 2,500 15,025 2,500 20,164 Debt Proceeds 4,800,000 - 2,000,000 2,043,779 Debt Proceeds (zero interest)- - 1,370,000 - Fees and Merchandise Sales 35,000 111,459 40,000 95,530 Fees and Outside Work 80,000 228,158 80,000 188,610 Grants 262,500 396,183 - - Insurance Reimbursements 420,000 - - - Phosphate Sales 60,000 49,754 66,000 52,795 Property Sales and Rentals 203,057 200,953 213,300 235,936 Misc Revenue - 5,387 - 162,767 Total Revenue 18,768,057 15,376,995 16,929,300 16,646,625 General Support 832,838 2,246,870 990,583 944,465 Pumping 2,368,467 2,273,827 2,333,247 2,173,144 Filtration 2,563,022 3,010,826 2,635,539 2,339,158 Distribution 1,464,106 1,204,898 1,424,324 1,356,808 Meter Maintenance 313,840 251,472 309,163 254,560 Other Operating Expenses 285,530 227,933 478,592 379,183 Debt Service 944,157 199,885 864,233 814,233 Debt Service - IEPA Loan 3382 67,506 - 67,506 67,504 Capital Outlay 162,500 52,263 248,500 275,597 Capital Improvements 7,837,000 235,197 8,065,700 4,765,577 Interfund Transfers Out - General Fund 3,356,300 3,356,300 3,356,300 3,356,300 Interfund Transfers Out - Insurance Fund 468,492 468,493 468,492 468,492 Total Expense 20,663,758 13,527,964 21,242,179 17,195,021 Net Surplus (Deficit)(1,895,701)$ 1,849,031$ (4,312,879)$ (548,396)$ Beginning Unrestricted Fund Balance 8,246,988 9,192,655 Reclassification to Fund Balance from Capital Assets (903,364) Ending Unrestricted Fund Balance 9,192,655$ 8,644,259$ City of Evanston Water Fund As of December 31, 2013 29 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Operations 12,908,000$ 14,015,561$ 12,908,000$ 13,758,709$ Debt Proceeds 5,000,000 4,103,034 4,000,000 2,300,529 Debt Proceeds - 2012 IEPA Loan 4,000,000 - 3,100,000 2,523,969 Investment Earnings 1,000 2,962 1,000 1,271 Miscellaneous 91,236 - 18,865 - Total Revenue 22,000,236 18,121,557 20,027,865 18,584,478 Sewer Operations 1,869,650 5,113,284 2,134,549 1,979,122 Other Operating Expenses 48,100 48,098 43,300 23,100 Interfund Transfers Out - General Fund 142,200 142,200 142,200 142,200 Interfund Transfers Out - Insurance Fund 269,988 269,988 269,988 269,988 Transfer to Debt Service - - 190,211 190,210 Capital Outlay 18,000 - 20,600 13,714 Capital Improvement Account 4,753,000 50,243 4,922,500 4,579,112 Debt Service 14,360,205 2,447,913 11,542,740 11,542,807 Total Expenses 21,461,143 8,071,726 19,266,088 18,740,253 Net Surplus (Deficit) 539,093$ 10,049,831$ 761,777$ (155,775)$ Beginning Unrestricted Fund Balance 3,513,271 4,199,578 Reclassification from Fund Balance to Capital Assets (9,363,524) Ending Unrestricted Fund Balance 4,199,578$ 4,043,803$ City of Evanston Sewer Fund As of December 31, 2013 30 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Transfer from General Fund 1,245,967$ 1,245,967$ 1,245,967$ 1,245,967$ Solid Waste Franchise Fees 175,000 129,387 175,000 199,980 SWANCC Recycling Incentive 140,000 52,408 140,000 30,467 Recycling Service Charge 2,954,033 2,954,908 2,954,033 3,259,715 Sanitation Service Charge Penalty 30,000 52,865 30,000 44,099 Special Pickup Fees 100,000 57,298 100,000 74,784 State Recycling Grant - 19,349 - - Trash Cart Sales 15,000 32,247 15,000 27,738 Investment Income - 78 - 20 Yard Waste Fees 350,000 191,057 350,000 247,627 Total Revenue 5,010,000 4,735,564 5,010,000 5,130,397 Refuse Collection & Disposal 3,077,218 2,885,439 3,259,574 2,942,329 Residential Recycling Collection 1,360,393 1,114,327 1,254,398 1,207,081 Yard Waste Collection 750,250 611,971 750,250 626,253 Total Expense 5,187,861 4,611,737 5,264,222 4,775,663 Net Surplus (Deficit)(177,861)$ 123,827$ (254,222)$ 354,734 Beginning Unrestricted Fund Balance (1,571,711) (1,447,884) Ending Unrestricted Fund Balance (1,447,884)$ (1,093,150) City of Evanston Solid Waste As of December 31, 