HomeMy WebLinkAboutMinutes 19884
MINUTES
BOARD OF ETHICS
Meeting of January 7, 1988
Members Present: Dona Gerson, Bruce Hopple, David Saunders,
Joyce Schrager, Robert Shonk
Members Absent: None
Also Present: Alderman Brady, Alderman Collens, Alderman Davis,
Corporation Counsel Siegel
5taff Present: Joel Asprooth, City Manager
Presiding Official: Dana Gerson, Chair
A quorum being present, the meeting of the Board of Ethics was called to order by
the Chair at 7:30 p.m.
Minutes - The Board reviewed the minutes of the meeting of December 8. 1987.
The Chair called the attention of the Board to the last paragrapn on pale 1, and
noted that the specific examples of potential ethical concerns listpd in the
minutes were not suggested by Aldermen Brady and Danis at the time the3 City
Council reference was made. Therefore, the first sentence in Ve last paragraph
on page 1 of the minutes of the December 8, 1967 meeting was ccr:ect.e❑ to read as
follows: "The Chair noted specific examples of potential ethical concerns, which
the Board was to consider in addressinq the reference."
With this correction, the minutes NHre approved by unanimous vote.
Consideration of a Reference from the City Council to Vvelo; a Comprehensive
Revision to the Code of Ethics - The Chair welcomed they ricer -en present and
introduced the members of the Board of Ethics. The Chair notna that the purpose
of inv:itinq the Aldermen and Corporation Counsel to the board -noving that evening
was to have an informal discussion cnncern►nq the refor � to develoo a
comprehensive revision to the Code of- Ethics and to heni an. ix-v GF suggestions
the Aldermen and Ca rooratson Counsel minht hav in tho njtf"r,
Alderman Brady stated that there was no single axerridinq r�0
- that she and
Alderman Davis had made the referenco: rather. it was the
:t the "umber of
questions of application of the Code of Ethics whicn had ar!�-
:n the last two
years. She stated that she and alderman Davis, Lelielou thot .•
Anuld to nelpt'ul
to have the Board of Ethics review the Code and P` `,..
__.ones': in_ Qr
claret- at inn and addit innal lanquane in cert` i son ifir a
C ti de' nan V ague .
The Chair noted that the Board of Ethics had not found ay. _..
u -r:ems iq the
Code in its review of other municipal ethic's legislation. . 0
;, c WOO that
each time the Board has considered addressinq nrer array: n' :.,*
in `_`- -•yelp.
problems of drafting appropriate lannuage had arisen. qhn % _ -
; ';gat the SUM
for speciFicit% and clarity in the rode had to ter haIanced nq :•
1"s r:i' e Wl'y
of writ inq a Code that roula be easily 3ppliec: ro all c rrwr---
`c-raUer
nnted also that new relatinnships in which they City had r.-,.�
iraht
ruquirp some :additional atOntion in an,idprini ,,mrnt{mvntn
Y
Board of Ethics
Meeting of 1/7/0$ -2-
Alderman Davis asked whether the Board had felt the need to trsat ethical issues
in a more comprehensive fashion, given the recent ethical controversies in the
City of Chicago and elsewhere. Mr. Saunders stated that the Board had identified
that need, but also noted that an ordinance which includes very specific language
concerning ethical standards and ethical conduct can result in limited application
of those standards. He noted that the Evanston Ordinance contains broader
standards of conduct than the Chicago Ordinance. Alderman Davis stated that she
believed a broadly -worded ordinance was beneficial, but that it might discourage
people From attempting to refer to or be guided by the Code in the course of
conduct. She suggested that there were certain procedural issues involved in the
application and interpretation of the Code that could be clarified.
The Chair noted that the current ethics legislation was not easy to read, but is
often referred to by those in government. She stated that the Board had recently
reviewed guidelines published by another organization, which attemptec to provide
examples of conduct not consistent with broader ethical principles. Khes stated
her belief that it would be a worthwhile rloal for the Board to attempt to suggest
revisions to the Code or a separate set elf guidelines, which portrayed the ethics
standards in more simple language. Ms. Schrager stated that she hac ound some
such effort in prior advisory opinions or interpretations of the Code cuolinhed by
the Board of Ethics. Alderman Brady stated that she felt such an e`•art was a
good idea, and also suggested that the Board attempt to addr"nq those situations
in which there is no absolute right or wrong action. She noted, as an example,
that it would be helpful for the Board to clarify whether it. :sir; aQp7cpriate for
an Alderman or a Board or Commission member to vote on an issue .her tMeir spouse
was on the Board of an agency affected by that vote.
In this regard, Ms. Schrager noted that the current Ethics Crainance appears to
establish that a conflict exists only if there is financial or ether :ersonal gain
to be achieved by the actions of a person affected by the 1r;de. Corporation
Counsel stated that case law applying the Illinois Statute qcII-aks W conflict
where there is a direct pecuniary interest. He stated his op: -:on that the Board
and the Lity often had to .address questions ut can list of i5zi est ,•,re:., there is
no pecuniary interest. alderman Davis asked whether the stancard ir the Ethics
Ordinance was merely financial or whether there were questisr-s of itner direct.
conflicts of interest.
Corporation Counsel Siegel stated that case law turns on the :,.Pstior V apparent
financial interest. He stated that the question was foul•, fear 7s a mv!o7 of policy
the Fity of l vaanston and the Board of Ethics wished to Lit, t�. i- r,'e- in
legislating standards of conflict and applying those stand,;-_-.. ;.;-ar; "erson
noted that the disclosure statement utilized by the Cit•, Ch:wa.n defined
financial interest in negative terms; that in. financial int-:o,t rdoes Oct include
any financial interest of ,a spouse or family member which ar: v, rru^ :ndependent
employment.
Alderman Brad% nuggested that the critical issue w,ar; h"s UP and "'e Beard of
I tines defined personal gain,. and the Board membprs agrp- d. ha:: a.sa noted
that the 'hate- and local :erlislatton speak to dirput and _sort -"Bets of
interest. Aiderman Davis asked hcw the Board uef invd perq, i - t Mr.
Saunders responded that each time the Board had dealt witr • ,t ..-_' ion, the
It ,119p"'I"°Q!�I'''IIIf
� "�
,i Board of Ethics
Meeting of 1/7/88 -3--
Board members in the end had defined personal interest as a pecuniary interest.
He stated his opinion that the drafters of the Evanston Ethics Code obviously
intended personal interest to include more than pecuniary interest, but that he
had never been able to determine how the Code would be applied in other
circumstances. The Chair cited a past reference to the Board of Ethics concerning
disclosure of confidential information by a member or members of the City Council
as a good example. In this case, the Board of Ethics determined that the Board
should not pursue the issue because there is no financial gain involved in the
apparent disclosure. Ms. Schrager noted also that the Board turned that issue
over to the City Council because it was really a City Council issue.
Alderman Wald joined the Board at 7:50 p.m.
Corporation Counsel Siegel stated that, in reading the Ordinance, he believed that
there would be a personal interest in a matter before the City Council or a Board
or Commission if a member of the Council or a Board had a spouse involved in the
matter, and that involvement would cause the member to have a different opinion
than he or she otherwise would have. In that situation, he believed a conflict
existed. Others present agreed but noted that such matters were very difficult to
prove.
Mr. Saunders suggested that the Board could probably deal with any specific issue
raised with respect to Standards of Conduct in the Code, but reiterated his belief
that the broader language in the Code must be maintained to avoid limited
interpretation and application. Alderman Collens suggested that the problem of
conflicts of interest involving an outside organization were different than
certain conflicts of interest that were internal to the City government. For
example, she cited a hypothetical situation where an alderman nad a close relative
who was an employee of the City or a close relative who was a member of an
Advisory Board or Commission. Alderman Brady noted in this retard that the Board
should attempt to address the need to define family for puraoses of determining
whether a conflict of interest existed. In this respect, the hair noted that the
financial disclosure statement presently requires disclosure of the interest of
family members who are living with the respondent. Corporat:-_7 -oursel noted that
the requirements for disclosure contained on the Financial E;sclosure Statement
are different and not necessarily as inclusive as the implicit definitions in the
Ethics Ordinance.
Ms. Schrager asked the Aldermen present whether the Council assumes, at the time
the Ethics Code was adopted, that the Board of Ethics cou; ;slue guidelines.
Alderman Davis responded that the Code provided that the 3ca:; -,as 'tee power to
interpret the legislation. Alderman Davis also noted that ,? ,ss�.es whicr had
come before the Board in recent months had been public, and -�:'ed tnat the Chicago
Ordinance provided that complaints were to be maintained in a _onfiCential manner.
She asked the Board whether such confidentiality would be he„) ui 1r. interpreting
and applying the Code in Evanston. Mr. Hopple noted that t'-e 2.oarc's Rules and
Procedures contained provisions for confidential treatment c` a rFcuest for an
advisory opinion and provided that names were only disclosed t^.e agreement of
the person requesting the opinion. He stated that the Board -a. -.ee, to ret, ier)
the Rules and Procedures in this respect. The Chair noted t^_�' '1F- ", delin,es for
Boards and Commissions of the City of Evanston, published c '7e do not
refer to the Ethics Ordinance or the Ethics Board, and sugges'e 1_1%�' :t might be
helpful to advise Board members as to the existence of the L_^:cs ,r�inance and
the opportunity to obtain clarifying opinions.
Board of Ethics
Meeting of 1/7/88 -4-
Alderman Davis asked whether the Board of Ethics had ever initiated its own
investigation of a matter. Ms. Schrager responded that a previous Board had
initiated an investigation of a matter concerning the Cable Communications
Franchise Agreement. Alderman Davis asked whether the Board would undertake such
an investigation if Board members were aware of the conduct of an individual
involved in City government which raised an ethical question. The Chair noted
that the Board had the power to do so, and that the question of whether the Board
would undertake an investigation on its own initiation would probably depend on
how well known the matter was and the circumstances involved.
