HomeMy WebLinkAboutORDINANCES-1987-064-O-87ORDINANCE NO. 64-0-87
AN ORDINANCE Authorizing the Issue of
Not to Exceed $3,000,000 Residual Revenue Bonds,
Series 1987, of the City of Evanston,
Cook County, Illinois,
the Execution and Delivery of a Trust Indenture,
a Purchase Contract,
.a Tax Requlatory Agreement and
11 an Official Statement and
Other Matters in Connection Therewith
PREAMBLES
WHEREAS, The City of Evanston, Cook County, Illinois
(the "Issuer"), a political subdivision of the State of
Illinois, has a population in excess of 25,000 as determined
by the last official census, and, pursuant to the provisions
of Section 6 of Article VII of the Constitution of the State
of Illinois, the Issuer is a home rule unit and may exercise
any power or perform any function pertaining to its
government and affairs including, but not limited to, the
power to incur debt; and
WHEREAS, This preamble and the trust indenture (the
"Trust Indenture"),Iset forth in this Ordinance shall
constitute an integral part of this Ordinance; and
WHEREAS, The corporate trustee under the Trust Indenture
(the "Trustee") will have the duties and obligations
hereinafter provided; and
• WHEREAS, The Issuer has previously issued its "City of
Evanston, Cook County, Illinois Residential Mortgage Revenue
Bonds, Series 1979A" in the original aggregate amount of
$25,000,000 (the "Series 1979 Bonds") pursuant to "AN
ORDINANCE authorizing the issue of $25,000,000 Residential
Mortgage Revenue Bonds, Series 1979, of the City of Evanston,
Cook County, Illinois," adopted by the Issuer on December 18,
1978 (the "Series 1979 Bond Ordinance") to acquire the
Mortgage Loans (hereinafter defined); and
WHEREAS, Pursuant to Section 5.13 of the Trust Indenture//
dated as of January 11 1979 (the "Series 1979 Indenture")
securing the Series 1979 Bonds, upon full payment of the
Series 1979 Bonds, the fees, charges and expenses of the
Trustee, Custodian, the Lending Institutions (such terms
defined in the Series 1979 Indenture) and any paying agent,
and all other amounts required to be paid under the Series
1979 Indenture and under the Agreement (defined in the Series
1979 Indenture), any moneys remaining in any fund or account
under the Series 1979 Indenture (the "Residual Revenues")
shall be paid to the Issuer to be used for housing purposes
as determined by the Issuer; and
WHEREAS, It is deemed to be necessary, essential and in
the best interests of the inhabitants of the Issuer to obtain
funds to pay the cost of making certain sewer improvements
and sewer emergency repairs in the residential areas of the
Issuer, which improvements and repairs now require funds in
the amount of approximately $3,000,000; and
WHEREAS, The Issuer has determined that such
improvements and repairs constitute valid "housing purposes"
as that term is used in Section 5.13 of the Series 1979
Indenture; and
WHEREAS, To make such improvements and repairs it is
necessary that not to exceed $3,000,000 be borrowed at this
time and in evidence of such indebtedness that revenue bonds
of the Issuer be issued in the principal amount of not to
exceed $3,000,000, with a Maturity Amount of not to exceed
$14,000,000, and that such bonds be secured by the pledge of
the Residual Revenues received or to be received by the
Issuer; and
WHEREAS, The Issuer has determined to issue the bonds
hereinafter described and to secure such bonds by the pledge
of the Residual Revenues received or to be received by the
Issuer; and
WHEREAS, The definitions of terms in the Trust Indenture
are hereby adopted, and the terms used herein shall have the
same meanings as are provided in the Trust Indenture unless a
different meaning is provided herein. •
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF
THE CITY OF EVANSTON, COOK COUNTY, ILLINOIS, IN THE EXERCISE
OF ITS HOME RULE POWERS, AS FOLLOWS:
SECTION 1. Incorporation of Preambles. The City
Council hereby finds that the recitals contained in the
preambles to this'Ordinance are true, correct and complete
and does incorporate them into this Ordinance by this
reference.
SECTION 2. Designation, Amount and Purpose of the
Bonds. The Issuer's bonds designated and to be known as City
of Evanston, Cook County, Illinois Residual Revenue Bonds,
Series 1987 (the "Bonds"), are hereby authorized to be issued
in the principal amount of not to exceed $3,000,000, with a
Maturity Amount of not to exceed S14.000.000, to obtain funds
to pay the cost of making certain sewer improvements and
sewer emergency repairs in the residential areas of the
Issuer, which is deemed to be necessary and in the best
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interests of the Issuer and which sewer improveiron is and
sewer emergency repairs are vaYid '�housing purposes"__ as that
• term is used in Section 5.13 of the Series 1979 Indenture.
SECTION 3. Date, Denomination, Number and Maturity of
the Bonds. The Bonds initially authorized hereby shall be in
the aggregate principal amount of not to exceed $3,000,0001
with a Maturity Amount of not to exceed $14,000,000, shall be
dated as of the date of delivery to the initial purchaser
(the "Issuance Date"), shall be issued and delivered in the
form of fully registered bonds, without coupons, payable to
the registered owners thereof, or their registered assigns,
all in the manner hereinafter provided, with the Bonds to be
numbered R-1 upward, each in the denomination of $5,000
Maturity Amount or any integral multiple thereof, with the
principal of each Bond to be payable on January 1, 2009. The
Mayor and the City Manager of the Issuer on behalf of the
Issuer are, and each of them is, hereby authorized to, and
shall, determine the precise aggregate principal amount and
Maturity Amount of the Bonds and the per annum interest rate
thereon upon the sale of the Bonds as provided in Section 16.
SECTION 4. Interest on the Bonds. The Bonds shall not
bear current interest but shall accrete value at a per annum
interest rate of not to exceed 9 percent, calculated on the
basis of a 360-day year composed of twelve 30-day months
(subject to rounding to the Accreted Amount) on the unpaid
balance of the principal amount thereof from the date of
delivery to the initial purchaser thereof, accrued and
compounded semiannually on each January 1 and July 1 of each
• year commencing VJanuary 1, 198a, to the scheduled due date,
or date of prepayment or redemption prior to the scheduled
due date, of the Bonds. The Issuer recognizes that a 9
percent interest rate will produce an aggregate principal
amount of Bonds of approximately $1,850,000. The precise per
annum interest rate shall be that rate set forth in the
Purchase Contract (hereinafter defined). Reference is hereby
made to Exhibit A hereto, which, upon the sale of the Bonds
as provided in Section 16, shall be completed by the Mayor or
the City Manager of the Issuer on behalf of the Issuer and
shall set forth the Accreted Amounts (per $5,000 Maturity
Amount) as of each January 1 and July 1, commencing July 1,
1987, and continuing until maturity of the Bonds. The
Accreted Amount with respect to any date other than a
January 1 or July 1, shall be the amount set forth on
Exhibit A with respect to the last preceding January 1 or
July 1 as the case may be, plus the portion of the difference
between such amount and the amount set forth on Exhibit A
with respect to the next succeeding January 1 or July 1, as
the case may be, that the number of days (based on 30-day
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months) from such last preceding January 1 or July 1, as the
case may be, to the date for which such determination is
being calculated bears to the total number of days (based on •
30-day months) from such last preceding January 1 or July 1,
as the case may be, to the next succeeding January 1 or
July 1, as the case may be. The Accreted Amount shall be
payable in lawful money of the United States of America upon
presentation and surrender of the Bonds at the principal
corporate trust office of the Trustee.