2013 31 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual General Fund 2,457,356$ 2,457,356$ 2,507,356$ 3,107,358$ Library Fund 2,381 2,381 2,381 2,381 Parking Fund 21,992 21,992 21,992 21,992 Water Fund 122,751 122,751 122,751 122,751 Sewer Fund 177,729 475,800 177,729 177,729 Solid Waste Fund 298,071 - 298,071 298,071 Sale of Surplus Property 75,000 472 - - Damage to City Property 24,789 - 24,789 - Miscellaneous Revenue 20,000 48,014 10,000 46,348 Interest Income 4,165 409 1,000 - Total Revenues 3,204,234 3,129,175 3,166,069 3,776,630 General Support 284,571 237,447 292,007 261,029 Major Maintenance 3,211,873 3,097,799 3,217,058 3,299,061 Transfer to Equipment Repl. Fund 2,222,069 7,858,900 - - Total Expenditures 5,718,513 11,194,146 3,509,065 3,560,090 Net Surplus (Deficit)(2,514,279)$ (8,064,971)$ (342,996)$ 216,540$ Beginning Fund Balance 1,639,611 (107,097) Reclassification from Fund Balance to Capital Assets 6,318,263 Ending Fund Balance (107,097)$ 109,443$ City of Evanston Fleet Maintenance Fund As of December 31, 2013 32 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual General Fund 1,742,590$ 1,742,590$ 1,242,590$ 1,242,590$ Library Fund 1,700 1,700 1,700 1,700 Parking Fund 30,000 30,000 30,000 30,000 Water Fund 72,275 - - - Sewer Fund 127,650 - - - Solid Waste Fund 177,131 177,131 177,131 177,131 Miscellaneous Revenue - 10,904 - - Capital Contribution - 21,994 - - Sale of Surplus Property 210,217 304,108 210,217 124,667 Transfer from Fleet Fund 2,222,069 7,858,900 - - Total Revenues 4,583,632 10,147,327 1,661,638 1,576,088 Capital Outlay 3,500,000 1,440,911 2,400,000 1,487,556 Capital Leases 50,000 34,349 50,000 42,686 Total Expenditures 3,550,000 1,475,260 2,450,000 1,530,242 Net Surplus (Deficit)1,033,632$ 8,672,067$ (788,362)$ 45,846$ Beginning Fund Balance -$ 1,500,482$ Reclassification from Fund Balance to Capital Assets (7,171,585)$ Ending Fund Balance 1,500,482$ 1,546,328$ City of Evanston Equipment Replacement Fund As of December 31, 2013 33 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual General Admin Contribution- General $ 121,207 121,207$ 121,204$ 121,204$ General Admin Contribution- E911 930 930 930 930 General Admin Contribution- CDBG 930 930 930 930 General Admin Contribution- E.D. 930 930 930 930 General Admin Contribution- Parking 17,032 17,032 17,032 17,032 General Admin Contribution- Water Fund 24,962 24,962 24,962 24,962 General Admin Contribution- Sewer Fund 14,385 14,385 14,385 14,385 Liability/Property Contribution- General 909,150 909,150 909,150 909,150 Liability/Property Contribution- E911 6,972 6,972 6,972 6,972 Liability/Property Contribution- CDBG 6,972 6,972 6,972 6,972 Liability/Property Contribution- E.D. 6,972 6,972 6,972 6,972 Liability/Property Contribution- Parking 127,731 127,731 127,731 127,731 Liability/Property Contribution- Water Fund 187,209 187,209 187,209 187,209 Liability/Property Contribution- Sewer Fund 107,887 107,887 107,887 107,887 Workers' Comp Contribution- General 1,244,860 1,244,860 1,244,860 1,244,860 Workers' Comp Contribution- Library Fund 5,898 5,898 5,898 5,898 Workers' Comp Contribution- E911 9,546 9,546 9,546 9,546 Workers' Comp Contribution- CDBG 9,546 9,546 9,546 9,546 Workers' Comp Contribution- E.D. 9,546 9,546 9,546 9,546 Workers' Comp Contribution- Parking 174,886 174,886 174,886 174,886 Workers' Comp Contribution- Water Fund 256,322 256,322 256,322 256,322 Workers' Comp Contribution- Sewer Fund 147,716 147,716 147,716 147,716 Subrogation Proceeds 83,300 121,394 83,300 155,102 Yearend Transfer from General Fund - - - 520,000 Transfer from General Fund - Casualty Loss Acct - 200,000 - - Investment Income 41,650 470 41,650 212 Workers Comp & Liability - Subtotal 3,516,536 3,713,453 3,516,536 4,066,900 Health