Ms. Schrager referred to a January 1982 letter from former Chairman Pauline Mayo
of the Ethics Board to former Mayor Lytle in which the former Chairman suggested
that the Code of Ethics should be read by each appointee to an Advisory Board or
Commission before his/her appointment, and also suggested that annual reports of
all Boards and Commissions mentioned should be made of any conflicts of interest
which occurred during the preceding year. Ms. Schrager asked whether this was
done. The Alderman noted that the disclosure of interest form required that the
person signing it stated that he/she had read the Ethics Code, and that the
Council reviewed each Board and Commission every three years, and any conflicts of
interest which may have occurred in that period were discussed during the
triennial review.
Alderman Brady stated that the issues raised during the discussion that evening
were complicated problems, moreso because most families involved two working
spouses today, and many families included adult children whose own employment
could create potential conflict. It was noted that the effect of a more
comprehensive and specific Code of Ethics might be to discourage public service.
The Chair stated that more and more she viewed direct pecuniary interest as the
issue that most clear under the Evanston Code of Ethics and the most definable.
She asked the other Board members and the Aldermen how they might define other
conflicts of interest and abuses, and what could be done to limit them. She
asked, for example, whether a voting spouse should be constrained by the actions
of a spouse? Alderman Davis noted that there were other issues besides questions
of funding of outside agencies which should be addressed. one note(;, for example,
that the Board had previously considered the question of whether an alderman had a
conflict of interest in a mal-ter which was purely regulatory, where his spouse had
a role in an agency which would have been affected by the regulatory action.
Corporation Counsel Siegel noted that the Evanston Ethics ordinance did not
clarify distinctions between conflicts of interest on t~e part of elected
officials and those which might arise involving employees :;` '-,. `it— He stated
that, typically, the City would apply stricter standards t:. -11(i, oyees than to
elected and appointed officials. In response to a question '::,m !•]r. Saunders that
Council identify examples of such stricter standards, Mr. Siegel suggested that a
Building Inspector accepting a free meal from a contractor ;+ould be ,,sewed much
differently than an alderman whose spouse is involved with ar agency regulated by
the City. Ms. Schrager stated her opinion that the highest s_andards should apply
to both elected and appointed officials. Alderman Davis state' that the effort to
clarify and further define conflicts of interest really in, .,es the heightened
awareness of those in government as to the potential for cf interest.
She stated that, as a result, we may end up with i,,i"Ferent individual
interpretations of what is really a conflict of interest.
M
pII I@iIII ^ I Im, III I 111 11 rj Ill 1111 o 1 I II " ^�P lil �� ' - III , I N " I I II II I;-"; I� I I111��j'I I ' 1 "III
Board of Ethics
Meeting of 1/7/88 -5-
Alderman Coliens suggested that the Board consider the issue of how pecuniary
interest is defined to include the interest of an agency, corporation, or
institution on which an Alderman or an Advisory Board of Commission member might
sit. Alderman Brady asked whether it would be appropriate to require disclosure
of the directorships held by spouses of Aldermen and Board and Commission members,
but still let them vote in matters coming before the Council involving that
agency, but where there was no direct pecuniary interest. Alderman Wold asked
what the penalty would be if someone chose not to disclose the relationship of a
spouse to an agency or institution in the community. Alderman Brady suggested
that the sanctions presently in the Code would be the way to deal with the person
in that situation.
Mr. Saunders expressed his belief that the suggestion that examples of potential
conflicts of interest was worth exploration but restated his concern that
tinkering with the Ordinance in this respect would not be worthwhile. Alderman
Brady agreed that such examples should not necessarily be incorporated into the
Ordinance, but stated her belief that certain sections still needed to be
clarified and expanded. Both Aldermen Brady and Davis agreed that the development
of guidelines for application of the Code of Ethics was an appropriate way for the
Board to proceed, but expressed concern about the need to expand the procedural
provisions of the Code. They asked that the Board send to the Council copies of
the Rules and Procedures of the Board of Ethics, and suggested that those Rules
and Procedures should be distributed with the Code to new members of Boards and
Commissions. Ms. Schrager suggested that the Board could also consider
recommending amendments to the Code and to the Rules and Procedures to define when
the Board of Ethics could or should initiate consideration of an issue on its own.
The Chair stated her opinion that it was very difficult for the Board to make any
generalizations in these matters from the previous opinions of the Board.
Alderman Davis suggested that the Board might attempt to explore further the
question of disclosure only of a matter which is not a direct pecuniary conflict
as an alternative to further definition of the term conflict of interest in the
Ordinance. Ms. Schrager noted that a previous memorandum from former Board
Chairman Pauline Mayo, dated April 1982, defines four stages of conflicts of
interest and appropriate action at each point.
At this point, the Aldermen present departed the meeting, and the Chair thanked
them for their time and for the clarification they brought to the reference.
The Chair asked Corporation Counsel to describe the provis:�:ns of the Illinois
Statute referred to in the Code of Ethics 'in particular, Cla�- ' ?. section
pertaining to pecuniary interest. Corporation Counsel note-- --it pr:cr to 1077
any contract of a municipality, in which it was determined a member or the
governing board had a conflict of interest, was automatica_:. old. He noted
further that, following amendment of the Statute in 1977, such contracts are now
permissible under certain conditions. Those conditions requ_.e that the member
with the conflict must reveal that interest and must abstai^ 'rom toting. He
noted also that the confect of interest could not involve ownership of more than
7.5a interest in the firm or corporation which would beneff' 'rom the contract
under consideration. The Chair also asked Corporation Counse. ,anether there was a
way to protide that an elected official of Evanston Tovinshi-, -,a. n,t empie% a
relative. Counsel responded that he would have to examine ' _ 'ovinsnip law in
that respect.
' ^I 14I' e11 1, 1 11 i i n , ,I i I r. I I I i i. i I I I I I 10 jr � R or . I Irir �
Board of Ethics
Meeting of 1/7/88
IM
The Chair asked staff to obtain the Code of Ethics of the Village of Oak Park and
also an opinion regarding an ethical matter recently issued by the Village of Oak
Park Board of Trustees.
The Chair thanked the Board members for attending and participating in the
discussion with the Aldermen. The Board members agreed that the matter of
revision to the Code of Ethics and the suggestion that guidelines for
interpretation of the Code of Ethics be published would be taken up at the next
meeting.
New Business - There was no other new business to be brought before the Board.
The Board of Ethics adjourned at 10:00 p.m.
Resp ully submitted,
Joe! W Asprooth
City Manager
JMA:ct
2
10
DRAFTED - NOT APPROVED
MINUTES
Board of Ethics
Meeting of February 18, 1988
Members Present: Dona Gerson, Bruce Hopple, David Saunders, Joyce Schrager,
Robert Shonk
Members Absent: None
Staff Present: Joel Asprooth, City Manager
Presiding Official: Dona Gerson, Chair
A quorum being present, the meeting of the Board of Ethics was called to order by
the Chair at 7:35 p.m.
Minutes - The minutes of the January 7, 1988 meeting were approved as submitted.
Consideration of a Reference from the City Council to Develoo a Comprehensive
Revision of the Code of Ethics - The Chair called attention to a memorandum from
Corporation Counsel, dated February 18, 1988, distributed at the meeting. The
opinion, provided in response to questions raised by the Chair, concerned the
potential applicability of ethics legislation to the Township government, the
extent to which the present Code addressed the issue of nepotism in city
government, and the right of an individual requesting an advisory opinion from the
Board to be present during all deliberations of the Board concerning that request.
The Board members reviewed this memorandum and noted that it Mould be useful in
the course of addressing the reference at hand.
The Chair stated that she had drafted a series of suggestions for guidelines which
might be promulgated to assist in interpreting and applying the Code of Ethics.
She suggested that this draft should be reviewed by the Board during the course of
its discussion of the reference.
The Chair then asked the Board members how they wished to approach the question of
revision of the Code of Ethics. She stated that the key issue was whether to
revise the Code and make it more specific, or to attempt to publish guidelines for
interpreting and applying the Code. She noted that the question of the
application of the Code of Ethics to matters involving the spouse of an elected or
appointed official had also been raised, and she referred the Committee in this
regard to a statement made by Corporation Counsel at the Januar. 7, 1988 meeting.
Mr. Hopple agreed that the threshold question :vas whether tn» Lcarcl ,ranted to
tighten -.or make more specific the current Ordinance, thereb. :;nninq tre risk of
narrowing it in application. He expressed caution in that reoar�:. He asked vihat
instances had occurred where the Ordinance had not been used ^pn it shc�lld have
been. fie suggested that the need may be for a recision .o the financial
Disclosure Form rather than to the Code of Ethics. He also s�ggested that the
Board consider changing the Rules and Procedures governing the activities of the
Board of Ethics, and distributinq those Rules and Procedures.
Ms. Schrager agreed with the comments made by the Chair and ".. Hopple. She
stated her belief that the application and use of the Ethics --.de had to be
improved, as opposed to the basic language of the Ordinance. She stated her
preference for leaving the broader language presently in the Coce, and questioned
Board of Ethics
Meeting of 2/17/88 -2-
whether the Community as a whole would gain from any revision to make the Code
more specific. She questioned whether the Aldermen who made the reference to
revise the Ethics Code were finding fault with the present provisions of the
Ordinance or, rather, with the general understanding of how and when the Code is
to be applied and interpreted. In this respect, the Chair noted that the Aldermen
who were present at the January 7 meeting had expressed a desire that the Board
attempt to define a conflict of interest that does not result in a pecuniary gain.
Ms. Schrager noted that the Aldermen had also asked that the Board consider how to
address the question of nepotism. Finally, Mr. Shonk noted that the question of
whether the Board of Ethics could take on a reference at its own initiative was
raised in the discussion with the Aldermen.
Mr. Hopple noted that Corporation Counsel had stated at the prior meeting that one
test of whether a conflict of interest existed was whether a member of the Council
or a Board or Commission would vote differently than he/she normally would as a
result of his/her involvements with outside parties, affiliations with other
groups, or the involvement of his/her spouse in such activities. He noted that
this test can be applied to other situations than just the involvements and
affiliations of the spouse of the Council or Board or Commission member, but noted
that there was no real rjay to prove that somebody voted differently than they
normally would have as a result of their affiliations c; the affiliations of the
spouse. Ms. Schrager noted that that was true, and that it was very dangerous to
attempt to prove such a relationship between affiliations and vote.