SECTION 5. General Characteristics. (a) In General.
The Bonds authorized hereby shall be issued, shall be
payable, may be prepaid or redeemed prior to the scheduled
due date, shall have the characteristics/(and shall be signed
and executed (and the Bonds shall be sealed), all as
provided, and in the manner indicated, in the FORM OF BOND
set forth in Section 6. After the Bonds have been authorized
to be issued by the City Council, and prior to the delivery
of the Bonds, the Trustee shall authenticate the Bonds by
executing the Trustee's Certificate of Authentication
appearing on the Bonds as provided in Section 6. In
addition, on the date of delivery of the Bonds to the initial
purchaser thereof, the Trustee shall fill in the date of
delivery of the Bonds in the blank provided for Issuance Date
appearing on the Bonds as provided in Section 6.
(b) Registration Books. The Issuer shall keep or cause
to be kept at the principal corporate trust office of the
Trustee books for the registration and transfer of Bonds (the
"Registration Books") and the Issuer hereby appoints the •
Trustee as its registrar and transfer agent (the "Registrar")
to keep such books and make such registrations and transfers
under such reasonable regulations as the Issuer or the
Registrar may prescribe; and the Registrar will register or
transfer as herein provided any Bonds upon presentation
thereof at such office. The Issuer shall have the right to
inspect the Registration Books during regular business hours
of the Registrar, but otherwise the Registrar shall keep the
Registration Books confidential and, unless otherwise
required by law, shall not permit their inspection by any T
other entity.
Registration of each Bond may be transferred in the
Registration Books only upon presentation and surrender of
such Bond to the Registrar for transfer of registration and
cancellation, together with proper written instruments of
assignment, in form and with guarantee of signatures
satisfactory to the Registrar, evidencing (i) the assignment
of the Bond, or any portion thereof in any integral multiple
of $5,000 Maturity Amount, to the assignee or assignees
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thereof, and (ii) the right of such assignee or assignees to
have the Bond or any such portion thereof registered in the
• name of such assignee or assignees. Upon the assignment and
transfer of any Bond or any portion thereof., a new substitute
Bond or Bonds shall be issued in conversion and exchange
therefor in the manner herein provided. If any Bond or
portion thereof is assigned and transferred each Bond issued
in exchange therefor shall have the same maturity date and
accrete value at the same rate as the Bond for which it is
exchanged. A form of assignment shall be printed or endorsed
on each Bond, which shall be executed by the registered owner
or its duly authorized attorney or representative to evidence
an assignment thereof. The Issuer shall pay the Registrar's
fees and charges, if any, for making such transfer and
delivery of a substitute Bond or Bonds, but the one
requesting such transfer shall pay any taxes or other
governmental charges required to be paid with respect thereto.
The Trustee shall not be required to make transfers of
any Bond within 15 days prior to thel�aturity Date or a
redemption date or subsequent to the date of mailing of
notice of redemption of such Bond or a portion thereof,
notwithstanding anything in such Bond to the contrary.
(c) Payment to Registered Owner. The person in whose
name any Bond shall be registered on the Registration Books
may be deemed and treated as the absolute owner thereof for
all purposes of this Ordinance and the Trust Indenture
whether or not such Bond shall be overdue, and the Issuer and
the Trustee shall not be affected by any notice to the
• contrary; and payment of, or on account of, any such Bond
shall be made only to such registered owner thereof; but such
registration may be changed as provided herein. All such
payments shall be valid and effectual to satisfy and
discharge the liability upon such Bond to the extent of the
sum or sums so paid.
(d) Temporary Bonds. Until Bonds in definitive form
are ready for delivery, the Issuer may execute, and upon its
request, the Trustee shall authenticate and deliver in lieu
of any thereof, and subject to the same provisions,
limitations and conditions, one or more printed, lithographed
or typewritten Bonds in temporary form, substantially of the
tenor of the Bonds as provided in the FORM OF BOND set forth
in Section 6 and with appropriate omissions, variations and
insertions. Such Bond or Bonds in temporary form may be for
such principal amounts as the Issuer may determine. Until
exchanged for Bonds in definitive form, such Bonds in
temporary form shall be entitled to the lien and benefit of
this Ordinance and the Trust Indenture. The Issuer shall,
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without unreasonable delay, prepare, execute and deliver to
the Trustee, and thereupon, upon the presentation and
surrender of the Bond or Bonds in temporary form, the Trustee •
shall authenticate and deliver, in exchange therefor, a Bond
or Bonds in definitive form in authorized denominations of
the same maturity and interest rate for the same aggregate
Maturity Amount as the Bond or Bonds in temporary form
surrendered. Such exchange shall be made by the Issuer at
its own expense and without making any charge therefor.
SECTION 6. Form of Bond. The form of the Bonds,
together with the forms of the various certificates and forms
to appear on the Bonds, shall be, respectively, substantially
as follows, with necessary and appropriate variations,
omissionsl(and insertions as permitted or required by this
Ordinance:
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•
•
FORM OF BOND
• UNITED STATES OF AMERICA
STATE OF ILLINOIS
COUNTY OF COOK
CITY OF EVANSTON
RESIDUAL REVENUE BOND, SERIES 1987
NO. R- MATURITY AMOUNT
INTEREST RATE MATURITY DATE ISSUANCE DATE CUSIP
KNOW ALL PERSONS BY THESE PRESENTS, that the CITY OF
EVANSTON, COOK COUNTY, ILLINOIS, a political subdivision and
a home rule municipality under the applicable provisions of
Section 6 of Article VII of the Constitution of the State of
Illinois (the "Issuer"), hereby promises to pay to
REGISTERED OWNER:
MATURITY AMOUNT:
DOLLARS
or to the registered assignee or assignees of this Bond or
• any portion or portions hereof (in each case, the "registered
owner" or "owner"), unless heretofore prepaid as provided
herein, on the Maturity Date specified above, the Maturity
Amount specified above, representing the principal amount
hereof and accrued and compounded interest hereon. Interest
on the principal amount hereof from the Issuance Date shall
accrue and compound semiannually on each January 1 and July 1
commencing$January 1, 198p at the interest rate per annum
specified above (subject to rounding to the Accreted Amounts
as provided in the Bond Ordinance (hereinafter defined) and
as set forth on the reverse hereof). The Accreted Amount
(including the Maturity Amount) is payable in lawful money of
the United States of America upon presentation and surrender
of this Bond at the principal corporate trust office of First
Bank (N.A.), Milwaukee, Wisconsin, or its successor, as
trustee (the "Trustee").