Insurance Chargebacks- General 7,602,935 7,602,935 8,232,350 8,262,909 Health Insurance Chargebacks - Library 308,920 308,920 318,681 318,681 Health Insurance Chargebacks - NSP2 15,635 15,635 16,390 16,390 Health Insurance Chargebacks- E911 77,647 77,647 81,545 81,545 Health Insurance Chargebacks- CDBG 10,780 10,780 12,586 12,586 Health Insurance Chargebacks- E.D. Fund 57,886 57,886 56,081 49,968 Health Insurance Chargebacks- Parking 184,229 184,229 170,588 170,588 Health Insurance Chargebacks- Water 561,211 561,211 596,392 596,392 Health Insurance Chargebacks- Sewer 140,199 140,200 168,030 168,030 Health Insurance Chargebacks - Solid Waste 158,577 158,577 114,220 114,220 Health Insurance Chargebacks- Fleet 196,271 196,271 183,414 183,414 Retiree Health Insurance Contributions 1,903,503 1,599,166 1,684,894 1,688,954 Employee Health Insurance Contributions 1,209,056 1,357,679 1,760,276 1,489,665 One Time IPBC Distribution 200,000 200,000 300,000 300,000 Health & Life insurance - Subtotal 12,626,849 12,471,136 13,695,447 13,453,342 Total Revenues 16,143,385 16,184,589 17,211,983 17,520,242 City of Evanston Insurance Fund As of December 31, 2013 34 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual City of Evanston Insurance Fund As of December 31, 2013 General Administration & Support 354,104 377,089 294,093 288,369 Auditing - - 25,000 - Liability/Property Insurance Premiums 470,000 417,853 470,000 455,514 Liability Legal Fees 350,000 723,847 350,000 571,721 Liability Settlement Payments 400,000 1,065,006 400,000 471,052 Transfer - to ERI Debt Service - 7,709 8,325 8,325 Workers' Comp Insurance Premiums 114,400 108,284 114,400 111,111 Workers' Comp Legal Fees 60,000 56,776 80,500 38,694 Workers' Comp Medical Payments 850,000 510,510 800,000 494,020 Workers' Comp Settlement Payments 700,000 1,003,026 1,100,000 899,625 Workers' Comp TPA Pymts (non specific) 145,000 121,542 145,000 107,155 Workers' Comp TTD Pymts (non sworn)140,000 1,417 - 48,092 Workers' Comp & Liability - Subtotal 3,583,504 4,393,059 3,787,318 3,493,678 General Administration & Support 98,878 8,951 94,093 87,437 Health Insurance Premiums 13,005,609 12,983,241 13,458,615 13,183,406 Health Insurance Opt Out Payments 78,000 51,065 84,000 45,133 Health & Life Insurance - Subtotal 13,182,487 13,043,257 13,636,708 13,315,976 Total Expenditures 16,765,991 17,436,316 17,424,026 16,809,654 Net Surplus (Deficit)(622,605)$ (1,251,727)$ (212,043)$ 710,588$ Beginning Unrestricted Fund Balance (6,124,772) (7,376,499) Ending Unrestricted Fund Balance (7,376,499)$ (6,665,911)$ 35 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Property Taxes 6,119,393$ 6,188,393$ 6,061,575$ 6,049,233$ Personal Property Repl Tax 282,000 282,000 280,000 280,000 Interest on Investment 600,000 865,981 800,000 1,564,892 Participant Contributions 900,000 884,170 922,500 941,743 Unrealized Gain - 2,666,737 - 134 Miscellaneous - 184 - 150 Total Revenue 7,901,393 10,887,465 8,064,075 8,836,152 Administrative Expenses 154,000 86,384 154,000 266,237 Legal Fees 50,000 - 50,000 - Retiree Pensions 4,700,000 4,771,574 4,841,000 4,871,953 Widows' Pensions 1,070,000 1,068,600 1,090,000 1,053,398 Disability Pensions 1,060,000 1,270,314 1,350,000 1,304,970 QUILDRO 75,000 79,832 75,000 90,364 Reserve for Future Payments - - - - Total Expenditures 7,109,000 7,276,704 7,560,000 7,586,922 Net Surplus (Deficit)792,393$ 3,610,761$ 504,075$ 1,249,230$ Beg Net Assets held in Trust 54,893,621 54,893,621 58,463,916 58,463,916 Property Tax Adjustment for GAAP Basis (40,466) End Net Assets held in Trust 55,686,014$ 58,463,916$ 58,967,991$ 59,713,146$ City of Evanston Fire Pension Fund As of December 31, 2013 36 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Property Taxes 8,196,751$ 8,232,316$ 