The Chair stated that it appeared that the Board had reached a consensus that it
did not want to attempt to make the language in the current Code OF Ethics more
specific because there was more to lose than to gain from such an effort. Mr.
Saunders agreed with that statement. The Chair asked whether the Board wished to
deal with the question of nepotism, noting that the Chicago ordinance had some
language in that regard. She also asked whether the Board wished to attempt to
amend the Rules of Procedure for the Board of Ethics. She stated that she had
always felt somewhat uncomfortable with the provisions of the current Rules of
Procedure with respect to hearings conducted by the Board. She stated that, in
her view, the Rules were unclear as to just when the Boar should conduct a
hearing, and that it seemed that the Code of Ethics left that to the discretion of
the Board of Ethics.
Ms. Schrager asked whether the Board wanted to change the Rules of Procedure
and/or the Code of Ethics and limit the discretion of the Board in determining if
and vshen a hearing should be conducted. The Chair asked whetner the Board Wished
to clarif% in the Rules and Procedures the responsibilities o" the Board to
conduct a hearing svhen someurie demanded a hearing In an el"fr " 1D protect his her
reputation. Fts. Schrager maintained that it had to be - aoard's decision
whether or not to hold a gearing but, on the other hand, as�e=-,r,ether tnere were
circumstances under -jhir_h a citizen viculd have a right to -ear,nq conducted b}
the Board. Mr. Saunders suggested that it vvas not pnssibIF draft cr_ter.a in
the Rules and Procedures to address every situation that -,yrt arise. t•1s.
Schrager agreed but suggested that the Rules could be amenCer 'n state that the
Board would decide ;whether or not to have a hearing, but .,oL:= slso he required to
give the reasons for not conducting a hearing when one was re^�_ested, if that was
the decision of the Board. Mr. Hopple stated that he beliete. :not the provisions
of the Rules and Procedures already covered that circumstance in that they
currently state that the Board must decide whether or not to ~,cid a hearing.
Board of Ethics
Meeting of 2/17/88 -3-
Ms. Schrager asked whether the Rules and Procedures should be modified to
specifically permit citizen -initiated complaints to be brought before the Board.
The Chair stated that, in her opinion, if such a complaint was brought now by a
citizen, the Board would most probably address the matter, but stated her belief
that that should be left to the discretion of the Board of Ethics. Mr. Saunders
agreed. He stated his belief that the citizen should have a right to ask the
Board to address a question of the application of the Code of Ethics, but that the
Board should determine if and how such a request should be handled. Ms. Schrager
suggested again that those provisions should be made clear in the Rules and
Procedures of the Board of Ethics. She also stated her belief that the Rules and
Procedures should be provided to all those who receive a copy of the Code of
Ethics. Mr. Hopple asked whether the Board could revise its Rules without City
Council approval, and the Chair responded that the Board had that authority.
After some additional discussion, the Board agreed to modify the Rules and
Procedures on page 2, line 3, to add the words "or citizen" after the word
"employee" in order to clarify that a citizen may initiate a request for an
opinion from the Board.
Mr. Saunders suggested that the Board members each assemble a list of the changes
or adjustments they felt necessary to the current Rules and Procedures. He stated
his concerns involved the question of freedom of speech and the provisions of
Section C.0) d. of the Code, but that this matter was a question of amendment of
the Code rather than the Rules and Procedures. The Chair asked whether the
members had other issues involving the Rules and Procedures of the Board which
might be modified. Ms. Schrager suggested that the Rules and Procedures should be
disseminated along with the Code of Ethics to all employees and officers of the
City. She also_suggested that the Board might attempt to assure that the Code and
Rules and Procedures got more general public dissemination, perhaps through the
City newsletter and other sources.
After further discussion of the Rules and Procedures of the Board of Ethics, the
manner in which Board opinions are disseminated, questions of confidentiality, and
disclosure of opinions to affected officers and employees of the City, the Board
agreed that it would be helpful to discuss those matters and others with former
members of the Board of Ethics and those involved in the drafting of the current
legislation. To that end, the Board agreed to invite former Board of Ethics
Chairman, Pauline Mayo, to attend the next meeting to discuss (among other
matters) the following:
1. The intent of the current language in the Ethics Code re,J.=::.^❑ the right of
City officers and employees to testify before City Boards ana .. -.ssions.
2. Questions of confidentiality in the treatment of recues:s for adtisory
opinions.
3. The treatment of citizen requests for aduisory opinions rrom the Board of
Ethics.
4. The distribution of Board of Ethics opinions, once they ha,,e been reached.
Board of Ethics
Meeting of 2/17/88 -4-
The Board members agreed to resume the discussion of amendments to the Code and
the Rules and Procedures of the Board of Ethics following the discussion with the
former Chairman.
The Chair suggested that the Board consider drafting an amendment to the Code
regarding nepotism in hiring and employment with the City government. She
suggested that the staff be directed to have language For such an amendment
drafted to the effect that those with hiring authority in City government are
precluded from hiring their relatives, and that no person within City government
shall attempt to influence another to hire a relative. She referred specifically
to similar language in the City of Chicago Ethics Ordinance at Section 26.2-13.
There was much discussion of this matter among the members of the Board, and of
the difficulty in applying such a policy within City government now and in the
future. The Board members agreed Following that discussion to postpone any
decision in this matter for Further discussion.
The Chair then reviewed her draft For a set of proposed guidelines to be
promulgated with the Code of Ethics. She asked the Board members to submit any
further suggestions they might have in this regard after reviewing her draft.
The Board then established a meeting schedule for the balance of 1988. The Board
agreed to meet, beginning in April, on the third Thursday of each month at 7:30
p.m. in the Aldermanic Library. The next meeting of the Board of Ethics is to be
held at 7:30 p.m. on March 24, 1988.
There being no further business, the Board of Ethics adjourned at 9:35 p.m.
Respectfully submitted,
C Manager
JMA:ct
MINUTES
80ARD OF ETHICS
Meeting of March 24, 1988
Members Present: Dona Gerson, Joyce Schrager, Robert Shonk
Members Absent: Bruce Hopple, David Saunders
Staff Present: Joel Asprooth, City Manager
Others Present: Pauline Mayo
Presiding Official: Dona Gerson, Chair
A quorum being present, the meeting of the Board of Ethics was called to order by
the Chair at 7:35 p.m.
Minutes - The minutes of the meeting of February 18, 1968 were approved as
submitted.
Consideration of a Reference from the City Council to Develop a Comprehensive
Revision of the Code of Ethics - The Chair introduced Ms. Pauline Mayo, former
Chair of the Board of Ethics, and thanked Ms. Mayo for attending the meeting that
evening. The Chair noted that Ms. Mayo had been invited to meet with the Board to
discuss the intent of the Code as it was originally drafted, and various other
questions concerning interpretation of the Code, which questions were outlined in
the minutes of the meeting of February 18, 1988.
The Chair reviewed the discussion of the Board to date in this matter. She noted
that the Board had started to consider a comprehensive revision of the Code
following the reference From the City Council. She noted that the Board had met
with Aldermen Davis and Brady and other members of the City Council to discuss
that reference. She noted that the members of the Board of Ethics had moved away
from their original position to the view that all potential issues could not be
dealt with in the Code, and that certain changes in the Code of Ethics would not
be appropriate or desirable. She noted that the consensus at the last meeting of
the Board was not to ask the Council to amend the Code. She noted that the Board
had considered revising the Rules of Procedure for the Board of Ethics and
reissuing those Rules along with the Ordinance to all affected parties. She noted
that it was likely that most City Council members were not familiar :rith the Rules
of Procedure of the Board of Ethics. She noted finally that 'tee Board was
considering deteloping some simple statement encapsulating "ie `.*. :cs irdinance.
establishing guidelines for the interpretation of the Ordinance. and makinq the
Ordinance "more accessible" to the public and those to whom it applies. She noted
that, fo11ovitnd that discussion, the Board members had agreed that ;t :-JoLsI d be
helpful to discuss with the former Chair of the Board the histor•, and background
of the current Ethics Ordinance.
Ms. Mayo noted that she did not have the benefit of reviewing all nt the
historical information concerning the development of the Ethics Ordinance before
this meeting. She stated that, while the Board had developed a set of rules for
procedure in dealing with a request for an advisory opinion or a hearing, she had
Board of Ethics
Minutes of 3/24/88 -2-
never Felt particularly comfortable with those rules, since the Board had hoped
never to have to hold a hearing. She stated that she always assumed that the
Board would engage a hearing officer to conduct such a hearing. She advised
caution in disseminating the Rules of Procedure in that such action might invite
complaints, requests For advisory opinions, and hearings before the Board when
such actions might not otherwise be requested or warranted. She cited the example
of the revisions made to the Financial Disclosure Statements while she was Chair
of the Board of Ethics, and noted that those proposed revisions eventually opened
up the whole Ordinance to question. She suggested that a cover letter to the
Financial Disclosure Statement could be drafted to make the Statement more useful
and clear to the Board in reviewing it.
Ms. Mayo noted that the Board, under her Chairmanship, grappled with the same
questions now faced by the Ethics Board. She noted, in addition, that the Board
at that time had the same concern as the current Board; that is, by making the
Ordinance more explicit, the Board might be narrowing the interpretation and
application of the Code in the future. She noted that the Board had very Few
models in drafting the current Ethics Code, and stated that the model code
promulgated by the International City Management Association proved most useful.
She noted that the Board should exercise caution in attempting to revise the
Ordinance because it might result in limiting the authority of the Board and
addressing questions raised under the Code of Ethics. She stated her opinion that
the Board would be better off retaining the right and responsibility to determine
just when to conduct a public hearing rather than making such circumstances
explicit under the Ordinance. She stated her opinion that many things that were
sent to the Board by the City Council during her tenure were issues which should
have been decided by the City Council itself (that is, matters involving the
conduct of Aldermen). She stated that, in those circumstances, the Board
generally did not attempt to render an opinion in the matter out, rather. sent the
issue back to the City Council. She stated that, during her tenure, she had
attempted to draft something like the guidelines suggested by the Chair
previously, but that she found that the other members of the Ethics Board were
unwilling to agree to promulgate such guidelines. She states her opinion that the
City Council should draft its own standards of performance 'or electeC officials
on the order of a creed or standard of performance for Aldermen.
