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Minutes
Budget Policy Committee Meeting
of January 16, 1986
Members Present: Aldermen Nelson, Korshak, Collens
Members Absent: None
Staff Present: Robert Shonk. Bruce Zimmerman
Others Present: Robert Heytow. President, Evanston Police Pension
Board; Timothy Schoolmaster, Secretary, Evanston
Police Pension Board
Presiding Official: Alderman Nelson
Summary of Action:
The minutes of the December 17, 1985 meeting were approved as submitted.
Police Pension F'undinE
The Committee requested that Mr. Shonk review the pension materials
forwarded in the January 16, 1986 meeting packet. The materials included a
comparison of net assets available versus projected benefits on the state
actuary basis, a comparison of the same information on the A.S. Hansen
actuary basis, and a historical summary of expenditure and revenue by type.
Mr. Shonk reviewed the information in the materials and indicated that the
percent funded had increased every year since the new funding law went into
effect in 1980.
Mr. Heytow stated that he was concerned over the use of the percent funded
growth as a guideline instead of the growth or decrease in the amount of
unfunded liability.
The Committee then suggested that Mr. Schoolmaster review the material
prepared by the Police Pension Board for the Committee. The materials
Included a history of pension payrolls and a historical summary of the
amount of unfunded liability.
The Committee and representatives of the Pension Board then discussed the
use of percent funded versus the increase or decrease in the amount of
unfunded liability as a funding guideline. Both representatives of the
Pension Board expressed concern that the materials reviewed by Mr. Shank
indicated that the percent funded increased while the amount of unfunded
liability also increased. They suggested that this indicated the increase
in the portent funding of the Police Pension was not sufficient to meet the
State's guidelines. Mr. Shonk noted that though the amount unfunded
increased the amount of assets grew at an even faster pace. Eventually, at
this pace, the amount not funded should decrease.
Minutes of the Budget Policy Committee Meeting
January 16, 1986....... Page Two
Mr. Heytow expressed concern over differences in the actuarial report] and
the materials forwarded in the Committee's packet. He also suggested that
the Pension. Board needs to know that the City Council has recognized the
pension funding problem and has developed an appropriate funding policy.
Alderman Nelson stated that he believed the Committee could set answers to
the Pension Board's concerns from A.S. Hansen.
The Committee and the Pension Board representatives then developed the
following lint of questions for the consideration of A.S. Hansen.
1. On page 2 of the 2/28/85 A.S. Hanson actuarial report. data on active
participants show none beyond the assumed retirement age. The Police
m obers of the Pension Board say that twelve members are over
retirement age and question why the report has not indicated that
twelve members are beyond retirement age.
2. Why is the State's actuarial present value of $29,937,250 as of
2/28/85 so much higher than the Hansen amount of $25,495,782?
3. If the City continues its present -ate of funding and the percent
funded continues to increase, will the amount of unfunded liability
eventually decrease from year to year?
,. Referring to the tables prepared by City staff for the Committee's
January 16. 1986 meeting, do the final columns which summarize annual
Increases in the percent funded and the related footnote have
validity?
Mr. Nelson stated to the Pension Board representatives that the City has two
goals: (1) to comply with State law; and (2) to follow a rational funding
policy.
The Committee told the representatives of the Pension Board that they would
request answers from A.S. Hansen and contact the representatives about a
future meeting.
Food and Beverage Tax
The Committee decided there were no additional issues to discuss related to
this matter, and agreed to present their recommendation on the revenue
during a Council budget worksession.
Other Business
Alderman Korshak stated that he would encourage the City Council to consider
fair share payments from Northwestern University prior to consideration of
revenue additions or program reductions. Kr. Korshak asked the Committee
how he should bring this matter to the Council's attention.
Alderman Nelson suggested that the Committee take a vote on the use of fair
share payments and that Kr. Korshak make his proposal during the January 18,
1986 budget worksession. Alderman Korshak said he would accept this
approach.
Minutes of the Budget Policy Committee Meeting
January 16, 1986....... Page Three
The Committee then discussed the merits of fair share payments, with
Alderman Collens and Kelson expressing opposition to the concept. The
Committee voted 2-1 not to recommend this revenue to the City Council.
There being no further business, the Committee adjourned the meeting at 9:00
P.M.