8,069,325$ 8,077,913$ Personal Property Repl Tax 325,000 325,000 325,000 325,000 Interest Income 1,600,000 2,839,127 2,625,000 3,036,641 Participant Contributions 1,385,000 1,654,851 1,383,750 1,705,893 Miscellaneous - 125 - - Unrealized Gain / (Loss) - 3,861,111 - - Total Revenue 11,506,751 16,912,530 12,403,075 13,145,447 Administrative Expenses 186,000 55,143 250,000 264,356 Retiree Pensions 7,250,000 7,303,390 7,500,769 7,787,104 Widow Pensions 818,000 868,955 868,000 857,302 Disability Pensions 625,000 653,322 700,000 662,888 Separation Refunds - 116,538 150,000 109,252 QUILDRO 12,000 17,886 18,000 21,085 Reserve for Future Payments - - - - Total Expenditures 8,891,000 9,015,234 9,486,769 9,701,987 Net Surplus (Deficit)2,615,751$ 7,897,296$ 2,916,306$ 3,443,460$ Beg Net Assets held in Trust 72,596,264 72,596,264 80,589,961 80,589,961 Property Tax Adjustment for GAAP Basis 96,401 End Net Assets held in Trust 75,212,015$ 80,589,961$ 83,506,267$ 84,033,421$ City of Evanston Police Pension Fund As of December 31, 2013 37 of 39 FY 2012 FY 2012 FY 2013 FY 2013 Budget Audited Budget YTD Amended Actual Adopted Actual Revenue By Source Allocation - Property Taxes 4,253,214$ 4,098,606$ 4,253,214$ 4,165,513$ Library Fines & Fees 150,000 154,036 185,000 158,176 Library Material Replacement 12,500 12,495 12,500 12,484 Copy Machine Charges 20,000 20,131 20,000 18,814 Meeting Room Fees 10,000 8,986 10,000 12,397 Non-resident Cards 2,460 989 1,690 1,565 North Branch Rental Income 47,325 58,606 59,660 58,697 State Per Capita Grant 75,900 76,385 76,300 131,976 Personal Property Repl. Tax 50,200 50,200 50,200 50,200 Video Rentals 28,000 25,017 - - Transfer from General Fund - 1,214,668 - - Book Sales - - 60,000 56,140 Fund for Excellence - - 245,000 127,432 Transfer from Economic Development - - - 9,900 Miscellaneous - 78,345 - 5,103 Transfer from Endowment - - 131,250 131,250 Total Revenues 4,649,599 5,798,464 5,104,814 4,939,647 Expenditures Youth Services 800,390 839,808 891,720 901,891 Adult Services 1,579,231 1,561,163 1,535,224 1,538,511 Circulation 589,769 620,389 612,892 605,815 Neighborhood Services 203,336 196,551 360,757 325,202 Technical Services 473,306 485,545 503,433 431,115 Maintenance 491,375 484,127 507,517 669,172 Administration 512,192 509,785 669,377 677,112 Library Grants - - - 35,570 Total Expenditures 4,649,599 4,697,368 5,080,920 5,184,388 Net Surplus (Deficit)-$ 1,101,096$ 23,894$ (244,741)$ Beginning Fund Balance - 1,101,096 Ending Fund Balance 1,101,096 856,355 Audited FY 2012 Ending Fund Balance Composition Restricted for Fund Activities 1,101,096 Committed - Assigned / Unassigned - Total Ending Fund Balance 1,101,096 City of Evanston Library Fund As of December 31, 2013 38 of 39 January February March April May June July August September October November December FY 2013 Unreserved Fund Balance 17,412,530$ 18,091,096$ 21,774,085$ 22,459,219$ 23,342,537$ 19,526,063$ 20,250,620$ 21,816,228$ 20,501,689$ 19,185,536$ 19,261,130$ 17,041,118$ FY 2012 Unreserved Fund Balance 14,685,117$ 16,337,797$ 19,881,970$ 19,002,485$ 19,669,892$ 22,717,923$ 22,741,824$ 23,492,360$ 21,698,232$ 21,011,611$ 20,295,702$ 18,046,886$ FY 2013 Cash Balance 6,624,063$ 7,811,937$ 12,160,633$ 12,969,898$ 12,797,660$ 13,337,226$ 14,279,322$ 14,279,322$ 11,977,938$ 9,881,435$ 9,693,515$ 7,021,780$ FY 2012 Cash Balance 8,894,526$ 8,902,327$ 13,603,167$ 13,093,141$ 12,607,881$ 12,330,661$ 12,686,783$ 13,735,774$ 11,745,631$ 11,079,412$ 10,365,174$ 10,674,525$ $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 City of Evanston General Fund Comparison of Fund and Cash Balances Fiscal Year 2013 vs Fiscal Year 2012 FY 2013 Unreserved Fund Balance FY 2012 Unreserved Fund Balance FY 2013 Cash Balance FY 2012 Cash Balance 39 of 39