ANY PROVISION for any payment contained in this Bond
shall be held to be subject to reduction to the amount allowed
under the applicable usury laws of the State of Illinois and
the United States of America, as now or hereafter construed
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by the courts having jurisdiction, and it is agreed by the
Issuer and the owner of this Bond that in no event shall
usury be paid or collected with respect to this Bond. •
THIS BOND is one of a series (the "Bonds") authorized
and issued in the aggregate principal amount of not to exceed
$3,000,000 pursuant to an ordinance duly adopted by the City
Council on JJune 22, 1987 (the "Bond Ordinance") to obtain
funds to pay the cost of making certain sewer improvements
and sewer emergency repairs in the residential areas of the
Issuer.
THE BONDS are secured by a Trust Indenture dated as of
May 1, 1987 (the "Trust Indenture"), whereunder the Trustee
is custodian of the Debt Service Fund (defined in the Trust
Indenture) and is obligated to enforce the rights of the
owner of this Bond and to perform other duties in the manner
and under the conditions stated in the Trust Indenture. In
case an Event of Default (defined in the Trust Indenture)
shall occur, this Bond may be declared to be due and payable
immediately upon the conditions and in the manner provided in
the Trust Indenture. Reference is hereby made to the Bond
Ordinance and the Trust Indenture for additional provisions
with respect to the nature and extent of the security, the
rights, duties and obligations of the Issuer, the Trustee and
the owner of this Bond, the terms upon which this Bond is
issued and secured, and the modification of any of the
foregoing.
ON ANY January 1 or July 1, commencinglVanuary 1, 198b,
the Bonds are subject to prepayment or redemption prior to
the Maturity Date and shall be prepaid or redeemed by the
Trustee, in whole or in part, and if in part, the particular
Bonds or portions thereof to be selected and designated by
the Trustee (provided that portions of Bonds may be redeemed
only in integral multiples of $5,000 Maturity Amount), to the
extent of the amount of Residual Revenues (hereinafter
defined) on deposit (either as cash balances or as
investments) in the Debt Service Fund on the 45th day prior
to such January 1 or July 1, as appropriate. The Bonds or
portions thereof shall be so prepaid or redeemed at a
prepayment or redemption price equal to the Accreted Amount
(defined in the Trust Indenture) as of the date of prepayment
or redemption.
ON July 1, 1997, and on any date thereafter, the Bonds
are subject to prepayment or redemption prior to the Maturity
Date, at the option of the Issuer, and shall be prepaid or
redeemed with funds derived from any available and lawful
source (including sale of the mortgage loans), as a whole, at
the redemption prices (expressed as a percentage of Accreted
Amount as of the redemption date) set forth below:
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Redemption Period Redemption Price
July
1,
1997
through June 30, 1998
103%
• July
1,
1998
through June 30, 1999
102
July
1,
1999
through June 30, 2000
101
July
1,
2000
and thereafter
100
THE BONDS are also subject to mandatory prepayment or
redemption prior to the Maturity Date by the Trustee, with
funds derived from any available and lawful source, the
particular Bonds or portions thereof to be redeemed to be
selected and designated by the Trustee (provided that
portions of Bonds may be redeemed only in integral multiples
of $5,000 Maturity Amount), at a prepayment or redemption
price equal to the Accreted Amount as of the date of
prepayment or redemption, on January 1 and July 1 in each of
the years and in the amounts provided in the Bond Ordinance.
There shall be credited against the Issuer's obligation to
make the mandatory prepayments, all prepayments of Accreted
Amount made by the Issuer (other than mandatory prepayments
required by this paragraph) at least 60 days prior to the
redemption date for the mandatory prepayment or redemption
described above.
AT LEAST 30 DAYS PRIOR to the date fixed for any
prepayment or redemption of this Bond, the Trustee shall
cause a written notice of such redemption to be mailed by
first-class mail, postage prepaid to the registered owner of
this Bond addressed to such owner at the address appearing on
the bond registration and transfe books of the Issuer
• maintained by the Trustee, as Registrar. Failure to mail any
such notice, or any defect therein or in the mailing thereof
shall not affect the validity of any proceedings for the
prepayment or redemption of Bonds. By the date fixed for any
such prepayment or redemption, due provision shall be made by
the Issuer with the Trustee for the payment of this Bond or
portion thereof which is to be prepaid or redeemed. If such
written notice of prepayment or redemption is given and if
due provision for payment of the Bond or portion thereof to
be prepaid or redeemed is made, all as provided above, this
Bond or portion thereof which is to be prepaid or redeemed
thereby automatically shall be deemed to have been prepaid or
redeemed prior to the Maturity Date, and it shall not be
regarded as being outstanding except for the right of the
owner thereof to receive the payment from the Trustee out of
the funds provided for such payment. Upon presentation of
this Bond to the Trustee, such Bond or portion thereof which
is to be prepaid or redeemed shall be paid at the redemption
price and the Trustee shall issue to the owner thereof,
without charge, a new Bond having the same Maturity Date,
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bearing interest at the 'same rate, in any authorized
denomination, in aggregate Maturity Amount equal to the is
portion. Except as set forth above, this Bond is
not subject to prepayment or redemption prior to the Maturity
Date.
IF THE MATURITY DATE or a date for prepayment or
redemption shall be a Saturday, Sunday, a legal holiday or a
day on which banking institutions in the city where the
Trustee or Paying Agent is located are authorized by law or
executive order to close, then the date for such payment
shall be the next succeeding day which is not such a
Saturday, Sunday, legal holiday or day on which banking
institutions are authorized to close; and payment on such
date shall have the same force and effect as if made on the
original date of payment.