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minutes
Budget Policy Committee meeting
of February 6, 1986
Members Present: Aldermen Nelson, Collens
Members Absent: Korshak
Staff Present: Robert Shonk, Bruce Zimmerman
Others Present: Timothy Schoolmaster, Secretary, Evanston Police
Pension Board; Larry Dowling, Consultant Actuary,
A.S. Hansen, Inc.; Ira Golan, Executive Vice
President Evanston Chamber of Commerce
Presiding Official:
Summary of Action:
Alderman Nelson
The minutes of the January 16, 1986 meeting were approved as submitted.
Pension Funding
Alderman Nelson began the discussion by summarising the Budget Policy
Committee's recommended goal for f+jnding the Police Pension Fund. Mr.
Nelson stated that it is the Committee's recommendation that the City's goal
be as follows: (1) To fund the Police Pension Fund at an annual cumulative
increase of not less than 1.91% from the starting point of February 28,
1981; (2) To continue following the City's current pension funding policy as
stated in the FY1986-87 City Council Budget Policy; and (3) To fund a
consultant to provide a plan for the use of dedicated investments by the
Police Pension Fund.
Mr. Larry Dowling, an actuary from A.S. Hansen, Inc. and Mr. Timothy
Schoolmaster, Secretary of the Police Pension Board, then discussed a number
of questions, with Mr. Dowling providing the following answers.
1. On page 2 of the 2/28/85 A.S. Hansen actuarial report, data on active
participants show none beyond the assumed retirement age. The Police
members of the Pension Board say that twelve members are over
retirement age and question why the report has not Indicated that
twelve members are beyond retirement age.
Response: Both the Hansen and the State's actuarial study use age 65
as the assumed retirement age. Since there are no participants in
the fund who are 65 or over, the Hansen actuarial report shows all
participants as being before the assumed retirement age. The twelve
participants mentioned by the members of the Board who are eligible
for retirement, but who have not reached age 65, would therefore be
Included in the group of participants who are before the assumed
retirement age.
2. why is the State's actuarial present value of $29,937,280 as of
2/28/85 so much higher than the Hansen amount of $25,495,782i
Minutes of the Budget Policy Committee Meeting
February 6, 1986........ Page Two
Response: The only differences between the State's actuarial report
and Hansen's are the assumptions on interest earnings and wages. The
State assumes interest earnings of 6.5% and a wage progression of
5k. Hansen assumes Interest earnings of 7.5% and a wage progression
of 5.5%. The higher Interest earning assumption used by Hansen is
the reason for the higher actuarial present values on the Hansen
report.
3. If the City continues its present rate of funding and the percent
funded continues to increase, will the amount of unfunded liability
eventually decrease from year to year!
Response: Yes, the amount of unfunded liability will eventually
decrease as long as the Interest earnings in the Police Pension
continually exceed the interest assumptions of the actuaries.
Alderman Nelson emphasized to the representative of the Pension Board that
the City's past track record In funding the Police Pension Indicates the
City's commitment to comply with State law and increase the amount of funded
liability. Mr. Schoolmaster stated that he would discuss the Information
provided by Mr. Dowling and the Budget Policy Committee's recommended
funding goals with the Pension Board. Mr. Nelson encouraged the Pension
Board to contact the City's Finance Director should they become concerned
over the funding trend in the Police Pension during the course of FY1986-87.
Real Estate Transfer Tax
Alderman Nelson asked for public comment on the real estate transfer tax.
Mr. Gerald Gordon expressed his concern over the impact of the Council's
Budget Policy on the growth in City expenditures. hr. Gordon also stated he
was concerned over the site of the fund balance in the General Fund and the
related lack of borrowing by the City.
Ira Golan, Executive Vice President of the Evanston Chamber of Commerce
voiced concern over the use of selective taxes by the City, and said he
would encourage the City to develop a policy on limiting expenditure growth.
Alderman Collens then discussed the use of broad based taxes versus
selective taxes with Mr. Golan and expressed interest in receiving any
Information on the use of user fees from the Chamber.
Alderman Collens asked staff when the Real Estate Transfer Tax would be
implemented if it were adopted in the 1986-87 City Budget. Staff stated
that the tax would require a May 1, 1986 implementation date.
The Committee stated that the Real Estate Transfer Tax would receive further
consideration from the City Council during its budget deliberations.
Minutes of the Budget Policy Committee Meeting
February 6. 1986........ Page Three
Other Business
Mr. Golan discussed the Chamber of Commerce projections for FY1986-87 sales
tax and income tax revenues. Mr. Golan reviewed the Chamber's assumptions
In projecting these revenues.
The Committee discussed the Chamber"s projections and stated that they would
review the City Manager's analysis of these revenue projections before
deciding on whether any changes in FY1986-87 revenue projections are
necessary.