The Chair agreed that such standards would be stronger if they were promulgated by
the Council itself. She stated, however, that she recalled that the Board of
Ethics had suggested in certain cases in the past that the ber.avior of an alderman
was inappropriate. She also stated that the fact that the -_'_. Council had not
yet promulgated its own creed or standards of performance ir,c:sated '*�e difficulty
the elected officials faced in doing so, and the need the,, 'e_'. to aCCress more
pressing issues.
The Chair then asked his. Mayo to address the specific quest..-s out:i-ed in the
minutes of the Board of Ethics meeting of February 18, 1`.�88:
1. The intent of the current language in the Ethics Code regarding the right of
City officers and employees to testify before City Boards arc _Ommi5510n5.
Board of Ethics
Meeting of 3/24/88 -3-
Ms. Mayo noted that the Board, in drafting this language specifically, did not use
the term "officer." She stated that the Board did not mean it to apply to
appointed members of Boards and Commissions. She stated that City officers and
employees did have the right to appear before a Board or Commission as an
individual. The Chair asked, as an example, whether the drafters of the
legislation had intended it to prohibit a Fireman to appear before a Board or
Commission in uniform and present his knowledge and expertise as an employee of
the City of Evanston in advancing an opinion on a matter. Ms. Mayo stated her
opinion that that was, in fact, contradictory to the intent of the drafters or the
spirit of the legislation. She stated it would be better in that case if the
individual did not identify him/herself as an employee or officer of the City.
She stated that, while it was not the gravest sin, it would certainly be
considered a violation of the Ordinance as it was drafted and intended to be
applied. She stated that Corporation Counsel had expressed a concern at the time
regarding elected officials who were also attorneys appearing in court in matters
pertaining to the City of Evanston, and that this language in the Code was also
intended to apply in that situation.
2. Questions of confidentiality in the treatment of requests for advisory
opinions.
Ms. Mayo stated that it was the intent and effort of the Board in her tenure to
provide confidentiality, but that issues which come before the Board can often be
picked up by the press for a variety of reasons, and often those who are involved
with the City can identify the person who has requested an advisory opinion from
the Board due to the circumstances surrounding that request. She stated her
opinion that the Board could not promise complete confidentiality to any person
requesting an advisory opinion. She noted that, in her tenure, issues did arise
where others not associated with the Board or with the party requesting an
advisory opinion could not always determine identities in certain cases where the
circumstances were long past.
Ms. Mayo also noted that in her tenure the Board did deal with a case involving
Plan Commission members who had a potential interest in a rede;.elopment project
then pending before the City. She stated that the Board decided just to meet with
the Plan Commission, and that those who were involved or who had a potential
conflict agreed to be sensitive to the issue and withdraw from the Plan Commission
if a conflict arose. She also noted that the Board addressed a question regarding
the cable T.U. Franchise agreement and the involvement of members of the Cable
Television Commission in that matter. She noted in that case that the question of
conflict was difficult to resolve because the reasons that per-,cn;s ,sere qualified
to serve on the Cable Commission were also the reasons nor their concern of
potential conflict of interest. She stated that she felt that the financial
disclosure statements did not always elicit information which could be necessary
in determining whether an individual had a conflict of interest. She stated her
opinion that the chief value of those statements was to remind people of their
obligation to abide by the Code of Ethics.
Board of Ethics
Meeting of 3/24/88 -4-
Ms. Schrager asked why Ms. Mayo Felt it would be necessary and appropriate to have
separate standards of conduct promulgated by the Council For members of the
Council. She asked whether every member of an appointed Board or Commission
should not have to abide by the same standards as the Council members. Ms. Mayo
stated her opinion that there are different questions which must be addressed when
the actions of a City Council member are involved. For example, she cited the
possibility that a Council member might be required to vote on a piece of
legislation concerning an agency in which that Council member's spouse was
involved. In that case, she stated her opinion that the Board would have involved
the Council member not to vote, whether or not there was a financial interest at
stake. She stated her belief that the Board and elected and appointed officials
should bend over backwards to avoid the appearance of a conflict of interest. She
stated that, while the law deals solely with financial interest in determining
whether a conflict existed, the Board of Ethics in her tenure was always trying to
take a broader perspective. The Chair noted that the problems of two career
families could result in this matter being raised more frequently today than in
the past. She stated that spouses may be involved in different professional
activities and have different interests which were independent of one another, and
which did not necessarily create a conflict.
Ms. Mayo, in response, asked whether a conflict might exist when the Council was
asked to consider expanding or reducing the powers of the Mental Health Board when
the spouse of an Alderman served on the Board. She stated her opinion that in
that case the Alderman should abstain From voting. The Chair stated her opinion
that, while an elected official could certainly be influences by the opinions and
positions of his/her spouse, one could also be influenced by the opinions and
positions of others (such as neighbors). Ms. Schrager noted that, by requiring an
Alderman to abstain in such a situation, that Alderman's constituents eight be
denied some representation on the Council. Ms. Mayo disagreed with this, noting
that each Ward had two Aldermen representing the constituents in that area. She
noted, however, that the issue of conflict of interest could also be extended to
involve a "significant other." She stated that, during her tenure, the Board did
try to define what a family was, but that such a def:n.`_:^n lei to some
controversy. She stated her opinion that the Board was quite •,ell off oiith its
present range of responsibilities and authority under the Code, and its ability to
deal with issues brought before it. She stated her opinion that it was often the
small question which posed difficulty under the current Ordinance language.
Ms. Schrager stated that the Board was struggling with �ne issue of a
non -financial conflict of interest. Mr. Shank agreed. Ms. agrees :hat such
matters were often difficult and the subject of discussion to ,re the ?card in her
tenure. She stated that the Board during her service atterG*eo `_o oe`:ne some
absolutes regarding the interpretation of the Code, and estab::sh given
interpretations where there are few clear statements 1n the -_oe. Sne `sit that
the introduction to the Code :,jas .erN useful in interpreti,c =,r.r, acC_.inq the
Code. She stated that, for example, the Board could have t;,P .c 'n= :ssue or.
whether or rot the Code was tiolated during the course of se.e,:'_.an a= the City
Manager by the disclosure of financiai information b,� a member .I the =�,nc11. but
some members of the Board disagreed, stating that only a finarc:a. conf;:7t was to
be dealt with under the current Code of Ethics. She stated � a*. :rl � at case,
the Board decided that it would be unwise to take on the refe:A,-ce.
Board of Ethics
Minutes of 3/24/88
-5-
Ms. Schrager stated that, as differences of opinion within the community and the
Council become more distinct, the application of the Board of Ethics becomes more
difficult. The Chair and Ms. Mayo agreed.
3. The treatment of citizen requests for advisory opinions from the Board of
Ethics.
Ms. Mayo stated that it was always her assumption that the Board could accept
citizen requests for advisory opinions under the Code, but that the Code did not
say so expressly. The Chair stated that the Board of Ethics has always responded
to such requests. Ms. Mayo stated her belief that the Board could initiate
requests for advisory opinions and that, if a citizen came before the Board with
such a request, the Board could take on the question of its own initiative. Ms.
Schrager stated that such information could be included in the redraft of the
Rules and Procedures of the Board of Ethics. She stated also that it was
important for the Board to attempt to address the question of how citizens of the
City learn of the existence of the Code, the Board of Ethics, and the use of the
Code.
4. The distribution of Board of Ethics opinions once they have been reached.
Ms. Mayo stated that in her tenure the Board had dealt with this matter in various
ways. With respect to questions raised regarding the role of Arts Council members
in awarding grants for arts projects, the Board decided to distribute the "working
document" which resulted from this discussion before the Board to all members of
City Boards, Commissions, and Committees because they felt it would be useful to
all in conducting themselves in their public responsibilities. She stated that
the Board in her tenure exercised discretion in the distribution of opinions, and
that the Board should exercise its own discretion in distributing an advisory
opinion or "working document" beyond the individual or party who had requested
such an opinion.
The Chair noted that Ms. Mayo had mentioned to her earlier that the Rules of
Procedure had been largely drafted by a former member of the board wrlo was an
attorney. She stated that the current Board of Ethics had talked about adding a
statement that a citizen might request an advisory opinion of the Board, and that
written opinions would be disseminated by the Board after deletion of names and
other information to assure confidentiality. Ms. Schrager noted that the Board
needed to spell out the procedure to be followed leading up to a hearing conducted
by the Board on a request for an advisory opinion. The Chair noted that the prior
discussion of the Board had been to the effect that such determination should be
left up to the discretion of the Board in each case. Ms. clrager agreed. but
stated that such a procedure should be outlined in the Rules of ='rocedure in very
general terms.
The Chair thanked former Chairman Pauline Mayo for attending the meeting and for
giving the members of the Board the benefit of her knowledge anc experience in the
development and application of the Code of Ethics. Ms. '•kayo stated her
willingness to meet with the Board to discuss such matters at an% time.
Board of Ethics
Minutes of 3/24/88 -6-
In summary, the Chair stated that Ms. Mayo confirmed the prior consensus of the
Board that there was no apparent compelling reason to change the language of the
Ordinance, and no real value to be gained by doing so. On the contrary, the Board
had found that there were certain hazards involved in attempting to elaborate on
the current language of the Code. She stated that Ms. Mayo reinforced the
previous consensus that the Board should look at the concept of producing a
statement of guidelines for interpreting the Code, and that Ms. Meyo had suggested
that the Board recommend to the Council that the Council develop separate
standards of conduct for City Council members. She stated, in addition, that the
Board should look at the Rules of Procedure to include language regarding
citizen -initiated requests, confidentiality of requests for advisory opinions and
those opinions, and the process under which hearings would be conducted.