IT IS HEREBY CERTIFIED AND COVENANTED that this Bond has
been duly and validly authorized, issuedlland delivered; that
all acts, conditions and things required or proper to be
performed, exist and be done precedent to or in the
authorization, issuance and delivery of this Bond have been
performed, existed and been done in accordance with law1 that
this Bond is a special revenue obligation of the Issuerj,iJthat
this Bond is payable from andlis secured by a first lien on
and pledge and assignment of the payments designated as
"Residual Revenues" to be made or paid, or caused to be made
or paid,tlby the Issuer to the Trustee, pursuant to the Bond
Ordinance and the Trust Indenture, which Residual Revenues
consist of: (i) all moneys in any funds or accounts created •
by the Trust Indenturelldated January 1, 1979 (the "Series
1979 Indenture") securing the "City of Evanston, Cook County,
Illinois Residential Mortgage Revenue Bonds, Series 1979A,"
in the original principal amount of $25,000,000 (the "Series
1979 Bonds") remaining after payment of all outstanding
Series "1979 Bonds and (ii) the income, revenues and receipts
and other amounts derived from or in connection with the
mortgage loans (including certain insurance with respect
thereto and amounts derived from the sale thereof as
permitted by the Trust Indenture) purchased with the proceeds
of the Series 1979 Bonds, payable to the Issuer upon
discharge of the lien of the Series 1979 Indenture in
accordance with the terms thereof; t•,hAt there is no lien. -
'charge, encumbrance, transfer, pledge or rassignment of the
payments designated as "Residual Revenues" under the Series
1979 Indenture, except as provided therein and in the Bond
Ordinance and the Trust Indenture; that the Issuer will not
create or suffer to be created any lien, charge, encumbrance,
transfer, pledge or assignment of the payments designated as
"Residual Revenues" under the Series 1979 Indenture until
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•
this Bond is paid or discharged pursuant to the Bond4
Ordinance and the Trust Indenture; and that at the time the
Series 1979 Indenture is discharged, the Issuer will take all
necessary action to pledge and assign to the Trustee the
mortgage loans referred to in clause (ii) of this paragraph
and the notes representing such loans and thereafter preserve
the first lien on all such "Residual Revenues" and the pledge
and assignment to the Trustee of such mortgage loans and
notes.
THIS BOND DOES NOT CONSTITUTE AN INDEBTEDNESS OF THE
ISSUER WITHIN THE MEANING OF ANY CONSTITUTIONAL OR STATUTORY
PROVISION OR LIMITATION.
THE ISSUER also has reserved the right to amend the Bond
Ordinance and the Trust Indenture, as provided therein; and
under some (but not all) circumstances amendments thereto
must be approved by the owners of 51 percent in aggregate
principal amount of the Bonds then outstanding.
THE OWNER HEREOF shall never have the right to demand
payment of this obligation out of any funds raised or to be
raised by taxation or from any source whatsoever except the
Residual Revenues. Except for the lien on and the assignment
and pledge of the Residual Revenues no property of the Issuer
is encumbered by any lien or security interest for the
benefit of the owner of this Bond. The Bonds are limited
obligations of the Issuer payable solely out of the Residual
Revenues (as defined in the Trust Indenture), receipts and
resources pledged to their payment.
• THIS BOND may be assigned and shall be transferred only
on the bond registration and transf xAbooks of the Issuer
k`maintainPd by the Trustee, as Registrar, upon the terms and
conditions set forth in the Bond Ordinance, the Trust
Indenture and the Assignment provisions endorsed hereon.
Such transfers shall be without expense to the owner hereof,
but any taxes or other governmental charges required to be
paid with respect to the same shall be paid by the owner
requesting such transfer as a condition precedent to the
exercise of such privilege. The Trustee shall not be
required to make transfers of this Bond within 15 days prior
to the Maturity Date or a redemption date or subsequent to
the date of mailing of notice of redemption of this Bond or
portions thereof, notwithstanding anything in this Bond to
the contrary.
THE REGISTERED OWNER OF THIS BOND may be deemed and
treated by the Issuer and the Trustee as the absolute owner
hereof for all purposes, including payment and discharge of
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liability upon this Bond to the extent of such payment, and
the Issuer and the Trustee shall not be affected by any
notice to the contrary. •
THIS BOND shall not be valid or become obligatory for
any purpose or be entitled to any security or benefit under
the Trust Indenture until the Trustee's Certificate of
Authentication hereon shall have been signed by the Trustee.
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•
IN WITNESS WHEREOF, this Bond has been signed with the
manual or facsimile signatures of the Mayor and the City
• Clerk of the Issuer, and the official seal of the Issuer has
been duly impressed, or placed in facsimile, on this Bond.
Mayor
(ISSUER'S SEAL)
City Clerk
FORM OF TRUSTEE'S CERTIFICATE OF AUTHENTICATION
TRUSTEE'S CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds initially issued under the
provisions of the within mentioned Bond Ordinance and Trust
Indenture.
01
Date:
as Trustee
By
Authorized Officer
• 1ISTATEMENT OF MUNICIPAL BOND INSURANCE
Municipal Bond Insurance Policy No. with res ect to
payments due for principal of and interest on this ;pnd has
been issued to the United States Trust Company of New York,
New York, New York, as the Insurance Trustee underl1such
Policy. The Policy is issued by AMBAC Indemnity Corporation
("AMBAC Indemnity"). The Policy is on file and available for
inspection at the principal office of the Insurance Trustee
and _A_copy thereof may be secured from AMBAC Indemnity or the
Insurance Trustee. All payments required to be made under
the Policy shall be mad in accordance with the provisions
thereof. The owner of this a nd acknowledges and consents to
the subrogation rights of AMBAC Indemnity as more fully set
forth in the Policy.
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FORM OF ASSIGNMENT:
ASSIGNMENT .
For value received, the undersigned hereby sells, assigns and
transfers unto
Please insert Social Security or Taxpayer Identification
Number of Transferee
(Please print or typewrite name and address,
including zip code of Transferee)
the within Bond and all rights thereunder, and hereby
irrevocably constitutes and appoints
attorney, to register
the transfer of the within Bond on the books kept for
registration thereof, with full power of substitution in the
premises.
Dated:
Signature Guaranteed:
•
NOTICE: Signature(s) must NOTICE: The signature above
be guaranteed by a member must correspond with the name
firm of the New York Stock of the registered owner as it
Exchange or a commercial appears upon the front of
bank or trust company. this Bond in every particular,
without alteration or enlarge-
ment or any change whatsoever.
SECTION 7. Pledge. (a) Residual Revenues. The Bonds//
shall be payable from and secured by a first lien on and
pledge and assignment of the Residual Revenues to be made or
paid, or caused to be made or paid, 11hy the to tLp_
Trusteg, pursuant and subject to the terms and provisions of
this Ordinance, the Trust Indenture and the Series 1979
Indenture; and such Residual Revenues are further pledged
irrevocably to the establishment and maintenance of the Debt
Service Fund hereinafter created. Nothing in this Ordinance
(including the form of the Bonds as provided in Section 61 or
the Trust Indenture shall be construed either as (i) pledging
any funds of the Issuer other than the Residual Revenues, or
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(ii) prior to discharge of the Series 1979 Indenture in
accordance with the terms thereof, selling, conveying,
• assigning, pledging, encumbering or otherwise disposing of
any part of the income, revenues and receipts payable under
the Mortgage Loans or the Agreement or the Issuer's rights
thereunder except as permitted by the Series 1979 Indenture.