The Committee set a tentative date of March 5, 1986 for Its next meeting.
There being no further business. the westing was adjourned at 9:15 P.M.
Staff:
minutes
Budget Policy Committee meeting
of April 24, 1986
Members Present: Aldermen Nelson, Rorshak. Collens
Members Absent: Alderman Davis
Staff Present: Asprooth, Shonk and Zimmerman
Others Present: Ira Golan, Executive Vice President, Evanston Chamber of
Commerce
Presiding Official: Alderman Nelson
Summary of Action:
The minutes of the February 6, 1986 meeting were approved as submitted.
Communications:
The Committee discussed the March 10, 1986 Chicago Sun Time article on the
munici- pal budget for Sunnyvale. California. In response to questions from
the Committee, the City Manager pointed out that Evanston currently has a
process for staff devel- opment of production improvements and economies of
scale, but does not provide fi- nancial incentives in return for staff
suggestions. The Committee requested that staff gather further Information
on Sunnyvale's "pay for performance" system and conduct a survey of other
communities' use of incentive programs.
Development of a long-term strateAy to address the financial needs of the
Ci y and establishment of service or program _riorities
The Committee then entered into a discussion with the City Manager on the
City's budget preparation process and the establishment of budget reduction
options.
Among the issues discussed by the Committee and the City manager were: [1)
The discussion of budget reduction options by the Council early in the
budget prepera- tion process; (2) The feasibility of identifying program
goals and priorities; (3) The definition of a private sector versus
government function; (4) The influence of advocacy groups on the City
Council's budget process; (S) The impact of the current budget policy
property tam limitation on expenditures; (6) The differences between core
City programs and services versus those which may be considered non -core
pro- grams; and (7) The difficulty in comparing the level of Evanston's
service delivery to the service levels of other communities.
Alderman Collens stated that the Committee on Committees is currently
reviewing some National League of Cities (NLC) literature which may help the
Committee eval- uate a Council budget process. The Committee agreed to keep
this item on its agen- da and asked Alderman Collens to forward the NLC
literature to Committee members. The City Manager also stated that he would
forward literature to the Committee which could provide some ideas on the
budget process.
Revenue Survey
The Committee briefly reviewed the Illinois municipal Revenue Survey
prepared by Northern Illinois University. Alderman Nelson suggested that
the Committee study
Minutes of the Budget Policy Committee
April 24, 1986..............Page Two
this survey and attempt to determine how Evanston's. use of revenues compares to
other communities. The Committee and staff then discussed some of the difficulties
in comparing communities' financial data without extensive information on the com-
munity's socio-economic characteristics and the level of service delivery.
Alderson Korshak suggested that it sight be useful to compare Evanston's financial
data with Ithaca, New York because Ithaca has some characteristics similar to Even-
ston and is the home of a private university. The Committee also suggested that
the Cambridge. Massachusetts city budget and other financial date be compared to
Evanston's. The Committee agreed to study the Illinois Municipal Revenue Survey
and requested that financial data from Ithaca and Cambridge be studied In relation-
ship to Evanston.
Pension Funding: Policy
The Committee considered a policy for funding the Fire Pension Fund. It was sug-
gested that the Committee adopt the sane funding policy for the Fire Pension Fund
as previously adopted for the Police Pension Fund.
The City Manager suggested that the policy be stated so that the property tax levy
for either pension fund should never exceed the actuary's recomstended levy. The
City Manager also stated that once the actuary's recommendation is attained for one
pension fund, the funding should not be lowered In the subsequent year In order to
increase the levy for the other pension fund.
The Committee agreed that the policy for funding the Fire Pension Fund should be
the same as that previously adopted for the Po -ice Pension Fund and asked staff to
add language concerning compliance with the Hansen actuary funding recommendation.
The Committee also asked that the Police and Fire Pension Funds be treated separ-
ately from the General Fund and Debt Service Fund under the City's Budget Policy.
The Committee voted 3-0 to recommend this funding policy to the City Council.
Review of the 1986 Unaudited Financial Statements
Staff emphasized to the Committee that the March 27, 1986 Unaudited Financial
Statements did not include the final Bills List and payroll expenditures for
FY1985-86, and were therefore not complete.
The Committee reviewed each of the unaudited fund summaries and discussed the fol-
lowing Items with staff: (1) Revenue from Parking Fines; (2) Mass Transit Fund RTA
Handicapped Grant revenues; (3) A number of unexpended appropriations in the
FY1985-86 Revenue Sharing Program; (4) Other operating expenses in the Sewer Fund;
and (5) Sale of Surplus Property revenue in the Fleet Services Fund.