Following a brief recess, the Board reconvened to discuss the development of a set
of guidelines for interpretation of the Code of Ethics. The Chair called the
attention of the Committee members to a draft of such guidelines, which she had
prepared and disseminated to the Board members that evening. Ms. Schrager stated
that she was somewhat uncomfortable with an informal format for such guidelines,
but felt that the Chair had drafted a document which provided a very good initial
effort in this matter. There were various suggestions made by the members of the
Board in reviewing the draft guidelines provided by the Chair, and the Chair
suggested that the Board members review these suggestions and the draft provided
in order to consider the matter again at the next meeting.
New Business - The Chair called the attention of the members to several
Financial Disclosure Statements which had recently been forwarded by the City
Clerk. The Board members reviewed those Statements and noted for the record that
they had been reviewed. One such Statement was referred back to the officer
involved in order that he might provide additional information on certain
questions in which no information had been provided.
There being no further business, the meeting of the Board of Ethics Nas adjourned
at 9:20 p.m.
Re ully submitted,
Joel . Asprooth
City Manager
JMA:ct
APPROVED
MINUTES
BOARD OF ETHICS
Meeting of April 21, 1988
Members Present: Dona Gerson, Bruce Hopple, Joyce Schrager, David
Saunders, Robert Shank
Members Absent: None
Staff Present: None
Presiding Official: Dona Gerson, Chair
Summary of Action:
A quorum being present, the meeting was called to order by the Chairman at
7:30 P.M. in the Aldermanic Library of the Evanston Civic Center.
Minutes - The minutes of the meeting of March 24, 1988 were approved as
submitted.
Reference from Alderman Warshaw concerning Membership on the Zoning Board of
Appeals - The Chair stated that Alderman Warshaw made reference on August
10, 1987 to the Board of Ethics concerning the question as to whether a
member of the Zoning Board of Appeals had a conflict of interest in her
service on the Board as a result of her vote and participation in discussion
of the special use application of Northwestern University for a public event
at 1501 Central Street. Alderman Warshaw's concern was that the student,
because of her association with Northwestern, should have excused herself
from the issue. Mr. Saunders stated that it normally would _e necessary to
establish whether or not the facts as stated are true. He felt from the
reference giver, that the pertinent facts Were that a .,�ernber :f the Zoning
Board of Appeals, who happens to be a student from Northwestern, was
involved in considering a zoning matter connected With the ;;niversity she
attended. He stated that it appears that the relevant facts as stated are
true and that the Board will need to consider if a conflict of interest has
occurred in this case. Mr. Hopple agreed with the comments of Mr. Saunders.
The Chair stated that she understood there were about s.•sdents at
Northwestern. Mr. Shonk added that he thought there a�:u_ 2,000 under-
graduate students and 4,000 graduate students. The Chair stated she thought
that special use considerations often occur in connection with 'Northwestern
when the uses of their athletic facilities by the public are considered. The
Chair noted that strong opposition can occur in the neighb�,rhood around
Northwestern when special uses are considered for the at _etic facilities.
She also stated that in regard to the use athletic facil:_:,s :ther than for
designated use as defined in the Zoning Ordinance, the J ::p:sity would be
required to come to the Zoning Board of Appeals for old an
event such as the Housewares Show. She Stated it is Vic__:::: tha: there
could be a few cases a year of this type.
MINUTES OF THE BOARD OF ETHICS
April 21, 1988........... Page Two
The Board members noted that this is a special use variance case on a
particular matter. The members observed that the Board cannot rule in a
generic way that just because a person is associated with Northwestern
she/he could not vote on Zoning Board of Appeal matters that affect
Northwestern university.
The Board members then proceeded to review and discuss the details of the
case. After thorough deliberation and discussion all the members expressed
the unanimous opinion that no conflict of interest existed in this
particular matter.
The opinion was arrived at after consideration of the following factors:
I. The graduate student member of the Board of Appeals is merely a
consumer of services and not an officer or owner of the University. It was
felt that even if the student was on scholarship the student would be far
removed from the status of employee of the University.
II. It was noted that there is hardly any unanimity of opinion displayed
by Northwestern students, alumni and faculty with regard to the actions of
the University. In fact, it was observed. that there is consistent, strong
evidence of diversity of opinion of these groups toward Northwestern.
III. It was felt that there was no apparent economic gain accruing to the
student in this case.
The Chair and members present directed that Mr. Saunders draft a formal
advisory opinion on this matter which would state that there is no conflict
of interest by the student serving as a member of the Zoning Board of
Appeals when she voted on the particular zoning case matter. The advisory
opinion would also list assumptions and guidelines that the Board considered
in rendering this opinion. The draft of this written opinion by Mr. Saunders
is to be available for the May 19, 1988 meeting, at which time the Board
will consider it for adoption. Tire Chair noted that t;;e ..,`n _as a'.1' reflect
the fact that the Board of Ethics found no conflict of interest in this
particular case and that a written opinion will follow. Mr. Saunders and Mr.
Hopple agreed that it was necessary to provide an advisory opinion as to the
fact that there was no conflict of interest in this case and that the
Board's opinion would be embodied in a formal written opinion which will
include a discussion of what the Board perceives to be the issues. This
opinion to be considered for adoption at the May 19th moe�:ng Mr. Saunders
made a motion to that effect, seconded by Mr. Hoppe. :`e notion was
unanimously adopted.
Consideration of a Reference from the Citv Council to Develop a
Comprehensive Revision of the Code of Ethics. - The Chair Noted that the
Board reiterated at last month's meeting that they `.ad �ecided not to
revise the Code itself, but there are two items that are s_.11 rending. One
item is the possibility of developing some simple guidel;nes `:r -he
MINUTES OF THE BOARD OF ETHICS
April 21, 1988........... Page Three
Interpretation of the Ordinance, and making the Ordinance more "accessible"
to the public and those to whom it applies. The other item is the
consideration of revising the Rules of Procedure for the Board of Ethics and
reissuing those Rules along with the Ordinance to all affected parties.
The Chair then directed attention to consideration of the two page draft of
the guidelines for the interpretation of the Ordinance that she had
presented at the last meeting. She also presented a revised draft of the
guidelines prepared by Ms. Schrager. Ms. Schrager stated that she felt the
recommendations she had proposed were really instructions or information to
accompany the Code. She also felt that all specific examples should be
eliminated. She then summarized the contents of the draft as follows. Why
does the City have a Code of Ethics? Who should know about the Code of
Ethics? What is in the Code of Ethics? What are some of the Do's? -
included were: Do treat everyone fairly; Do fill out the financial
disclosure...; Do ask for advice from the Board of Ethics when you are
uncertain and Do know what personal integrity is. What are some of the
Dont's ? - Don't vote on an issue in which you have a financial interest;
Don't accept gifts...; Don't use your position for inside information...;
Don't take on a private job that conflicts with City service; Don't
represent private interests before City bodies or courts. Mrs. Schrager
noted that she had eliminated the first two Do statements that had appeared
in the original draft. These dealt with the responsibility of reading the
code and the requirement to treat everyone fairly. She stated that she is
not in favor of including specific examples in the recommendations. Absence
of a specific example might cause people to feel that an questionable action
might be done since it is not specifically excluded. She feels that these
instructions could be made to stand alone and publicly distributed and also
could be distributed with the Ethics code. She prefers shortening the
instructions to a one page document that can be easily distributed at all
public places in Evanston.
Mr. Hopple agreed that the listing should not include specific examples
which would give an excuse to do something that was not specifically
mentioned on the list. He noted the reference to Watergate and Cperation
Greylord in the corrupt officials clause of the revised draft. He noted that
Watergate was only one private matter and not a broad example. Also Greylord
refers to one case of corruption. Ms. Schrager stated that she is
comfortable in omitting the references in the clause to Watergate and
Greylord. There was a discussion of recent events whi_:: had br�cien down
public trust, specifically Watergate and Greylord. Mr. " ::,tiers ~:tzd that
what the Board was trying to do was make officials awar -tat the =oard is
not only concerned about corrupt actions but also acti3::s which, while not
corrupt, may give the appearance of a possible conflict interest or of a
corrupt action. The Chair suggested that what might be said is that corrupt
officials lead to distrust of government and omit the specific references.
This Would be stated in a separate opening " Because "=lause. -1-e Board
then agreed that the remainder of the clause should be stated separately and
read, "...Because it is our goal to have City Govern: -in' held t� a high
standard of ethical conduct, which the community at lame as rie.. as the
elected and appointed offic;d1s .and employees of the City :an be pr_,,i...".
MM
MINUTES OF THE BOARD OF ETHICS
April 21, 1988........... Page Four
Further discussion of the Board included who should/must know about the
Board and read the Code of Ethics, namely the citizens, all City employees,
and all elected and appointed officials of the City; what is available under
the Code of Ethics; who has access to the Code and to the Board; what is in
the Code; and standards of conduct. The discussion then returned to
inclusion of specific examples, and how specific or general the Board should
be. Mr. Hopple noted that if examples don't address a particular conflict
then the party might feel free to act. If no examples are given then the
party would have to think and justify the proposed action. Ms. Schrager
stated that she has a problem with specific examples. Mr. Saunders stated he
feels strongly that no positive example should be given. He cited the
"However" example included on page 2 of the draft where the Board ruled
that a Council member could vote on an issue even though his spouse was a
Board member of an organization affected by the vote. This could imply carte
blanche approval on other related cases. For the same reason he prefers no
examples be cited for the "Do" clause items. Mr. Saunders said that possibly
some " Don't" examples could be left in but the language should make it
clear that the list is not all inclusive. It was decided that the listing,
with the opening "Because" clause changes and the elimination of the However
example , be retyped in draft form for Board consideration at the next
meeting. The revised draft is also to be given to the City Manager for his
comments, additions or deletions prior to the next meeting. Mr. Saunders
observed that the inclusion of representation of private interests before
City bodies was before the Court, and that any decision made by the Board
might be negated by the Court's action. This referred to the clause
appearing near the end of the draft which read ; "Don't represent private
interests before city bodies or courts. ( There are some exceptions to this
rule for members of the City Council. ) After discussion the Board agreed
to remove this clause also from the draft.
The Board then returned to consideration of revising the Rules of Procedure
for the Board of Ethics and reissuing those Rules along with the Ordinance
to all affected parties. The Chair said that the previous month's minutes
mentioned specific items regarding the rules. She directed attention to
Section 5 titled Advisory Opinions and asked if it was the Board's consensus
that an advisory opinion could be requested by any officer, employee or
citizen of the City, and read from the proposed change in the prior minutes.
This change added citizen as a party who could request an advisory opinion.
Mr. Saunders suggested that the Board should add, "in all appropriate cases"
prepare a written opinion, to avoid spurious requests from citizens. The
Chair stated that the Bcard could just as easily reply to the citizen that
the request had been considered and found to be unwarranted. .the members
then all concurred with the change adding citizen as a party that can
request an advisory opinion.
The Chair suggested that the introductory part of ita(3 (3) under the
Advisory Opinion Section be changed to read in part "...Prepare a written
opinion with respect to the request or investigation which sha11
include,..." The following clause now in the rules "...a°ter any deletions
MINUTES OF THE BOARD OF ETHICS
April 21, 1988........... Page Five
necessary to prevent disclosure of the identity of an affected officer or
employee have been made," to be removed. This to be replaced at the bottom
of item (3) with the following sentence. " Unless waived by the affected
officer or employee the Board to the extent reasonably possible shall make
any deletions necessary to prevent disclosure of the identity of such
party." There was further discussion about when an opinion should be kept
confidential. Mr. Saunders pointed out that the Board may be mandated to
delete names on matters of public scrutiny. The Chair suggested that the
Board could switch the burden and agree not to disclose names if so
requested by the affected parties. Mr. Saunders noted that in most cases the
Board would want to preserve confidentiality. Mr. Hopple preferred not
putting the burden on the affected party to request confidential treatment.
The party ought to be informed that the Board will preserve confidence
unless confidentiality is waived by the affected party. Mr. Saunders noted
that the Board will almost always vote for confidentiality. Ms. Schrager
stated she would opt for more than less confidentiality. Mr. Saunders stated
he prefers to encourage confidentiality but there are cases where confidence
is not appropriate. He would not want to tie the hands of the Board.
Accordingly he suggested that the limiting clause "...unless waived by the
affected party..." is appropriate and ought to be left in. It was then
suggested that the word party be substituted for officer or employee in the
revised clause dealing with confidentiality. With this change the changes
proposed for item (3) in Section 5 were agreed to.
Mr. Hopple suggested that a new section 5 titled Requests for Advisory
Opinion or Procedures for Advisory Opinions might be added. The Chair and
Board concurred with this idea. This would contrast with the material now in
Section 6 titled Hearings. The material now in Section 5 dealing with the
Board initiating an investigation of the conduct of officers and employees
of the City might more properly belong in Section 6. Tha Chair agreed with
these comments. Mr. Hopple agreed to draft this new Section 5 and present it
for consideration at the next Board meeting.
The next discussion f^vnl•red the Board's right to s_`.a_.:- and conduct a
public hearing. Hs. Schrager referred to Section dad the following
language. " The members of the Board shall conduct the hearing unless the
Board concludes it is appropriate to appoint some other person as a hearing
officer to conduct the hearing and make recommendations to the Board." The
Chair asked was it clear in the rules that when there is a request for a
public hearing the Board is to decide whether to hold a '.Lariag? H-1. Hopple
stated it was and referred to a clause in Section ` - G".:ng :.dvisory
Opinions whera it states that the Board can determine t_ a !easing. Mr.
Hopple pointed out that this clause ought to be more ~_rar.; presented in
Section 6 on Hearings.
The Chair recommended that the rules state that all pa_' atvisory opinions
are available in the City Clerk's office for public Mr. Hopple
agreed to include this requirement in his new draft on Ats'.aorj 3pinions.
MINUTES OF THE BOARD OF ETHICS
April 21, 1988........... Page Six
The Chair asked if references or requests for advisory opinions can be made
anonymously and subsequently considered by the Board. She noted that the
Board now has the power to initiate its own investigations. Mr. Hopple noted
that the affected party ought to have the right to confront the accuser. Our
rules don't say this. Mr. Saunders also noted that anonymous references or
tips are acceptable in criminal law. However the Board is not involved in
criminal law. It is difficult to say when the Board is obligated to act. Ms.
Schrager stated that the question posed a real dile=a but it is not
necessary to address the problem in the rules. All agreed. If something is
referred anonymously to the Board then the Board will deal with it. The
Board felt that an consideration of an anonymous request should be decided
by the members of the Board themselves, and there was the possibility of the
Board being remiss by not considering a request.
The Chair then stated that discussion of the rules would be continued for
discussion at the next meeting, and that Mr. Hopple would redraft the
sections of the rules discussed tonight and have them available for
consideration at the next meeting. The revised guidelines draft is also to
be presented at the next meeting.
The Chair requested that review of the Financial Disclosure Statements be
deferred until the next meeting. The Chair noted that the next meeting date
would be held at 7:30 P.M. on May 19, 1988.
The meeting was adjourned at 9:15 P.M.
Respectfully submitted,
Robert Shonk
Finance Director
i I� � �� � �� � �
__i
Members Present:
Members Absent:
Draft - Not Approved
MINUTES
BOARD OF ETHICS
Meeting of May 19, 1988
Dona Gerson, Bruce Hopple, Joyce Schrager, David Saunders,
Robert Shank
Bone
Staff Present: Joel M. Asproath, City Manager
Presiding Official: Dona Gerson, Chair
Summary of Action:
A quorum being present, the meeting was called to order by the Chair at 7:30 p.m.
in the Aldermanzc Library of the Evanston Civic Center.
Minutes - The Board reviewed the draft minutes of the meeting of April 21, 1988.
The Chair noted that she had spoken to Mr. Shank (who took the minutes at the
April 21 meeting; regarding the discussion of the reference from Alderman Warshaw
concerning membership an the Zoning Board of appeals. The Chair noted that, in
this case, she felt that the minutes should be redrafted to identify more clearly
the issues discussed. Mr. Shank distributed revised copies of the minutes of
April 21, 1988 incorporating a more concise statement of the discussion in regard
to the reference from Alderman Warshaw.
Following this discussion, it was moved by Mr. Hopple and seconded by the Chair
that the minutes of the April 21, 1988 meeting be approved as amended. Upon call
for a voice vote = all ayes.
The Chair then directed the attention of the Board to the minutes of Marc" 2-
1988. The Chair noted that former Chair, Pauline Mayo. had re;a a copy of the
draft mirutes and hsd suggested that ttie% be amended tr ..pile —07s colritel.
the statements she made at that meeting. The members of the ?_ar2 7eviewed the
proposed amendments to the minutes of March 20 submitted n, t7e Stair. and Loted
unanimously to reccnsicer the minutes of March 21, 1988.
It was then moved by the Chair. and seconded by Ms. Cchrager. !-at one Minutes of
March 2a be amended as follows: Change the sentence that oec:-s at tre notts, of
page I as foil ns:
"She stated Wat. ani'e one Ecara naC oeve_cpeC 3 set Y _
procedure in dealing witn a renuest for an advisory opin_�r 7r a
hearing, she had never felt particularly comfortable .,it i-ase
rules, and that sne had al'says "coed that the Board aculn -r.er
have to hold a hearing.''
Page 2. Paragraph 1. _.re
"She noted tnat the Icaro should e.ercise caution in atteTc'_^c t:
revise the Ordinance tecause it Might result in lim:t:r-c P
of the Board and :a:sino new questions aocut the Code s
I I1
1 1 n '1
' Bnprd of Ethics
:Minutes of 5/19/88 Meeting -2-
Page 3, line 12:
ii
"She stated that, while it was not the gravest sin, it would certainly
not be following the intent of the Code.
Page 4, line 9:
"In that case, she stated her opinion that the Council member would be
well advised not to vote whether or not there was a financial interest
at stake."
Page 4, paragraph 3, line 4:
"She stated that the Board during her service attempted to establish
some interpretations ......"
Page a, paragraph 3, line 8:
"She stated that in her opinion the Board could have taken up the issue
of whether or not the Code was violated during the course of selection
of the City Manager by the disclosure of information by a member of the
Council, that the majority of the members of the Board disagreed,
stating that only a Financial conflict should be dealt with in that
situation. She stated that, in that case, the Board deciced that it
would be unwise for it to pursue the matter further."
Upon call for a voice vote = all ayes.
Response to Reauest For .advisary Opinion from alderman Warsnan - The Board
reviewed a draft letter of response to alderman Warshaw in regard to her
reference, which letter was prepared by Mr. Saunders. Mr. Saunders noted that, in
drafting the letter, his objective was to be as specific as pcssible to the case
at hand while defining in general terms where a conflict might exist but does not
exist in this case.
The Board made three minor adjustments to the letter during wiscussion of the
matter. ;t was then moved by Ms. Schrager, seconded by Mr. Hopole, to approve the
letter,,as revised. Upon call for a voice vote = all ayes. Toe Chair noted that
the letter was to be submitted to alderman Warshaw, to the Rules Committee, and to
the Chair arc members of the Zoning Board of Appeals.
Retis_cn V Oules rccecure - Wr. "wole submitted a =V- V revised Coles
or Prccecwpe pertainirn to reCuestn 'or anvisers opinisr= or ^eari^cs and
pertaining, t.c adtisor. coinions. 7he !hair noted that members _ culd rovien this
material prior to the next ,meeting, as :,ell as the revised -les, nhich were
distributed with the minutes of April !'_, shich incorporated _-arces made n the
Board at the last ,meeting. The Chair noted that all retisions '-cm the minutes of
April 21 sere included in that draft and in the draft submittec D4 Mr. Opole.
This Tatter :,as nel: cter for the nett meeting.
.'Board of Ethics
Minutes of 5/19/88 Meeting -3-
Review of Financial Disclosure Statements - The Board reviewed a number of
Financial Disclosure Statements received prior to the meeting of May 19. Several
incomplete responses were noted on a number of Statements, and the Staff was asked
to return those Statements to the submitter with a request that the additional
information required by supplied.
The Chair and members of the Board of Ethics agreed that further discussion of the
Guidelines For the Code of Ethics would be postponed to the next meeting.
The next meeting of the Board of Ethics was scheduled for June 22, 1988.
The Board of Ethics adjourned at 9:s5 p.m.
Reap tFully submitted,
Joel/M. Asprooth
City Manager
JMA:ct
Members Present:
Members Absent:
Staff Present:
Draft - Not Approved
MINUTES
BOARD OF ETHICS
Meeting of June 22, 1988
Dona Gerson, Bruce Nopple, David Saunders, Robert Shank
Joyce Schrager
Joel M. Asprooth, City Manager
Presiding Official: Dona Gerson, Chair
Summary of Action:
A quorum being present, the meeting of the Board of Ethics was called to order
by the Chair at 7:55 p.m. in the Aldermanic Library of the Civic Center.
Minutes
It was moved by Mr. Saunders, seconded by Mr. Shank, that the minutes of May 19,
1988, be approved as submitted. Upon call for a voice vote - all ayes.
Review of Financial Disclosure Statements
The Board reviewed several Financial Disclosure Statements, which had been filed
since the last meeting. The Chair acknowledged receipt of a latter from
Alderman Beth Boosalis Davis regarding an addition to her Financial Disclosure
Statement filed previously. The Chair noted that the City Clerk would be asked
to make sure that this letter was stapled to the form originally submitted.
Review of Rules and Procedures
The Committee reviewed the draft of the revised Rules and Procedures provided by
Mr. Nopple. These revisions included clarification of the procedures the Board
is to follow in response to a request for advisory opinion or hearing under the
Code of Ethics.
There was considerable discussion of the confidential nature of such requests
and the obligation of the Board to assure that confidential;ty is maintained
where necessary in keeping with the Illinois Opening Meetinqs Act. The Board
agreed that requests for advisory opinions are to be kept cor,2iCential until
such time as the Board renders its opinion in response to tt'e 7ez�'est or until
the Board determines that the request need no lonqer e- a.ntainen
confidence.
Following this discussion, and after making a fete adjust -eats to language
elsewhere in the revised Rules and Procedures, the Board of Ethics tioted
unanimously to approve the revisions to the Rules and Procedures as amended.
Staff was asked to have a clean copy of the revised Rules and Procedures
prepared for the next meeting of the Board of Ethics.
Guidelines For The Code of Ethics
The Board reviewed a revised draft of the proposed Guidelines To The Code of
Ethics. This set of guidelines had been prepared in draft form by the Chairman
to be distributed for use by those effected by the Code of Ethics and by other
interested parties in understanding and using the Code.
The Board made certain revisions to the draft of the Guidelines To The Code of
Ethics during the course of discussion, and then asked that the staff have them
retyped for further review at the next meeting.
Other Matters
There were no other matters to come before the Board.
Next Meetinq Date
The next meeting of the Board of Ethics is to be held on July 20, 1988, at 7:30
p.m.
The Chair noted that final approval of the revised Rules and Procedures and the
Guidelines To The Code of Ethics would be considered at that time. The Chair
also noted that the Board should begin at that meeting to draft a report and
response to the reference from the City Council concerning a comprehensive
revision to the Code of Ethics.
The Board of Ethics adjourned at 9:15 p.m.
RespeS.tL,ully submitted,
Joel W Asprooth
City Manager
JMA:1r
Draft - Not Approved
MINUTES
BOARD OF ETHICS
Meeting of July 20, 1988
Members Present: Dona Gerson, Bruce Hopple, David Saunders, Robert Shank
Members Absent. Joyce Schrager
Presiding Official: Dona Gerson, Chair
Staff Present: Joel Asprooth, City Manager
Summary of Action:
The Chair called the meeting to order at 8:00 p.m. in the Aidermanic Library of
the Civic Center.
Minutes
By unanimous vote. the Board approved the minutes of the meet.ng of June 22, 1988,
as submitted.
Review of Financial Disclosure Statements
Staff reported there were no Financial Disclosure Statements to be reviewed that
evening.
Review of Rules and Procedures
The Board revie:ved a draft of revised Rules and Procedures, ahick reflected
changes discussed at previous Board meetings. after some c._-,.:ssion, the Board
agreed to reorganize the Rules to put Sections 6 and 7 at t�-e frrnt and to add a
brief Table of Contents at the beginning to call atten__�n to the Section
headings.
The Board discussed hour and From .ghat source hearing officers :;cull be a000inted,
should it ever become necessary to appoint a hearing office.. ,nder the Code of
Ethics. Mr. Hopple noted that dispute resolution firms ekist in the area
:Jere a possibility. t•1r. Saunders said that he was not cerra_^ '~at the Board :,as
ever likely to use a he3rino officer, but vias more
_t
necessar%
to
conduct am reouireo nearing itself. suucestec that _--F
_...
ma, .mac
it
appropriate to use a Committee of Boaro members to conduct a
__:nq
or s -1ispute
resolution firm, but suggested that the Board make those ce__s:cns
at the
time
that a hearing is required. He stated his belief that there
:.c�s ^c
reason to
draw
guidelines for the selection of a hearing officer now, si7ce-
t^e
criteria
for
selecting a hearing officer viould most probably be relatea
to the issue
at hand and the expertise r=quired to hear that matter.
_ ^arc
agreed
with
this conclusion.
following this d1SCUssion, ano b,. a unanimous vote. the boa:- "-e Revised
"Rules and Procedures as amended that evenino. It was notes t .ate s^ouli be
placed at the top of the Revised Rules and Procedures f, _-_ '-r-e !ate of
re�lsion.
d
-guard of Ethics
Meeting of 7/20/88 -2-
Review of Guidelines for the Code of Ethics
The Board reviewed a draft of proposed Guidelines to the Evanston Code of Ethics.
Several editorial changes were made, and it was agreed that examples of conduct
that does not comply with the Code of Ethics would be deleted from the Guide.
Following this discussion, the Board voted unanimously to approve the Guidelines
as revised. Staff was asked to investigate the possibility of having the
Guidelines typeset and reproduced for circulation with the Code of Ethics.
Draft Report on Comprehensive Revision to the Code of Ethics
The Chair suggested that the Board not meet in August but, instead, schedule a
meeting on the regular date in September for review of a draft report to the City
Council on the reference concerning a revision to the Code of Ethics. The Chair
stated that she could see that a draft :•ias circulated in advance of that meeting
for review.
Mr. Saunders suggested that, in its report, the Board recommend an amendment to
the Code noting that no officer or employee vias permitted to testify before a City
agency or bodv on behalf of a private interest "in a manner calculated to leave
the impression that he or she is speaking for the City of Evanston or ac ing on
behalf of the City of Evanston rihen not authorized." The other memoers agreed
that such amendatory language should be included in the report.
The Chair noted that the report should include the various areas c the Code of
Ethics considered in the course of discussion of this reference and mention of the
various people with whom the Board had discussed the matter. She stated that the
report should also include mention of the ne:,j system of filing Board of Ethics
opinions with the City Clerk.
Mr. Hopple asked :jhether the Board vias going to proceed :1ith :-v�.sion to the
Financial Disclosure Statement lanctiaoe. after some discussion. tMe Board members
agreed that that would be the ne\t matter on the Board of Ethics agenda.
Other flatters
The Board reviewed and approved a draft of a response to a letter received from
Alderman Warshaw concerning a previous advisory opinion rendered by the Board.
The next 'meet-nE; •:�f the Roard of Ethics :1ili be held on Se'pte'T`Ce ,_. i?E! at :3Q
p.m.
The Board of Ethics adjourned at 9:25 p.m.
Respe�t'.ful.ly supmi'ted.
;oel.M. Asoroct~
Cit-. Manacer
.P-A:l't
MINUTES
BOARD OF ETHICS
Meeting of October 20, 1988
Members Present: Dona Gerson, David Saunders, Robert Shonk, Joyce Schraaer
Members Absent: Bruce Hopple
Presiding Official: Dona Gerson, Chair
Staff Present: Joel M. Asprooth, City Manager
Summary of Action:
The Chair called the meeting to order at 7:40 p.m. in the Aldermanic Library of
the Civic Center.
Minutes - The Board reviewed the draft minutes of the July 20, 1988 meeting. By
unanimous agreement, the first paragraph under "Review of Rules and Procedures"
was revised to read as follows:
"The Board reviewed a draft of Revised Rules and Procedures. t.,nich reflected
changes discussed at previous Board meetings. After some discussion, the Board
agreed to add a brief Table of Contents at the beginning to call attention to the
section headings."
With this correction, the minutes were approved by unanimous tote.
Draft Reoort on Comprehensive Revision to the Code of Ethics - The Chair
conveyed a comment she had received by telephone from Mr. Hopple, ,rho suggested
that, when the ordinance amendment is sent to the Council, it should shorn a
comparison between the proposed language and the current language presently in the
ordinance. The Chair also suggested that the report should include mention that
the ordinance is attached, and that it is recommended for adoption. After some
discussion, the Board agreed that Corporation Counsel Siegel's opinion of February
la, 1988 should be attached to the report. During the course of discjssion, a
number of modifications :sere made to the language of the repo-.
Following this discussion, the Board voted unanimously to aCo t the report as
amended. The Chair noted that the report should be sent to tre 2,..,Ies Cor-ittee as
soon as possible —
The staff was asked to consult again ;,ith Corporation Counse: :egaroinq 'language
incorporated by the Board into the ordinance amendment concer^_-c the restriction
on City•officers and employees speaking on behalf of the Cit,:.
The Chair noted the next meetino ,-,as scheduled to be held or .a^airy 1.. 1969 at
,:30 p.m. She noted further that it .-jould be appropriate tc7 _-e �-oarc 'a meet
prior tJ that time _m rder tQ re` -la an,, aQdit.--na3i ccTme— --a* __:'_ rat:on
Counsel may ha�.e regarcinc �—e lanouae_e in the proposed or _ Board
agreed to schecule a special 7eetino on .`ovember 1U, 1�88 at
There being no further business, the Board of Ethics adiournec -_ �:OC �.-.
Re f Ily
Jo , '. Asoroct-
City Manage.
JMA:ct
MINUTES
BOARD OF ETHICS
Meeting of November 10, 1988
Members Present: Dona Gerson, Bruce Hopple, David Saunders, Robert Shonk,
Joyce Schrager
Members Absent: None
Presiding Official: Dona Gerson, Chair
Staff Present: Joel 1•1. Asprooth, City Manager
Summary of Action:
The Chair called the meeting to order at 7:32 p.m. in the Alder -manic Library
of the Civic Center.
Consideration of Ethics Code Amendments - The Board reviewed a further
memorandum from Corporation Counsel concerning proposed amendments to the Code
of Ethics. The Committee concurred viith the Corporation Counsel's
recommendation that the amendatory language, concerning employees and cfficers
appearing on behalf of private interests before City bodies, should include
the following:
"Any person so appearing shall indicate affirmatively that heishe ,- sceaking
in an individual capacity or as a representative of an organizat_cr ar group
other than the City of Evanston."
The Board also reviewed again the typed draft of the Report and r-ade various
changes. after some discussion, the Board voted unanimously to approve the
amended Report.
The Chair noted that the Rules Committee would consider this natter either on
December l-, -LI Or-:arudr'. , 1" � and asked the staff to t.-e Committee
advised as to the scnedulinq of this matter.
There being no further discussion, the Board of Ethics adjourned at 8:00 p—m.
Respectfullti s-b-:tted,
JoelvF1. asprc::r
City Manager
JMA:ct
January 13, 1988
Members Present: Stephen T. Pudloski, President
Robert Shank, Finance Director
Thomas Olkowski, Superintendent of Street Department
Richard Figurelli, Superintendent of Water 6 Sewer Dept.
James S. Tonkinson, Engineer for the Board
Members Absent: None
Others Present: None
The Board of Local Improvements met on January 11, 1988 at 3:00 P.M. in Room
3650 of the Civic Center located at 2100 Ridge Avenue. The President of the
Board called the meeting to order at 3:10 P.M.
The first order of business was to review the minutes for the meeting of
December 7, 1987. Mr. Figurelli made a motion to accept the minutes as
written which was seconded by Mr. Olkowski. The minutes were approved
unanimously.
Following the agenda, the next order of business was the status report for
Special Assessment 1371, the Paving of the Alley North of Grove and East of
Hinman. The Engineer for the Board reported that the necessary advertisements
were placed and that bids would be opened on January 25, 1988 for this paving
project.
Next, the Engineer for the Board reported on Special Assessment 1370, the
Paving of Bernard Place, Clifford Street and Isabella Street, indicating that
the bids for this project would also be opened on January 25, 1988 and that
the project contained the alternates for paving with concrete and asphalt. A
discussion ensued in which it was determined that these Projects would be
reviewed by the Board of Local Improvements at its first meeting in February.
Following the agenda, the President drew attention to :te- !4, status Report
on Special Assessments in the First Three Years of the Five Year Plan. The
Engineer for the Board distributed the status sheets for the three annual
elements which were reviewed by the Board (copy attaches). A discussion
ensued in which the President of the Board directed the 7—naineer for the Board
to contact Mr. Hoffmann so that he may review the plans the project for
Highland Avenue, special Assessment 1352 in the view of ottaining the
necessary needed right-of-way. After contacting Mr. Hoffmann, a meeting will
be scheduled for the neighborhood and the Ward Aldermen to discuss the design
of the project. :t was noted that all other special assess:;ent projects in
the first two years of the five year plans are moving ahead with a paving
schedule for 1988.
Page -2-
Board of Local Improvements
Mr. Tonkinson then drew attention to the status report of the paving projects
for the third element of the five year plan indicating that both Darrow Avenue
and Grove Street are being reviewed for funding out of Community Development
Block Grant funds. The remaining special assessments, Wesley Avenue, South of
Lincoln Street; Livingston Street, East of Eastwood Avenues Culver Street,
Crawford Avenue to Prospect Avenue; and Prospect Avenue, Central Street to
Park Place have all been surveyed and the plans are being worked on by the
Engineering Department. Both Wesley Avenue and Livingston street are being
worked on as top priority for public hearings to be held in February or March
of 1988.
The President of the Board then requested Other Business. The Engineer for
the Board presented the proposed plan for the Northwestern Parking Lot
drainage problem at Livigston Street. The plan was reviewed and it was
determined that in conjunction with the special assessment project on
Livingston, the University of Northwestern would be contacted to contribute
funds for a portion of the cost for the installation of the main sewer and
possibly incorporating the paving of the additional curb that is needed on
their property. The President of the Board directed Mr. Tonkinson to contact
Northwestern University.
The Engineer for the Board then presented a letter that had been received from
Mr. James A. Ladwig with copies to Adams, Fox, Adelstein and Rosen, indicating
his disbelief in being assessed in the amount of �3,433.42 for the paving of
the alley Borth of Grove and East of Hinman. The Engineer for the Board
reported that his inquiries were answered and that to the best of his
knowledge, he is now satisfied with the explanation for the assessment. This
was entered into the records as Exhibit 'A'.
Mr. Tonkinson then presented a copy of the letter transmitted to Hs. Hotch of
2704 Bryant Avenue by the City Manager in response to a petition the City
received in opposition to paving Bryant Avenue, North of Chancellor Street.
Mr. Pudloski indicated that there be an additional letter for information sent
to Ms. Hotch clarifying the City's position. The letter of December 1, 1987
to Ms. Hotch was entered into the records as Exhibit 'B'.
The President asked for a motion to adjourn. Mr. Shonk made the motion which
was seconded by Mr. Olkowski. The meeting was adjourned at 3:35 P.H.
The next meeting of the Board of Local Improvements will be held on February
8, 1968 at 3:00 P.Y.. in Room 3650 of the Civic Center.
James S. Tonkinson
City Engineer
JST:dt
Attachment:
cc: Joel M. „sprooth
Kristen Davis
Kathy Brown
Herb Hill
STATUS OF UNPAVED STREETS
FY06/87 and FY87/08
STREET
LIMITS
SURVEY
PLANS
ESTIMATE
SPECIFICATIONS
PUBLIC HEARING
COMMENTS
Highland Av.
Thayer St.
1001
1001
100%
100%
Schedule
public
Received appraisal.
(S.A. 1362)
Isabella St.
hearing.
Waiting for meeting
with Mr. Hoffman to
negotiate a price for
needed right-of-way.
Hawthorne
South of
100%
100%
10011
100%
field on
Ordinance adopted on
Lane
Simpson St.
Nov. 12,
1986
2/23/87. Legal iiear-
(S.A. 1365)
Dec. 15,
1906
ing held on 4/28//87.
,tan. 5,
1987
Final payment 12/9/87.
Waiting for final court
hearing.
Field meeting
held on
2/7/87
Elmwood St.
Case St.
100%
1001
100%
1001
Held on
Ordinance adopted on
(S.A. 1363)
Mulford St.
Nov. 19,
1906
2/23/87. Legal !fear --
Jan. 26,
1907
ing held on 4/28/07.
Final payment 11/9/67.
Final court hearing
scheduled 2/8/88.
Isabella St.
East of
100%
100%
100%
100%
Held on
Ordinance passed on
(S.A. 1364)
Sheridan Rd.
Nov. 19,
1986
Dec. 22, 1986. Legal
hearing held on
2/25/07. Final payment
11-9-97. Final court
hearing scheduled for
2/8/88.
REVISED 1--07-88
STREET
Poplar Av.
STATUS OF UNPAVED STREETS
FY86/87 and PY87/80
LIMITS SURVEY PLANS ESTIMATE SPECIFICATIONS PUBLIC NEARING COMMENTS
Livingston 100% 1001 100% 1008 May 12, 1907 Ordinance adopted
to Isabella 6/22/87. Legal
hearing held on
8/5/87. Contract
awarded to Thomas
Madden S Company.
Jenks St. Poplar to
Woodbine
(S.A. 1367)
Colfax Pl. East of 100% 100%
(S.A. 1368) Crawford Ave.
Dartmouth East of 100% 100%
Place Crawford Ave.
(S.A. 1369)
Clifford East of 1001 1001
Street Crawford Ave.
Bernard P1. Clifford St.
to Isabella St.
Isabella East of
Street Bernard P1.
(S.A. 1370)
1001 100% May 27, 1987 Ordinance adopted by
City Council on
7/13/07. Legal hearing
held on 10/7/87.
Contract awarded
to Capitol Cement Co.
100% 1001 May 28, 1987 ordinance adopted by
City Council on
7/13/87. Legal hearing
held on 10/7/67.
Contract awarded
to Capitol Cement Co.
100% 1001 June 3, 1987 ordinance introduced
to City Council on
10/12/07. Legal hearing
held on 12/16/87.
Bid opening scheduled
for 1/25/68.
REVISED 1-07-80
STATUS OF UNPAVED STREETS
FY88 and FY89
PUBLIC
STREET
LIMITS
SURVEY PLANS
ESTIMATE SPECIFICATIONS HEARING COMMENTS
Darrow Ave.
North of
1001
County Tax Cards
Lake St.
received
1/2 block
12-16-87. Applied
for CDBG Fund.
Grove Street
West of
1008
County'Tsx Cards
Dewey Ave.
received
1/2 block
12-16-87. Applied
for CDBG Fund.
Wesley Avenue
South of
1001 30%
County Tax Cards
Lincoln St.
received
12-16-87.
Livingston St.
East of
100% 25It
County Tax Cards
Eastwood Ave.
received
12-16-87.
Culver Street
Crawford Ave.
100%
County Tax Cards
to Prospect Ave.
received
12/ 16/87.
Prospect Ave.
Central St.
100%
County Tax Cards
to Park Place
received
12/16/87.
REVISED 1-7-88