(b) Additional Security. To further secure such pledge
and assignment of the Residual Revenues, immediately upon
discharge of the lien of the Series 1979 Indenture in
accordance with the terms thereof, the Issuer shall effect a
first lien on aaj_ pledge and assign to the Trustee, for the
benefit of the Bondholders, all of its right, title and
interest in and to the Mortgage Loans, including the Mortgage
Notes and the Mortgages, and the Agreement, whereupon the
Trustee shall become vested with all right, title and
interest of the Issuer therein and in the Mortgage Loans,
including the Mortgage Notes and the Mortgage, and the
Agreement shall become part of the Trust Estate.
(c) Sale of Mortgages. To further secure its pledge of
the Residual Revenues, prior to January 1, 1997, the Issuer
shall not enter into any agreement with any Lending
Institution to sell the Mortgage Loans to such Lending
Institution pursuant to Section 9.01 or any other provision
,Q.f- the Agreement. Further, at any time on or after
January 1, 1997, but prior to the discharge of the lien of
the Series 1979 Indenture, the Issuer shall not enter into
any agreement with any Lending Institution to sell the
Mortgage Loans unless the purchase price thereof, together
• with other moneys legally available for such purpose, is
sufficient to redeem all outstanding Series 1979 Bonds and
the Bonds. At any time on or after January 1, 1997 and after
discharge of the lien of the Series 1979 Indenture, the
Issuer may, or may direct the Trustee to, sell, transferdor
liquidate the Mortgage Loans in whole to any person or
persons at any price which, together with all other moneys on
deposit in all Funds held by the Trustee will be sufficient
to redeem all Bonds outstanding.
(d) Limitation on Discharge of Series 1979 Indenture.
To further secure the Bonds, prior to January 1, 1997, the
Issuer shall not discharge or cause the discharge of the lien
of the Series 1979 Indenture with funds other than the
income, revenues, and receipts pledged to the payment of the
Series 1979 Bonds unless, simultaneously therewith, the lien
of the Trust Indenture is discharged in accordance with
Article 8 thereof.
SECTION 8. Revenues and Funds. (a) Creation of Funds.
The following funds of the Issuer are hereby created and
established with the Trustee:
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(i) The Cost of Issuance Fund; and
(ii) The Debt Service Fund. •
Each fund shall be maintained by the Trustee as a separate
and distinct trust fund to be held, managed, invested,
disbursed and administered as provided in this Ordinance and
the Trust Indenture. All moneys deposited in the funds shall
be used solely for the purposes set forth in this Ordinance
and the Trust Indenture.
There are also hereby created and established with the
Issuer a Sewer Improvement Fund and an Arbitrage Fund, each
of which shall be maintained by the Issuer as separate and
distinct funds to be held, managed, invested, disbursed and
administered as provided in this Ordinance and, in thg casp_
of the Arbitrage Fund, the Tax Reaula o y Agreement
(hereinafter describedl. The Arbitrage Fund shall be held,
managed, invested and administered as a trust fund for the
benefit of the Issuer and the United States of America, as
their interests may appear.//
(b) Initial Deposits. As shall be more fully specified
by letter from the Issuer, the Trustee, shall apply the
proceeds received from the sale of the Bonds as follows:
(i) The amount specified in such letter as being
required to pay the fees and the expenses of issuing the
Bonds shall be deposited into the Cost of Issuance Fund;
(ii) The balance remaining from the proceeds .
received from the sale of the Bonds shall be delivered
to the Issuer to be deposited into its Sewer Improvement
Fund.
(c) Cost of Issuance Fund. Moneys initially deposited
into the Cost of Issuance Fund shall be used to pay the cost
of issuing the Bonds, including, without limitation, printing
expenses, legal fees, rating fees, financial advisory fees,
Trustee's initial fees and expenses, including counsel fees,
verification- expenses, feasibility study costs, insurance
premiums, accounting expenses and other expenses incurred in
connection with the issuance of the Bonds upon the submission
of the letter from the Issuer referred to in the immediately
preceding paragraph or requisitions by the Issuer stating
that the amounts therein are justly due and owing, have not
been the subject of another such letter or requisition which
was paid, and are proper expenses of issuing the Bonds.
Moneys remaining in the Cost of Issuance Fund, after payment
of all of the foregoing fees and expenses, shall be
transferred to the Issuer to be deposited into its Sewer
Improvement Fund.
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•
(d) Sewer Improvement Fund. The Issuer shall use
moneys in the Sewer Improvement Fund to pay the costs of
• making sewer improvements and sewer emergency repairs in the
residential areas of the Issuer. To accomplish such
purposes, the Issuer may contract with other persons or
entities.
(e) Debt Service Fund. (1) Immediately upon receipt
thereof, the Trustee shall deposit into the Debt Service Fund
all Residual Revenues. Except as otherwise specifically
provided in this Ordinance or the Trust Indenture, the Debt
Service Fund shall be used by the Trustee only to pay the
following in the following order of priority: (a) Program
Expenses and (b) Accreted Amounts on the Bonds; and the
Trustee shall make available, but only to the extent of funds
available in the Debt Service Fund to the Paying Agent, out
of the Debt Service Fund, the amounts required to pay or
redeem the Bonds when due, and all other payments as required
by this Ordinance and the Trust Indenture. The Trustee shall
receive and destroy all paid Bonds and shall furnish the
Issuer an appropriate certificate of destruction at least
annually.
(f) Redemption. The Bonds or portions thereof shall be
subject to redemption, and shall be redeemed by the Trustee
in whole or in part, and if in part, the particular Bond or
portions thereof to be selected and designated by the Issuer
(provided that portions of Bonds may be redeemed only in
integral multiples of $5,000 Maturity Amount) on any
January 1 or July 1 to the extent of the amount of Residual
• Revenues on deposit (either as a cash balance or investments)
in the Debt Service Fund on the 45th day prior to such
January 1 or July 1, as appropriate. The Bonds or portions
thereof to be redeemed shall be redeemed at a redemption
price equal to the Accreted Amount as of the date of
redemption.