In response to a question from the Committee, staff stated that the FY1985-86
financial audit was to be available by August 31, 1986.
The Committee scheduled its next meeting for May 15, 1986 at 7:30 P.M.
There being no further business, the meeting was adjourned at 9:45 P.H.
Staff:
Bruce Zimersan
Minutes
Budget Policy Committee Meeting
of May 19, 1986
Members Present: Aldermen Nelson, Collens, Korshak
Members Absent: Alderman Davis
Staff Present: Robert Shank
Others Present: Alderman Radon
Presiding Official: Alderman Nelson
Summary of Action:
The minutes of the April 24, 1986 meeting were approved as submitted.
Meeting Schedule
It was noted that the next meeting of the Committee was scheduled for June
Sth. After discussion, the members rescheduled the next meeting for Tuesday
evening, June 3 at 7:45 P.M.
The Committee set the agenda for the June 3 meeting. The Committee is to
discuss the April 25. 1986 memo by Alderman Nelson titled, "How to Evaluate
Programs and Establish Priorities" and the impact of the current budget
policy property tax limitation on expenditures.
Alderman Collens referred to publications titled, Resource Directory of
Council Innovations: 64 Reasons Not to Reinvent the Wheel and Tools_ for
Leadership: A Handbook for Elected Officials, and asked that staff
distribute designated excerpts to the Committee.
Reference by Alderman Roden Concerning Real Estate Transfer Tax_ Exemotione
Alderman Raden joined the Committee for this discussion. The Real Estate
Transfer Tax, as adopted by the City Council on Match 24, 1986, exempts real
estate transactions of governmental bodies and real estate transactions when
one charitable organization conveys property to another charitable
organization.
The Committee members discussed this reference. Alderman Korshak moved to
amend the existing Ordinance 50-0-86 by striking out all the language after
the first clause in Article A "Transactions involving property acquired by
or from any governmental body,...". This would eliminate the exemption
previously granted to real estate transactions between non -governmental
charitable organizations.
Alderman Radon stated that she believes the exemption is appropriate for
governmental bodies but not for other charitable organizations. She stated
that the real estate transfer tax is similar to the utility tax and other
consumer taxes and no exemptions are granted to charitable institutions in
Minutes of the Budget Policy Committee
Ray 19, 1986..............Page Two
the administration of these taxes. After further discussion, the Committee
members present voted 3 to 0 to recommend adoption of this amendment by the
City Council.
Revenue Manual
Alderman Nelson mentioned the New York City Tax Guide that he had received
from Aldermman Warshaw. In reference to this, Alderman Nelson requested
staff update the City of Evanston Revenue Manual and have it ready for City
Council use at budget review time. Material covering alternative taxes,
previously considered but not now utilized, is to be included in the manual.
The meeting was adjourned at 7:25 P.M.
Respectfully submitted,
Robert A. Shonk
Finance Director
Members Present:
Members Absent:
Staff Present:
Presiding Official:
Summary of Action:
Minutes
Budget Policy Committee Meeting
of June 3, 1986
Aldermen Nelson, Collens, Davis
Korshak
Joel Asprooth, Bruce Zimmerman
Alderman Nelson
The meeting was called to order at 7:55 P.M. The minutes of the Mar 19, 1986
sleeting were approved as submitted.
Pension Funding:
The Committee reviewed and approved the statement summarizing the polity for
funding police and fire pensions. The Committee requested that staff incor-
porate this policy into the City Council's Budget Policy.
Coemittee Priorities
The Committee reviewed and approved the Chairman's suggested Committee pri-
orities. and requested that the priorities be forwarded to the City Council.
Budget Process
The Committee continued its discussion concerning the evaluation of City pro-
grams and the establishment of program priorities.
Among the items discussed by the Committee were: (1) City Council goal set-
ting; (2) Budget decision -making in a political process; (3) Program informa-
tion included in the City Budget; (4) The use of a consultant; (5) The iden-
tification of core versus non -core City programs; (6) City Council Committee
reviews of City Department programs and budgets, (7) The establishment of
City Council priorities to guide staff in the preparation of the budget; and
(8) The different budget and program priorities among Council members.
The Committee expressed interest in identifying core versus non -core programs
and in developing City Council priorities to guide staff early in the budget
process. The Committee requested that staff consider the feasibility of in-
corporating these items into the budget process and provide their recommenda-
tions to the Committee at its next meeting. The Committee agreed that it
Would further discuss the Council's budget process at its July meeting.