On July 1, 1997, and on any date thereafter, the Bonds
are subject to prepayment or redemption prior to the Maturity
Date, at the option of the Issuer, and shall be prepaid or
redeemed with funds derived from any available and lawful
source (including sale of the Mortgage Loans), as a whole, at
the redemption prices (expressed as a percentage of Accreted
Amount as of the redemption date) set forth below:
Redemption Period Redemption Price
July
1,
1997
through
June 30, 1998
103%
July
1,
1998
through
June 30, 1999
102
July
1,
1999
through
June 30, 2000
101
July
1,
2000
and thereafter
100
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The Bonds are also subject to mandatory prepayment or
redemption prior to the Maturity Date by the Trustee, with
funds derived from any available and lawful source, the •
particular Bonds or portions thereof to be redeemed to be
selected and designated by the Issuer (provided that portions
of Bonds may be redeemed only in integral multiples of $5,000
Maturity Amount), at a prepayment or redemption price equal
to the Accreted .Amount as of the date of prepayment or
redemption, on January 1 and July 1 in each of the years and
in the amounts determined by the Mayor or the City Manager of
the Issuer on behalf of the Issuer upon the sale of the Bonds
as provided in Section 16. Each of the Mayor and the City
Manager of the Issuer is authorized and directed to so
determine such mandatory prepayment or redemption provisions
for and on behalf of the Issuer, the City Council of the
Issuer recognizing that such provisions cannot be finally
determined until the Bonds are sold. When such mandatory
prepayment or redemption provisions are so determined, a
schedule of the redemption dates, Maturity Amounts and
Accreted Amounts shall be attached hereto as Exhibit B.
There shall be credited against the Issuer's obligation
to make the mandatory prepayments all prepayments of Accreted
Amount made by the Issuer (other than mandatory prepayments
required by this paragraph) at least 60 days prior to the
redemption date for the mandatory prepayment or redemption
described above.
At least 30 days prior to the date fixed for any
prepayment or redemption of Bonds, the Trustee shall cause a •
written notice of such redemption to be mailed by first-class
mail, postage prepaid to the registered owners of each Bond
addressed to such owner at the address appearing on the
Registration Books. Failure to mail any such notice, or any
defect therein or in the mailing thereof shall not affect the
validity of any proceedings for the prepayment or redemption
of Bonds. By the date fixed for any such prepayment or
redemption, due provision shall be made by the Issuer with
the Trustee and the Paying Agent for the payment of the Bonds
or portions thereof which are to be prepaid or redeemed. if
such written notice of prepayment or redemption is given and
if due provision for payment of the Bonds or portions thereof
to be prepaid or redeemed is made, all as provided above, the
Bonds or portion thereof which are to be prepaid or redeemed
thereby automatically shall be deemed to have been prepaid or
redeemed prior to the Maturity Date, and they shall not be
regarded as being outstanding except for the right of the
owners thereof to receive the payment from the Trustee and
Paying Agent out of the funds provided for such payment.
Upon presentation of a Bond to the Trustee, such Bond or
portion thereof which is to be prepaid or redeemed shall be
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paid at the redemption price and the Trustee shall issue to
the owner thereof, without charge, a new Bond having the same
• Maturity Date, bearing interest at the same rate, in any
authorized denomination, in aggregate Maturity Amount equal
to the unredeemed portion. Except as set forth above, the
Bonds are not subject to prepayment or redemption prior to
the Maturity Date.
(g) Investment of Funds. Subject to the Tax Requlatory
Agreements any money held as part of any Fund, except the
Debt Service Fund, shall be invested or reinvested by the
Trustee (or by the Issuer in the case of the Sewer
Improvement Fund) in Permitted Investments. Any money held
as part of the Debt Service Fund shall be invested or
reinvested by the Trustee in Permitted Investments maturing
not later than the next January 1 or July 1, as the case may
be. The investments of a Fund shall be deemed to be a part
of such Fund, and, for the purpose of determining the amount
of money in such Fund, such investments shall be valued at
their cost or market value, whichever is lower. The income
and profits, including realized discount on obligations
purchased, received from such investments shall be deposited
in or credited to the Fund from which such moneys came, and
any losses on investments thereon shall be charged against
such Fund. If at any time it shall become necessary that
some or all of the investments made with the moneys from a
Fund be redeemed or sold to raise moneys necessary to comply
with the provisions of this Ordinance or the Trust Indenture,
.the Trustee or the Issuer shall, without further
authorization, effect such redemption or sale, employing, in
• the case of a sale, any commercially reasonable method of
effecting the same. The Trustee shall not be liable or
responsible for any loss resulting from any such investment
or resulting from the redemption or sale of any such
investment as herein authorized; except that the Trustee
shall be liable for any loss resulting from its willful or
negligent failure to make, redeem or sell any investment in
the manner provided for herein. If the Trustee is unable,
after reasonable effort and within a reasonable time, to
make, redeem or sell any such investments, it shall so notify _
in writing the Approving Officer and thereafter the Trustee
shall be relieved of all responsibility with respect thereto.
l/
SECTION 9. Security for Funds. All uninvested money in
any Fund held by the Trustee in excess of the amount insured
by the Federal Deposit Insurance Corporation shall be
continuously secured by the Trustee, for the benefit of the
Issuer and the Bondholders, in such manner and to such extent
as is required of national banks acting in a fiduciary
capacity.
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• 2119Z
SECTION 10. Additional Bonds. Except for Bonds issued
pursuant to Sections 4 and 15 hereof, no additional bonds
shall be authorized or issued under this Ordinance and the •
Trust Indenture.
SECTION 11. Special Covenants. The Issuer further
covenants as follows:
(a) Residual Revenues Pledqed to Bonds Only.
There is no lien, charge, encumbrance, transfer, pledge
or assignment of the Residual Revenues or the Mortgage:
Loans, except as provided in the Series 1979 Indenture
and in this Ordinance and the Trust Indenture.
(b) Non -Encumbrance. The Issuer will not create
or suffer to be created anv lien, charge, encumbrance,
transfer, pledge or assignment of the Residual Revenues
S2L Mortgage Loans, or against the Debt Service Fund or
any property or moneys deposited with the Trustee which
would be superior to or on a parity with the lien on and
pledge,and assignment of the Residual Revenues; and
(c) Performance by Issuer. The Issuer will carry
out all of its covenants and obligations under this
Ordinance; and the Issuer may be required to carry out
such covenants and obligations by all legal and
equitable means, including, but without limitation,
actions for specific performance and the use and filing
of mandamus proceedings, in any court of competent
jurisdiction, against the Issuer, its officials and •
employees.
SECTION 12. Use of Proceeds. The Issuer shall make
disbursements from its Sewer Improvement Fund only for the
purpose for which the Bonds are being issued and shall make
and keep proper books and accounts (separate and apart from
all other records and accounts of the Issuer), in which
complete entries shall be made of all transactions relating
to the use of moneys in the Sewer Improvement Fund. Such
books and accounts -will be available for inspection by the
holders of any of the Bonds.
SECTION 13. Bonds are Special Obligations. The Bonds
which are issued under and pursuant to the Issuer's home rule
powers shall be limited obligations of the Issuer payable
solely out of the revenues, receipts, and resources pledged
to their payment, namely, the Residual Revenues. The Bonds
shall not constitute an indebtedness or obligation of the
Issuer or any other county, city!l or other political
subdivision of the State of Illinois, or a loan of credit of
any of them, within the meaning of any constitutional or
statutory provision.
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SECTION 14. Amendments. (a) Amendment with Consent of
Owners of 51 Percent of Bonds. The owners of 51 percent in
• aggregate principal amount of the then outstanding Bonds
shall have the right from time to time to approve any
amendment to this Ordinance or to the Trust Indenture
(provided that the Trustee must approve any amendment to the
Trust Indenture), which may be deemed necessary or desirable
by the Issuer; provided, however, that nothing herein
contained shall permit or be construed to permit the
amendment, without the consent of the owner of each of the
then outstanding Bonds affected thereby, of the terms and
conditions of this Ordinance, the Bonds or the Trust
Indenture, so as to:
(1) change the Debt Service Fund requirements/1 or
the due dateilor the maturity of the outstanding Bonds;
(2) reduce the principal amount, Accreted Amount
or Maturity Amount of any outstanding Bond or impose any
conditions with respect to such payments;
(3) modify the terms of payment of the outstanding
Bondsaor impose any conditions with respect to such
payments;
(4) affect the rights of the owners of less than
all of the Bonds then outstanding; or
(5) decrease the minimum percentage of the
principal amount of Bonds necessary for consent to any
• amendment.
(b) Notice of Amendment. If at any time the Issuer
shall desire to amend this Ordinance or the Trust Indenture
under this Section, the Issuer shall provide a copy of the
proposed amendment to each owner of any outstanding Bond. If
such written notice is impossible, the Issuer shall file a
copy of the proposed amendment at the principal office of the
Trustee and shall cause notice of the proposed amendment to
be published at least once in a financial newspaper, journal _
or publication of general circulation in the State of
Illinois, during each calendar week for at least two
successive calendar weeks. If, because of temporary or
permanent suspension of the publication or general
circulation of all such financial newspapers, journals and
publications, it is impossible or impractical to publish such
notice in the manner provided herein, then such publication
in lieu thereof as shall be made by the Trustee shall
constitute a sufficient publication of notice. Such notice
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• 2119Z
shall briefly set forth the nature of the proposed amendment
and shall state that a copy thereof is on file at the
principal office of the Trustee for inspection by all owners •
of Bonds. Such publication is not required, however, if
notice in writing is given to each owner of Bonds.
(c) Consent to Amendment. Whenever at any time not
less than 30 days, and within one year, from the date of the
first publication ofisuch notice or other service of written
notice the Issuer shall receive an instrument or instruments
executed by the owners of at least 51 percent in aggregate
principal amount of all Bonds then outstanding, which
instrument or instruments shall refer to the proposed
amendment described in Ik11_ notice and shall specifically
consent to and approve such amendment, the Issuer may adopt
the amendatory ordinance in substantially the same form.
(d) Effect of Amendment. Upon the adoption of any
amendatory ordinance pursuant to the provisions of this
Section, this OrdinanceHor the Trust Indenture, as the case
may be, shall be deemed to be amended in accordance with such
amendatory ordinance and the respective rights, duties// and
obligations under such amendatory ordinance, or the Trust
Indenture, of all the Bondholders shall thereafter be
determined and exercised subject in all respects to such
amendments.
(e) Consent of Bondholders. Any consent given by a
Bondholder pursuant to the provisions of this Section shall
be irrevocable for a period of six months from the date of •
the first publication or other giving of the notice provided
for in this Section, and shall be conclusive and binding upon
all future owners of the same Bond during such period. Such
consent may be revoked at any time after six months from the
date of the first publication or other giving of such notice
by the Bondholder who gave such consent, or by a successor in
title, by filing notice thereof with the Trustee and the
Issuer, but such revocation shall not be effective if the
owners of 51 percent in aggregate principal amount of the
then outstanding Bonds have, prior to the attempted
revocation, consented to and approved the amendment.
(f) Ownership of Bonds. For the purpose of this
Section, the Bondholders and the amount and numbers of such
Bonds and the date of being a Bondholder, may be conclusively
presumed, or may be proved by referring to the Registration
Books. The Issuer may conclusively presume that the status
of any Bondholders will continue until written notice to the
contrary is served upon the Issuer and the Trustee.
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(g) Amendments Without Consent. Notwithstanding
subsections (a) through (f) of this Section, and without
publication of the proposed amendment and without the consent
. of the Bondholders and, in the case of any amendment to the
Trust Indenture, with the approval of the Trustee, the Issuer
may, at any time, amend this Ordinancellor the Trust
Indenture, to cure any ambiguity or cure, correct or
supplement any defective or inconsistent provision contained
herein or therein, to appoint a Co -Trustee or new or
additional Paying Agents, or make any other change that does
not in any respect materially and adversely affect the
interest of the Bondholders, provided that no such amendment
shall be made contrary to the proviso to Section 14(a), and a
duly certified or executed copy of such amendment shall be
filed with the Trustee.
SECTION 15. Damaged, Mutilated, Lost, Stolen or
Destroyed Bonds. (a) Replacement Bonds. In the event any of
the outstanding Bonds authorized hereby is damaged,
mutilated, lost, stolenflor destroyed, the Issuer shall
executelland the Trustee shall authenticatel(a new bond of the
same principal amount and maturity as the damaged, mutilated,
lost, stolen or destroyed Bond in exchange and substitution
for such Bond or in lieu of and substitution for such Bond.
(b) Application for Substitute Bonds. Application for
exchange and substitution of damaged, mutilated, lost, stolen
or destroyed Bonds shall be made to the Trustee. In every
case, the applicant for a substitute bond shall furnish to
the Issuer and the Trustee such security or indemnity as may
• be required by them to save each of them and the Paying Agent
harmless, provided that to comply with this provision the
applicant need only furnish to the Issuer and the Trustee an
indemnity agreement satisfactory to the Issuer and the
Trustee as to form and content. In every case of loss, theft
or destruction of a Bond, the applicant shall also furnish to
the Issuer and to the Trustee evidence to their satisfaction
of the loss, theft or destruction1jand of the ownership of
such Bond. In every case of damage or mutilation of a Bond,
the applicant shall surrender the Bond so damaged or
mutilated.
(c) No Default Occurred. Notwithstanding the foregoing
provisions of this Section, in the event any such Bond shall
have matured or have been called for redemption, and no
default has occurred which is then continuing in the payment
of the Bonds, the Issuer may authorize the payment of the
same (without surrender thereof except in the case of a
damaged or mutilated Bond) instead of issuing a substitute
Bond, provided security or indemnity is furnished as above
provided in this Section.
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• 2119Z
(d) Charge for Issuing Substitute Bonds. Prior to the
issuance of any substitute bond, the Issuer and the Trustee •
may charge the cwner of such Bond with all legal, printing
and other expenses in connection therewith. Every substitute
bond issued pursuant to this Section by virtue of the loss,
theft or destruction of any Bond shall constitute a
contractual obligation of the Issuer whether not the lost,
stolen or destroyed Bond shall be found at any time, or be
enforceable by anyone, and shall be entitled to all the
benefits of this Ordinance and the Trust Indenturellequally
and proportionately with any and all other Bonds duly issued
under this Ordinance.
(e) Authority for Issuincj Substitute Bonds. This
Ordinance shall constitute sufficient authority for the
issuance of any such substitute bonds without necessity of
further action by t:ze City Council or any other body or
person, and the issuance of such substitute bonds is hereby
authorized, notwithstanding any other provisions of this
Ordinance, except to the extent otherwise required by law.
SECTION 16. Sale of Bonds. The Bonds shall be executed
as in this Ordinance provided, shall be deposited withithe
City Manager or another appropriate City officer and
thereupon be delivered to the purchaser thereof, namely,
Prudential-Bache Securities Inc. (the "Underwriter"), upon
payment of a purchase price of not less than the aggregate
principal amount thereof but not the Maturity Amount) less a
discount payable to- the Underwriter of not to exceed 3
percent of the principal amount thereof'(but not the Maturity •
Amount) pursuant to the terms and provisions of the Purchase
Contract (hereinafter described). The Purchase Contract in
substantially the form and substance attached hereto as
Exhibit C be and the same is hereby in all respects approved;
the Mayor and the City Manager of the Issuer are, and each of
them is, hereby authorized and directed to complete, execute
and deliver such Purchase Contract; the City Council of the
Issuer recognizing that in such Purchase Contract the precise
aggregate principal amount of the Bonds (and theMaturity
Amount thereof), the interest rate thereon and the mandatory -
prepayment or redemption provisions described in the third
paragraph of Section- 8(f) shall be determined. It is hereby
found and determined that the Purchase Contract is in the
best interests of the Issuer and that no person holding any
office of the Issuer, either by election or by appointment,
is in any manner interested, either directly or indirectly,
in his own name or in the name of any other person,
association, trust or corporation, in the Purchase Contract.
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2119Z
SECTION 17. Approval of Official Statement. The Issuer
hereby approves the form and content of the Preliminary
Official Statement relating to the Bonds, and, with such
• changes therein or additions thereto as the officer executing
the same may deem advisable, the final Official Supplement
relating to the Bonds, and any addenda, supplement or
amendment thereto and approves the distribution of such
Preliminary and final Official Statements in pricing and
reoffering the Bonds by the Underwriter, as applicable, with
such changes therein or additions thereto as the officer
executing the same may deem advisable, such determination to
be conclusively evidenced by his execution thereof. The
Mayor and the City Manager &Lg_ authorized to execute and
deliver such final Official Statement for and on behalf of
the Issuer.
SECTION 18. Trust Indenture. For the purpose of
additionally securing the payment of the Bonds, and the
interest thereon, and for the purpose of providing for and
fixing in more detail the rights of the owners of the Bonds
and of the Issuerljand the Trustee, and for the purpose of
making more effective the first lien on and pledge of the
Residual Revenues, a Trust Indenture in substantially the
following form and substance shall be signed, sealed and/1
executed and delivered, for and on behalf of the Issuer, by.
the Mayor and the City Clerk of the Issuer, after which the
Trust Indenture shall be executed by the Trustee and shall
become effective upon the delivery of the Bonds authorized
hereby:
•
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• 2119Z
SECTION 19. Ordinance a Contract. The provisions of
this Ordinance shall constitute a contract between the Issuer •
and the holders and registered owners from time to time of
the outstanding Bonds; and no changes, additions or
alterations of any kind shall be made hereto, except as
herein provided, so long as there are any outstanding Bonds.
r SECTION 20. Federal Tax Certification Aqreements ands'
Covenants. (a) The Tax Regulatory Agreement, in
substantially the form and substance attached hereto as
Exhibit D, is hereby approved in substantially the form
submitted to this, meeting, and the Mayor and the City Clerk
of the Issuer are hereby authorized and directed to execute,
acknowledge and deliver such agreement with such changes
therein as shall be approved by such persons executing such
document, their execution to constitute conclusive evidence
of such. approval, and the City Clerk is authorized and
directed to affix to such document the corporate seal of the
Issuer.
The covenants, certifications and agreements of the
Issuer contained in the Tax Regulatory Agreement shall have
the same effect as if set herein.
The officers of the Issuers with the advice of Counsel,
are hereby authorized and directed to make such further
covenants, estimates, representationsgor assurances as may be
necessary or advisable to the end that the exclusion from
qross income of interest on the Bonds be ; preserved and that
the Bonds not be arbitrage or private activity bonds within
the meaning of the Code.
SECTION 21. Publication. A full, true and complete
copy of this Ordinance shall be published within ten days of
passage hereof in book or pamphlet form by authority of the
City Council.
SECTION 22. Severability. If any section, paragraph
clause or provision of this Ordinance shall be held invalid,
the invalidity of such section, paragraph, clause or
provision shall not affect any of the other provisions of
this Ordinance.
SECTION 23. Repealer and Effective Date. All
ordinances, resolutions or orders, or parts thereof, in
conflict with the provisions of this Ordinance are to the
extent of such conflict hereby repealed; and this Ordinance
shall be in full force and effect immediately upon its
passage, approval and publication.
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2119Z •
• - J
AYES: Aldermen Summers, Wold,•Nelson, Bleveans, Collens, Rainey, Larson,
Feldman, Warshaw, Rudy, Juliar; Paden, Drummer, Davis, Brady, Raden,
• Korshak, and Morton.
NAYS: NONE
ABSENT: NONE
ADOPTED: June )22, 1987
Ap oved:June 22 1987
Ma r, City of Evanston,
ook County, Illinois
Recorded in City Records: June23 , 1987.
Published in Pamphlet Form by Authority
Authorities at 8:30 a.m. on June 24 , 1987.
Attest:
City lerk, ity of Evanston,
Cook County, Illinois
Approved as to Legality and Form:
City Attorney `
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0 2119Z
of the Corporate