There being no further business, the meeting was adjourned at 9:00 P.M. The
next meeting of the Budget Policy Committee was scheduled for 7:45 A.M. on
Tuesday. July 8.
Staff:
ilembers Present:
Members Absent:
Staff Present:
Presiding Official:
Others Present:
Presiding Official:
Summary of Action:
Minutes
Budget Policy Committee Meeting
of July 8, 1986
Alderman Nelson, Collens, Davis
Alderman forshak
Joel Asprooth, Hobert Shonk, Bruce Zimmerman
Alderman Nelson
Ira Golan, Rxecutive Vice President, Evanston
Chamber of Commerce
Alderman Nelson
The meeting was called to order at 7:50 A.K. The minutes of the June 3,
1986 meeting were approved as submitted.
SujAet Projections
Staff provided the Committee with an overview of the budget projections for
FY1987-98 and future years. Among the points highlighted by staff were the
projected decrease in the debt service levy, the lack of growth in
non -property tax revenues, the termination of General Revenue Sharing on
September 30, 1986, the small CPI property tax guideline projected for
1907-88, and the lack of sufficient growth in projected revenues to support
the projected continuation level of expenditures,
In response to a question from Alderman Davis, Mr. Shonk explained that the
City had experienced decreases in telephone and natural gas utility tax
revenues in recent years. He explained that the decrease in telephone
revenue was due to the divestiture of A T 6 T and the resulting loss of the
tax on leased equipment. Mr. Shonk also stated that natural gas revenues
were down due to the decreased cost of the alternative fuels used in the
production of natural gas. It was also noted that Northern Illinois Gas had
not imposed a rate increase in many years. Based on this experience, the
staff explained that utility tax revenues were projected to decrease in the
coming year.
The Committee also discussed the projected revenue from sales tax. Staff
explained that the sales tax revenue in the first two months of this year
was below the budgeted level. Based on this experience and available
information on retail activity, staff stated that the 1987-88 sales tax
revenue was projected at a level below the current year's budget.
The City Manager stated that as additional information becomes available on
current year revenue and expenditure performance, staff will update these
projections. Changes in business activity and vendor cost estimates and the
additional availability of other information could also lead to revised
projections. The Manager emphasized that, based on current information,
Minutes of the Budget Policy Committee
July 8, 1986..............Page Two
these projections are realistic estimates of revenue and expenditure
activity for FY1987-88.
HudAet Policy
The Committee then reviewed the proposed budget policy for the coming year.
The proposed policy included a recommendation from staff that the property
tax guideline be amended to offset the loss of General Revenue Sharing
funds. Staff explained that in prior years a portion of these funds had
been transferred to the General Fund revenues, and used to purchase
community social services and fund eligible expenditures. The average
amount of this transfer over the past four years was SSO0,000.
The proposed policy recommended that in order to offset the lose of Revenue
Sharing, $S00,000 be added to the property tax base figure used in
calculating the coming year's levy. Staff explained that this would be a
one-time addition to the base levy.
Alderman Nelson stated that as an alternative to this approach, the City
should take advantage of the growth in the property tax base. He referred
to Statement IS of the Budget Policy, which stated that the net increase in
the tax base resulting from economic development projects should not be
subject to the property tax limitation. Alderman Nelson stated that the
city had never taken advantage of this provision.
Alderman Nelson proposed that the City calculate the net growth in the
property tax base resulting from economic development by subtracting the CPI
inflated equalized assessed value (EAV) from the actual LAY. He suggested
that a portion of this growth in the base should then be used in calculating
an amount to be added to the property tax.
Aldermen Collens and Davis both expressed reservations about Alderman
Nelson's proposal. Among their concerns were the complexity of the formula
and policy that would be required to implement the proposal, the volatility
and unpredictability of the equalized assessed value of property, the
treatment of the Tax Increment Financing District, and the treatment of
economic development under the proposal.
Following considerable discussion, Alderman Nelson said that he would
withdraw his proposal and would propose that Statement I5 be eliminated from
the Budget Policy. The Committee then unanimously approved the proposed
Budget Policy with an amendment to eliminate Statement 05.
Bud et Process
The City Manager informed the Committee that staff would again be submitting
budget options to the City Council. He explained that these options would
reflect staff's views of what are essential and non -essential City programs.
There being no further business, the meeting was adjourned at 9:20 A.M.
Staff: