HomeMy WebLinkAboutORDINANCES-1995-084-O-95•
9/13/95
84-0-95
AN ORDINANCE
Authorizing the City Manager to Enter
into a Second Amendment to the Statement of Understanding
Between the City of Evanston and Northwestern University
WHEREAS, the City of Evanston ("City") and Northwestern University ("University")
have entered into a Statement of Understanding with respect to the Evanston/University
Research Park dated as of February 5, 1986 (herein called the "Original Statement") which
Statement sets forth the terms and conditions on which City and University will jointly
endeavor to develop a research park ("Research Park") of approximately 22 acres bounded
• on the south by Davis Street, on the east by the CTA elevated tracks, on the north by
Emerson Street and on the west by the Chicago and Northwestern Railroad tracks in
Evanston, Illinois; and
WHEREAS, City and University amended the Statement of Understanding on June 23,
1986; and
WHEREAS, City and University have agreed that it is appropriate and in all parties'
best interests for TOPCORP, Inc. ("TOPCORP") and Research Park, Inc. ("RPI") -to merge,
with the resultant entity to be known as Northwestern University/Evanston Research Park,
Inc., an Illinois corporation (the "Corporation"); and
WHEREAS, City and University wish to enter into this Second Amendment to modify
certain terms of the Original Statement and reflect certain understandings between the
1
91
amended parties as described in more detail below. (The Original Statement, as amended
by the First Amendment, and as amended hereby, is referred to herein as the "Statement").
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF
EVANSTON, COOK COUNTY, ILLINOIS:
SECTION 1: That the City Manager be and is hereby authorized and directed to
enter into a Second Amendment to the Statement of Understanding with respect to the
Evanston/University Park, attached as Exhibit A and made a part hereof.
SECTION 2: That all ordinances or parts of ordinances in conflict herewith are
hereby repealed.
SECTION 3: That this ordinance shall be in full force and effect from and after its
passage, approval, and publication in the manner provided by law.
Introduced�IFI, 1995 •
Adopted: 4? , 1995
Approved: / -- . ,1995
Mayor
A roved as to form:
C "rrporation Counsel
2
EXHIBIT A
SECOND AMENDMENT TO STATEMENT OF UNDERSTANDING
•
THIS SECOND AMENDMENT TO STATEMENT OF UNDERSTANDING
("Amendment") is made as of , 1995, by and between:
THE CITY OF EVANSTON, a municipal corporation ("City"); and
NORTHWESTERN UNIVERSITY, an Illinois corporation ("University,")
(herein, each of City and University is sometimes individually
called a "Party", and both are sometimes collectively called the
"Parties").
R E C I T A L S:
WHEREAS, City and University have entered into a Statement of
Understanding with respect to the Evanston/University Research Park
dated as of February 5, 1986 (herein called the "Oricinal
Statement") which Statement sets forth the terms and conditions on
which City and University will jointly endeavor to develop a
research park ("Research Park") of approximately 22 acres bounded
on the south by Davis Street, on the east by the CTA elevated
tracks, on the north by Emerson Street and on the west by the
Chicago and Northwestern Railroad tracks in Evanston, Illinois;
WHEREAS, Sellers and Purchaser previously entered into that
certain First Amendment to Statement of Understanding dated as of
June 23, 1986 for the purposes set out therein (the "First
• Amendment");
WHEREAS, City and University have agreed that it is
appropriate and in all parties, best interests for TOPCORP, Inc.
("TOPCORP") and Research Park, Inc. ("RPI") to merge, with the
resultant entity to be known as Northwestern University/Evanston
Research Park, Inc., an Illinois corporation (the "Cort)oration");
and
WHEREAS, City and University wish to enter into this Amendment
to modify certain terms of the Original Statement and reflect
certain understandings between the Parties as described in' more
detail below. (The Original Statement, as amended by the First
Amendment, and as amended hereby, is referred to herein as the
"Statement").
NOW THEREFORE, in consideration of the premises and the
respective undertakings and agreements of the parties hereinafter
set forth, it is hereby agreed as follows:
1. Points of Understandina; Related Documentation. City and
University have agreed upon certain points of understanding which
are outlined in Exhibit A hereto with respect to the restructuring
and future operation of the Research Park and, in partial
implementation of such understandings, City and University consent
9187780.3 090195 1200C 66667284
and agree to do the following: (a) take all actions necessary or
appropriate to implement (and to seek to persuade TOPCORP and RPI
to implement) the changes in corporate structure outlined in
Exhibit B hereto in accordance with applicable law (including,
without limitation, the Illinois Business Corporation Act);. and
(b) execute and deliver a Second Supplement to Agreement for
Purchase and Sale of Real Estate (the "Purchase Agreement Second
Supplement") substantially in the form attached as Exhibit C
hereto.
2. Obliaation to Purchase Parcels and/or Land. The
obligation of TOPCORP to close on all Parcels and the obligation of
City to purchase balance of the Land (or commence condemnation with
respect thereto) shall be extended to October 3, 1997, as more
specifically provided in the Purchase Agreement Second Supplement.
3. Corporate Chancres. Effective as of the date of the
merger described above, all references to "TOPCORP, Inc."' or
"TOPCORP" in the Statement shall be deemed to refer to
"Northwestern University/Evanston Research Park, Inc. (the
"Corporation")" or the "Corporation", respectively.
Corporate Ownership. Section 6 of the Original Statement
is hereby deleted and replaced with the following:
OWNERSHIP OF THE CORPORATION
The City and the University will each hold fifty •
percent (50%) of the stock of the Corporation in separate
classes so that each will be entitled to elect and
replace seven (7) Directors. Such stock holdings shall
not affect the receipt of payment as provided in
paragraph two (2) of this Statement. Neither party will
be permitted to sell its stock in the Corporation without
the prior approval of the other party. The officers and
budget of the Corporation will be determined by the
Directors (except to the extent otherwise provided in the
by-laws). The Corporation shall provide an annual report
to the City and University.
Convevances. Section 8 of the Original Statement is
hereby deleted and replaced with the following:
CONVEYANCES BY THE CORPORATION
All of the Corporation's Land (subject to the
mortgages in favor of the City and the University, if
appropriate) will be developed by the Corporation or
leased or sold to third parties, subject to the
conditions of Exhibit C, Master Plan Document.
•
9187780.: 090195 1200C 86667284 - 2 -
4. Governance of the Corporation. Section 9 of the Original
Statement is hereby deleted and replaced with the following:
0 BOARD OF THE CORPORATION
The Corporation will be governed by a Board of
Directors ("Board") that will consist of no fewer than
fourteen (14) members initially, and no more than
seventeen (17) members thereafter. The City and the
University will each designate seven (7) initial members
of the Board. Up to three (3) additional members may be
elected upon adoption of an appropriate resolution by the
Board and as appropriate to enhance the leadership or
expertise of the Board. A majority of those additional
members shall be Evanston residents.
Members of the Board will serve for staggered three
(3) year term and may not be removed during their term
except by action of the Board. The Directors designed by
the City and the University need not be either employees
of the parties or elected officials. Vacancies due to
resignation, death, incapacity, or removal for cause by
action of the Board of persons designated by the City or
the University shall be filled by persons designated by
the City or the University, respectively. At the end of
each City or University member's term, the City and the
University, respectively, will be entitled to the
election or re-election of the seven (7) individuals
�5. designated by them. Initial terms of election shall be
staggered to provide for election or re-election of at
least three (3) individuals in each of the initial three
(3) years.
5. Limitation on Operations of the Corporation. Section 10
of the Original Statement is hereby deleted and replaced with the
following:
OPERATION OF THE CORPORATION
The Corporation shall have the following functions:
(1) to develop, and to negotiate with potential
developers and end -users for the development of,
the Research Park;
(2) to promote and market the Research Park to
qualified developers, contractors, purchasers,
tenants and other users as defined in Exhibit C,
which is made a part of this Statement;
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, 7780.. 0195 1200: 86667284 - 3 -
(3) to make management and maintenance arrangements for
the Research Park (including any amenities program
adopted as provided in item (4) below); •
(4) to propose an amenities program for the Research
Park;
(5) to carry out all other functions related to the
ownership, development, leasing, management and
operation of the Research Park which are not
inconsistent with any express provision of this
Statement; and
(6) to secure detailed site development plans as
necessary, including covenants, landscaping,
parking, etc.
6. Deletion of Carlev Capital Group. Section 11 of the
Original Statement and all other references to "Carley Capital
Group" or "Carley" or transactions contemplated with such entity
are hereby deleted in their entirety.
7. Definitions. Any term capitalized but not defined herein
shall have the same meaning for purposes hereof as the meaning
assigned to it in the Original Statement. Each exhibit hereto is
an integral part of this Amendment. To the extent that any
provision of this Amendment (including, without limitation, the
exhibits attached hereto) is inconsistent with the Original •
Statement, provision of this Amendment shall control.
8. Reaffirmation. Except as and to the extent supplemented
by the provisions of this Amendment, the Original Statement in its
originally executed form is hereby ratified and reaffirmed in its
entirety.
9187780.3 090��,b 120U., 667284 — 4
•
IN WITNESS WHEREOF, the parties hereto have set their hands
• and seals as of the day and year first above written, pursuant to
proper authority duly granted.
0",
•
Attest:
Name:
Title: City Clerk
Attest:
Name:
Title:
9187780.3 090195 1300C 866,'__.
THE CITY OF EVANSTON,
a municipal corporation
By
Name:
Title.
NORTHWESTERN UNIVERSITY,
an Illinois corporation
By -
Name:
Title:
- 5 -
EXHIBIT A TO AMENDMENT
POINTS OF UNDERSTANDING •
BETWEEN CITY OF EVANSTON AND NORTHWESTERN UNIVERSITY
RE RESEARCH PARK (DATED 6/23/95)
[ATTACHED]
9187780.3 090195 1200C 86667284
0
•
EXHIBIT A TO AMENDMENT
:7
POINTS OF UNDERSTANDING
BETWEEN CITY OF EVANSTON AND NORTHWESTERN UNIVERSITY
RE RESEARCH PARK (DATED 6/23/95)
a. Combine TOPCORP and liP1 into a single corporation.
b The board of directors will have 14 members, of which seven will be designated
by the City and seven by the University.
1) The board would have the authority to increase its number by as many
as three, as long as at least a majority of the "additional" directors are
Evanston residents.
c. The Chairman will be elected by the board and will be a director appointed by
the City.
d. The President of the Corporation, who will also serve as its chief executive
officer, will be a director appointed by the University.
2. Land Use: The Master Plan of the Park is appropriate and does not need to be
changed in any fundamental way. Current proposals for residential use of parcels
• 12 and 1, and for commercial on lot 18 are positive. The partners will support
their development by the corporation. If successful with lot 18, the City and the
University may discuss development of lot 16 and 17. The University is placed
under no obligation to agree to any Rirther action.
3. Financial Assistance:
a. Both parties will continue their annual financial support of the Corporation's
operations at existing levels of contribution (i.e. S 250,000 per year from each
partner), subject to the annual review and approval of the Corporations'& budget
by the Corporation's Board of Directors.
b. Neither partner is obliged to provide any financial assistance for
development of any individual parcel or group of parcels.
4. Capital Improvements: The majority of the capital improvements in the Park have
been completed. Extra landscaping and paving are necessary to "dress up" its
appearance and the City will do then subject to the limitations of the TIF. Also'
adequate provision of parking is an issue that rem &ins to be addressed by the
partners. The partners will work together to develop a mutually agreeable revised
• plan and schedule for capital improvements. (The prev+ously existing capital plan
and implementation schedule are no longer' fect)
S. Marketing: The Corporation will develop a marketing action plan with scheduled •
measurable effort subject to governing board approval. The University will °
the i4ndamental drawing card for prospective Park tenants and will have a point
person to facilitate access to University resources.
6. Fiber Optics: The businesses in the park attach primary importance to direct
communication. Fiber Optics is an essential part of this. Both partners have
agreed to installation of fiber optics communication technology in the park, paid
for and owned by RPI.
7. Name Change: The Corporations's name will be "Northwestern University/Evanston
Research Park, Inc."
S. Extension of Agreements:
a.The Purchase and Sale Agreement will be modified to reflect the matters
set forth above and will be extended to the date which is four years from
the date as of which both the City and the University have approved that
extension.
b. As the end of the four-year extension period approaches, the parties
wilt determine together the basis on which to continue the .
development of the Park thereafter.
c. The principles set out here are intended to modify and, to the extent
inconsistent, supersede the corresponding provisions of the
"Statement of Understanding" between the City and the University
dated February S, 1986.
d. The specific procedures for accomplishing the foregoing (1-8) will be in
accordance with law and the mutual agreement of the parties.
0
•
EXHIBIT B TO AMENDMENT,
[CORPORATE DOCUMENTS ATTACHED]
9181780.3 090195 1200C 86667284
ARTICLES OF MERGER •
FormM;A-11.2J ART1GLtS ur Mr-MUi`K
,Rev. Jan. 199m) CONSOLIDATION OR EXCHANGE File
'George H. Ryan
Secretary of State =
Department of Business Services
Springfield, IL 62756 This space for use by
none (217) 782.6961 Secretary of State
DO NOT SEND CASH! ®ate -
Remit payment In check or money
order, payable to'SecretaryofState. ' Filing Fee $
Fling Fee is $100, but If merger or
consolidation of more than 2 corpo- Approved:
rations, S50 for each additional oor-
poration.
merge
1. Names of the corporations proposing to consolidate and the state or country of their incorporation:
exchange shares
Name of Corporation State or Country Corporation File No.
Of Incorporation
RESEARCH PARK, TNC, ILLINOIS D5428-781-6
TOPCORP9 INC. ILLINOIS D5428-785-2
2.oThe laws of the state or country under which each corporation is incorporated permit such merger, consolidation or
exchange.
surviving
3. (a) Name of the Raw corporation: TOPCORP n INC.
isquiiss
(b) It shall be governed by the laws of: ILLINOIS
merger
4. Plan of zss alklatIM is as follows: REFER TO E GUBIT A ATTACHED HERETO AND MADE A PART HEREOF
-
eor+ hmp
ff not sufficient space to cover this point, add one or more sheets of this size.
0
EXHIBIT A
PLAN OF MERGER
OF
TOPCORP, INC.
AND
RESEARCH PARK. INC.
PLAN OF MERGER approved on September _, 1995 by resolution
adopted by at least a majority vote of the members of the Board
of Directors of TOPCORP, INC. ("TOPCORP"), an Illinois
corporation, for the purpose of merging RESEARCH PARK, INC.
("RPI"), an Illinois corporation and its wholly -owned subsidiary,
into TOPCORP.
1. TOPCORP, as the owner of all of the outstanding shares
of RPI, hereby merges RPI with and into TOPCORP.
2. The separate existence of RPI shall cease upon the
effective date of the merger pursuant to the provisions of The
Business Corporation Act of 1983 of the State of Illinois, as
amended (the "BCA"), and TOPCORP shall continue its existence as
the surviving corporation pursuant to the provisions of the BCA.
3. The issued shares of RPI shall not be converted in any
manner, but each said share which is issued as of the effective
date of the merger shall be cancelled.
4. The Board of Directors and the proper officers of RPI
and of TOPCORP, respectively, are hereby authorized, empowered,
and directed to do any and all acts and things, and to make,
execute, deliver, file, and/or record any and all instruments,
papers, and documents which shall be or become necessary, proper,
or convenient to carry out or put into effect any of the
provisions of this Plan of Merger or of the merger herein
provided for.
S. The merger herein provided for shall become effective
in the State of Illinois when the articles of merger are filed
with the secretary of state.
W7
•
•
9107776.1 '08299S 1629C 96667284 0
a. The number of outstanding shares of each class of each merging subsidiary corporation and the number of such
shares of each class owned immediately prior to the adoption of the plan of merger by the parent corporation, are:
Name of Corporation
SEARCH PARK, INC.
Total Number of Shares
Outstanding
of Each Class
100 common shares
Number of Shares of Each Class
Owned Immediately Prior to
Merger by the Parent Corporation
100 common shares
b. (Not applicable to 100% owned subsidaries)
The date of mailing a copy of the plan of merger and notice of the right to dissent to the shareholders of each merging
subsidiary corporation was. .19
Was written consent for the merger or written waiver of the 30•day period by the holders of all the outstanding shares
of all subsidiary corporations received? ® Yes L7 No
(if the answer is 'No,' the duplicate copies of the Articles of Merger may not be delivered to the Secretary of State
until after 30 days following the mailing of a copy of the plan of merger and of the notice of the right to dissent to
the shareholders of each merging subsidiary corporation.)
B. The undersigned corporations have caused these articles to be signed by their duly authorized officers, each of whom
affirms, under penalties of perjury, that the facts stated herein are true. (All signatures must be in (LACK INK.)
Da —September q19 95
attested by
(Signature of Secretary or Assistant Secretary)
C. WILLIAM FISCHER, SECRETARY
(Type or Print Name and Title)
Dated September o1 g 95
TOPCORP, INC.
(Exact Name of Corporation)
LZ
(Signature of President or Vice President)
LORRAINE MORTON, PRESIDENT
(Type or Print Name and Title)
RESEARCH PARK, INC.
(Exact Name of Corporation)
attested by by .
(Signature of Secretary or Assistant Secretary) (Signature of President or Vice President)
WAYNE McCOY, SECRETARY WILLIAM IHLANFELDT, CHAIRMAN
(Type or Print Name and Title) (Type or Print Name and Title)
Dated ,19
attested by
(Signature of Secretary or Assistant Secretary)
• _
C-195.4 Type or Pi ;nt Name and Title)
(Exact Name of Corporation)
by
(Signature of President or Vice President)
(Type or Print Name and Title)
ARTICLES OF AMENDMENT
0
Form BCA-10.30 ARTICLES OF AMENDMENT
(Rev. Jan. 1995)
File #
George H. Ryan
� =
S�ary of State
® ment of Business Services
This space for use by
Springfield, IL 62756
Secretary of State
Telephone (217) 782-1832
Date
Remit payment in check or money
Franchise Tax $
order, payable to 'Secretary of State."
Filing Fee' $
_ Penalty $
"The filing fee for articles of
Approved:
amendment - $25.00
1. CORPORATE NAME:, TOPCORP , INC.
(Note 1)
2. MANNER OF ADOPTION OF AMENDMENT:
The following amendment of the Articles of Incorporation was adopted on September
19 95 in the manner indicated below. ( "X" one box only)
By a majority of the incorporators, provided no directors were named in the articles of incorporation and no directors
have been elected;
(Note 2)
By a majority of the board of directors, in accordance with Section 10.10, the corporation having issued no shares
as of the time of adoption of this amendment;
(Note 2)
By a majority of the board of directors, in accordance with Section 10.15, shares having been issued but shareholder
action not being required for the adoption of the amendment;
(Note 3)
By the shareholders, in accordance with Section 10.20, a resolution of the board of directors having been duly
adopted and submitted to the shareholders. At a meeting of shareholders, not less than the minimum number of
votes required by statute and by the articles of incorporation were voted in favor of the amendment;
(Note 4)
® By the shareholders, in accordance with Sections 10.20 and 7.10, a resolution of the board of directors having been
duly adopted and submitted to the shareholders. A consent in writing has been signed by shareholders having not
less than the minimum number of votes required by statute and by the articles of incorporation. Shareholders who
have not consented in writing have been given notice in accordance with Section 7.10;
(Notes 4 & 5)
®X By the shareholders, in accordance with Sections 10.20 and 7.10, a resolution of the board of directors having been
duly adopted and submitted to the shareholders. A consent in writing has been signed by all the shareholders
entitled to vote on this amendment.
(Note 5)
3. TEXT OF AMENDMENT:
a. When amendment effects a name change, insert the new corporate name below. Use Page 2 for all other
amendments.
Article I: The name of the corporation is:
•
NORTHWESTERN UNIVERSITY/EVANSTON RESEARCH PARK, INC.
(NEW NAME)
All changes other than name, include on page 2
(over)
Text of Amendment
b. (if amendment affects the corporate purpose, the amended purpose is required to be set forth in its entirety. If there
is not sufficient space to do so, add one or more sheets of this size.)
•
•
Page 2
4. The manner, if not set forth in Article 3b, in which any exchange, reclassification or cancellation of issued shares,
or a reduction of the number of authorized shares of any class below the number of issued shares of that class,
provided for or effected by this amendment, is as follows: (If not applicable, insert "No change')
--NO CHANGE--
0
5. (a) The manner, if not set forth in Article 3b, in which said amendment effects a change in the amount of paid -in
capital (Paid -in capital replaces the terms Stated Capital and Paid -in Surplus and is equal to the total of these
accounts) is as follows: (If not applicable, insert "No change")
--NO CHANGE--
(b) The amount of paid -in capital (Paid -in Capital replaces the terms Stated Capital and Paid -in Surplus and is equal
to the total of these accounts) as changed by this amendment is as follows: (If not applicable, insert 'No change")
-NO CHANGE --
Before Amendment After Amendment
Paid -in Capital $_.. --- . $ . _ _.----
(Complete either Item 6 or 7 below. All signatures must be in 13LACK INK.)
6. The undersigned corporation has caused this statement to be signed by its duly authorized officers, each of whom affirms,
under penalties of perjury, that the facts stated herein are true.
• Dated September , 19 ,5 TOPCORP . INC.
(Exact Name of Corporation at date of execution)
attested by
(Signature of Secretary or Assistant Secretary)
C. WILLIAM FISCHER, SECRETARY
(Type or Print Name and Title)
by
(Signature of President or Vice President)
LORRAINE MORTON, PRESIDENT
(Type or Print Name and Title)
7. If amendment is authorized pursuant to Section 10.10 by the incorporators, the incorporators must sign below, and type
or print name and title.
OR
If amendment is authorized by the directors pursuant to Section 10.10 and there are no officers, then a majority of the
directors or such directors as may be designated by the board, must sign below, and type or print name and title.
The undersigned affirms, under the penalties of perjury, that the facts stated herein are true.
Dated
•
,19
Page 3
BOARD RESOLUTIONS •
•
0
UNANIMOUS CONSENT OF THE BOARD OF DIRECTORS
• OF
TOPCORP, INC.
The undersigned, being all of the members of the Board of
Directors of TOPCORP, INC., an Illinois corporation (the
"Corporation"), hereby consent to and adopt the following
resolutions without the formality of convening a meeting pursuant
to the authority contained in Section 8.45 of The Illinois
Business Corporation Act of 1983, as amended (the "Act"):
RESOLVED, that this Board of Directors deems it
advisable and in the best interests of the Corporation that
the Articles of Incorporation of the Corporation be amended
by changing Article ONE thereof so that, as amended, said
Article shall be and read as follows:
"The name of the corporation is Northwestern
• University/Evanston Research Park, Inc."
FURTHER RESOLVED, that the foregoing proposed amendment
to the Articles of Incorporation of the Corporation be
submitted for the approval of the stockholders of the
Corporation which approval shall be in the form of a
unanimous written consent of the stockholders of the
Corporation; and
•
FURTHER RESOLVED, that upon the adoption of the
proposed amendment by the stockholders of the Corporation
the proper officers of the Corporation be and each of them
hereby is authorized and directed to prepare, execute, file
and where necessary record the Articles of Amendment and
such other documents or instruments as may be necessary,
desirable or appropriate to give effect to the foregoing
resolutions; and
FURTHER RESOLVED, that this Board of Directors deems it
advisable and in the best interests of the Corporation that
the Corporation merge (the "Merger") with and into itself
its wholly -owned subsidiary, Research Park, Inc., an
Illinois corporation ("RPI"); and
9187787.1 090195 1100C 86667284
FURTHER RESOLVED, that the Plan of Merger attached
hereto as Exhibit A is hereby approved with respect to the •
Merger and that each of the officers of the Corporation is
hereby authorized to prepare, execute and file with the
Office of the Secretary of State of Illinois articles of
merger with respect to the Merger in the manner contemplated
by Sections 1.10 and 11.30 of the Act; and
FURTHER RESOLVED, that, immediately upon the
effectiveness of the Merger, the By-laws of the Corporation
shall be amended and restated in the form of Exhibit B
hereto pursuant to the authority granted in Article IX of
the Corporation's current By-laws and Section 2.25 of the
Act; and
FURTHER RESOLVED, that, immediately upon the
effectiveness of the Merger, and pursuant to Article IV,'
Section 1 of the By-laws of the Corporation as amended and
restated as aforesaid, , the designee of the
holders of Class A Stock of the Corporation, is -hereby
appointed as the Chairman of the Corporation, and ,
the designee of the holders of Class B Stock, is hereby
appointed as President of the Corporation; and
FURTHER RESOLVED, that, immediately upon the
effectiveness of the Merger within the variable range set
forth in Article III, Section 2 of the By-laws of the •
Corporation as amended and restated as aforesaid, the Board
of Directors shall consist of fourteen members; and
FURTHER RESOLVED, that each of the officers of the
Corporation be and each of them hereby is authorized and
directed to do or cause to be done any and all such acts and
things and execute and deliver any and all documents and
instruments as they deem necessary or appropriate to carry
out the purposes of the foregoing resolutions.
•
9187787.1 090195 1100C 86667284 - 2 -
This Consent may be executed in any number of counterparts,
• each of which when taken together shall constitute one and the
same Consent.
Dated: September ®, 1995
Eric A. Anderson
Dennis R. Drummer
C. William Fischer
C. William Kern
• Lorraine H. Morton
•
Henry S. Bienen
Being all of the members of the
Board of Directors of 'TOPCORP,
INC., an Illinois corporation
9187787.1 090195 1100C 86667284 - 3
UNANIMOUS CONSENT OF THE BOARD OF DIRECTORS
OF
NORTHWESTERN UNIVERSITY/EVANSTON RESEARCH PARK . INC. •
The undersigned, being all of the members of the Board of
Directors of NORTHWESTERN UNIVERSITY/EVANSTON RESEARCH PARK,
INC., an Illinois corporation (the "Corporation"), hereby consent
to and adopt the following resolutions without the formality of
convening a meeting pursuant to the authority contained in
Section 8.45 of The Illinois Business Corporation Act of 1983, as
amended (the "Act"):
RESOLVED, that this Board of Directors hereby ratifies
and confirms in all respects all resolutions passed by the
Board of Directors of this Corporation passed on September
1995; and
FURTHER RESOLVED, that the current officers of the
Corporation are hereby removed from office pursuant to
Section 8.55 of the Act and that the following persons are •
hereby elected as officers of the Corporation, each to serve
until his or her respective successor has been elected and
qualified or until his or her earlier death, termination,
resignation or removal:
Office
Chairman
President
Secretary
Treasurer
Person
9187787.1 090195 1100C 86667284
This Consent may be executed in any number of counterparts,
• each of which when taken together shall constitute one and the
same Consent.
•
Dated: September 11 1995
[add signature lines for each of
the fourteen directors]
Being all of the members of the
Board of Directors of NORTHWESTERN
UNIVERSITY/EVANSTON RESEARCH PARK,
INC., an Illinois corporation
9187787.1 090195 1100C 86667284 - 2
STOCKHOLDER RESOLUTIONS •
0
UNANIMOUS CONSENT OF THE STOCKHOLDERS
OF
• TOPCORP. INC.
The undersigned, being all of the stockholders of TOPCORP,
INC., an Illinois corporation (the "Corporation"), hereby consent
to and adopt the following resolutions without the formality of
convening a meeting pursuant to the authority contained in
Section 7.10 of The Illinois Business Corporation Act of 1983, as
amended (the "Act"):
RESOLVED, that the Articles of Incorporation of -the
Corporation be amended by changing Article ONE thgreof,so
that, as amended, said Article shall be and read as-fold"ows:
"The name of the corporation is Northwestern
University/Evanston Research Park, Inc."
FURTHER RESOLVED, that the eight vacancies in the
number of directors shall be filled by those persons listed
below pursuant to the authority granted by Section 8.30 of
• the Act:
•
(LIST NEW DIRECTORS)
FURTHER RESOLVED, that the Directors listed above of
this Corporation shall fill the three classes of directors
with staggered terms as follows:
Class Expiring at Annual Meetincr of Shareholders in 1996
Class Expiring at Annual Meeting of Shareholders in 1997
Class Expiring at Annual Meetina of Shareholders in 1998
9187787.1 090195 1100C 86667284
This Consent may be executed in any number of counterparts,
each of which when taken together shall constitute one and the •
same Consent.
Dated: September _, 1995
NORTHWESTERN UNIVERSITY, as the CITY OF EVANSTON, as the
holder of shares of Class B Stock holder of shares of Class A Stock
By: By:
Name: Henry S. Bienen Name: Lorraine H. Morton
Title: President Title: Mayor
Being all of the stockholders of TOPCORP, INC.,
an Illinois corporation
•
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9187797.1 090195 1100C 86667284 -2-
•
0
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AMENDED AND RESTATED BY-LAWS
AMENDED AND RESTATED
BY-LAWS
OF
TOPCORP, INC.
ARTICLE I
OFFICES
Section 1. The registered office of the Corporation shall
be in the City of Chicago, County of Cook, State of Illinois.
The Corporation may also have offices at such other places both
within and without the State of Illinois as the Board of
Directors may from time to time determine or the business of the
Corporation may require.
ARTICLE II
SHAREHOLDERS
Section 1. Time and Place of Meeting. All meetings of the
shareholders for the election of Directors or for any other
purpose shall be held at such time and place, within or without
the State of Illinois, as shall be designated by the Board of
Directors. In the absence of any such designation of the place •
of the meeting by the Board of Directors, each such meeting shall
be held at the principal office of the Corporation.
Section 2. Annual Meetings. An annual meeting of
shareholders shall be held for the purpose of electing Directors
and transacting such other business as may properly be brought
before the meeting. The date of the annual meeting shall be
determined by the Board of Directors.
Section 3. Special Meetinaa. Special meetings of the
shareholders, for any purpose or purposes, unless otherwise
prescribed by law, may be called at the direction of a majority
of the Board of Directors, or at the request in writing of
holders holding not less than twenty percent of all shares of all
classes of the capital stock of the Corporation issued and
outstanding and entitled to vote on the matter for which the
meeting is called.
Section 4. Notice of Meetinag. Written notice of each
meeting of the shareholders stating the place, date and time of
the meeting shall be given not less than ten (or not less than
twenty in the case of a merger, consolidation, share exchange,
dissolution or sale, lease or exchange of assets) nor more than
9187958.1 090195 1040C 86667284 0
sixty days before the date of the meeting, to each shareholder
entitled to vote at such meeting. The notice of any special
•meeting of shareholders shall state the purpose or purposes for
which the meeting is called.
Section 5. Ouorum. The holders of a majority in amount of
all classes of the capital stock of the Corporation issued and
outstanding and entitled to vote thereat, present in person or
represented by proxy, shall constitute a quorum at all meetings
of the shareholders for the transaction of business, except as
otherwise provided by law. If a quorum is not present or
represented, the holders of the stock present in person or
represented by proxy at the meeting and entitled to vote thereat
shall have power, by the affirmative vote of the holders of a
majority of such stock, to adjourn the meeting to another time,
and/or place, without notice other than announcement at the
meeting, until a quorum shall be present or represented. At such
adjourned meeting, at which a quorum shall be present or
represented, any business may be transacted which might have been
transacted at the original meeting. If the adjournment is for
more than thirty days, or if after the adjournment a new record
date is fixed for the adjourned meeting, a notice of the
adjourned meeting shall be given to each shareholder of record
entitled to vote at the meeting.
Section 6. Votinu. At all meetings of the shareholders,
" each shareholder shall be entitled to vote, in person or by
proxy, the shares of voting stock owned by such shareholder of
• record on the record date for the meeting. The vote of the
holders of a majority in amount of all classes of the capital
stock of the Corporation issued and outstanding and entitled to
vote thereat, in person or represented by proxy, shall decide any
question brought before such meeting, unless the question is one
upon which, by express provision of law or of the articles of
incorporation, a greater vote is required, in which case such
express provision shall govern and control the decision of such
question.
Section 7. Election of Directors. Notwithstanding anything
to the contrary in Section 6 hereof, the holder of each class of
stock shall be entitled to elect and replace seven Directors, as
more fully provided for in the Articles of Incorporation and in
Article III, Sections 2, 3 and 4, of these By -Laws.
Section 8. Informal Action by Shareholders,. Any action
required to be taken at a meeting of the shareholders, or any
other action which may be taken at a meeting of the shareholders,
may be taken without a meeting and without a vote if a consent in
writing, setting forth the action so taken, shall be signed by
all of the shareholders entitled to vote with respect to the
subject matter thereof.
• 9187958.1 090195 1040C W"7284 2
Section 9. Classes of Stock. Except as otherwise permitted
by the Articles of Incorporation and these By -Laws, (a) the
shares of Class A Stock of the Corporation shall be held by the •
City of Evanston, and (b) the shares of Class B Stock of the
Corporation shall be held by Northwestern University.
ARTICLE III
DIRECTORS
Section 1. General Powers. The business and affairs of the
Corporation shall be managed and controlled by or under the
direction of a Board of Directors, which may exercise all such
powers of the Corporation and do all such lawful acts and things
as are not by law or by the Articles of Incorporation or by these
By -Laws directed or required to be exercised or done by the
shareholders.
Section 2. Number and Oualification. The Board of
Directors shall consist of fourteen (14) members or such greater
number (not to exceed seventeen (17) members) as may be
determined from time to time by resolution of the Board of
Directors. The holder of shares of Class A Stock shall be
entitled to designate seven Directors, the holder of shares of
Class B Stock shall be entitled to designate seven Directors, and
the Board of Directors shall be entitled to appoint a number of
additional Directors equal to the number, if any, by which the
number of Directors it has authorized exceeds fourteen (14);
provided, however, that a majority of the additional Directors
appointed by the Board of Directors shall be residents of the
City of Evanston, Illinois.
Section 3. Tenure. Staaaered Terms. The Directors shall be
divided into three classes, each class to be as nearly equal in
number to both other classes as possible. The term of office of
the first class of Directors shall expire at the annual meeting
of shareholders in 1996, the term of office of the second class
of Directors shall expire at the annual meeting of shareholders
in 1997, and the term of office of the third class of Directors
shall expire at the annual meeting of shareholders in 1998, or
thereafter in each case when their respective successors are
elected and have qualified. At each annual election, the
Directors chosen to succeed those whose terms then expire shall
be identified as being of the same class as the Directors they
succeed and shall be elected for a term expiring at the third
succeeding annual meeting or thereafter when their respective
successors in each case are elected and have qualified. If the
number of Directors is changed, any increase or decrease in
Directors shall be apportioned among the classes so as to
maintain all classes as nearly equal in number to each other as
158.1 096495 1040C 86667284 3 •
possible, and any individual Director elected to any class shall
•hold office for a term which shall coincide with the term of such
class.
Section 4. Vacancies. The holder of the class of stock
which elected a Director shall fill any vacancy created by such
Director's departure, and each Director so chosen shall hold
office until his or her successor is elected and qualified or
until his or her earlier resignation or removal. If there are no
Directors in office, then an election of Directors may be held in
the manner provided by law.
Section 5. Place of Meetings. The Board of Directors may
hold meetings, both regular and special, either within or without
the State of Illinois.
Section G. Reaular Meetings. The Board of Directors shall
hold a regular meeting, to be known as the annual meeting,
immediately following each annual meeting of the shareholders.
other regular meetings of the Board of Directors shall be held at
such time and at such place as shall from time to time be
determined by the Board. No notice of regular meetings need be
given.
Section 7. Special Meetings. Special meetings of the Board
may be called on the written request of the Chairman or at the
written request of three (3) Directors.
• Section S. Notice. Notice of any special meeting of the
Board of Directors shall be given at least two days previous
thereto by written notice delivered personally or mailed to each
Director at his or her address as set out in the records of the
Corporation, or by telegram. If mailed, such notice shall be
deemed to be delivered on the business day following the day on
which it was deposited in the United States mail so addressed,
with first class postage thereon prepaid. Any Director may waive
notice of any meeting. The attendance of a Director at any
meeting shall constitute a waiver of notice of such meeting,
except where a Director attends a meeting for the express purpose
of objecting to the transaction of any business because the
meeting is not lawfully called or convened. Neither the business
to be transacted at, nor the purpose of, any regular or special
meeting of the Board of Directors need be specified in the notice
or waiver of notice of such meeting.
Section 9. Quorum. At all meetings of the Board a majority
of the total number of Directors shall constitute a quorum for
the transaction of business and the act of a majority of the
Directors present at any meeting at which there is a quorum shall
be the act of the Board of Directors, except as may be otherwise
specifically provided by law; provided, however, that the act of
91879 "0 < '040C 866M84 4
a majority of the Directors present at any such meeting shall not
be the act of the Board of Directors unless at least one Director
elected by the holder of shares of each class of stock shall vote •
for such matter. If a quorum shall not be present at any meeting
of the Board of Directors, the Directors present thereat may
adjourn the meeting from time to time, without notice other than
announcement at the meeting, until a quorum shall be present.
Section 10. Oraanization. The Chairman shall act as
chairman at all meetings of the Board of Directors. If the
Chairman is not present, the President shall act as chairman at a
meeting of the Board of Directors. If neither the Chairman nor
the President is present, a Director chosen by a majority of the
Directors present at a meeting of the Board of Directors shall
act as Chairman at such meeting.
Section 11. Executive Committee,. The Board of Directors,
by resolution adopted by a majority of the whole Board (including
at least one Director designated by the holders of each class of
stock of the Corporation) may establish an Executive Committee of
six Directors, to serve as such, unless the resolution
designating the Executive Committee is sooner amended or
rescinded by the Board of Directors, until the next annual
meeting of the Board or until their respective successors are
appointed. The members of the Executive Committee shall be
elected by the Board of Directors and shall consist of at least
two Directors designated by the holders of each class of stock of
the Corporation, with an equal number of Directors from each such •
class.
Except as expressly limited by the Business Corporation Act
of 1983 of the State of Illinois or the Articles of Incorporation
of the Corporation, the Executive Committee shall have and may
exercise all the powers and authority of the Board of Directors
in the management of the business and affairs of the Corporation
between the meetings of the Board of Directors. The Executive
Committee shall keep a record of its acts and proceedings, which
shall form a part of the records of the Corporation in the
custody of the Secretary, and all actions of the Executive
Committee shall be reported to the Board of Directors at the next
meeting of the Board.
Meetings of the Executive Committee may be called at any
time by the Chairman of the Board, by the President or by any two
of its members. A majority of the total number of members of the
Executive Committee shall constitute a quorum for the transaction
of business and the act of a majority of the members present at
any meeting at which there is a quorum as may be otherwise
specifically provided by law; provided, however, that the act of
a majority of the members present at any such meeting shall not
be the act of the Executive Committee unless (i) at least one
9187958.1 090195 1 ",4 `r ^'' 5 •
member who is a Director designated by the holder of shares of
Class A Stock shall vote for such matter,.and (ii) at least one
•member who is a Director designated by the holder of shares of
Class B Stock shall vote for such matter. Except as expressly
provided in this Section, the Executive Committee shall fix its
own rules of procedure.
Section 12. Other Committees. The Board of Directors, by
resolution adopted by a majority of the whole Board (including at
least one Director designated by the holders of each class of
stock of the Corporation), may designate one or more other
committees, each such committee to consist of two or more
Directors. Except as expressly limited by the Business
Corporation Act of 1983 of the State of Illinois or the Articles
of Incorporation, any such committee shall have and may exercise
such powers as the Board of Directors may determine and specify
in the resolution designating such committee. Each committee
shall keep a record of proceedings and report the same to the
Board of Directors to such extent and in such form as the Board
of Directors may require. Unless otherwise provided in the
resolution designating a committee, a majority of the total
number of members of any such committee may select its chairman,
fix its rules or procedure, fix the time and place of its
meetings and specify what notice of meetings, if any, shall be
given.
Section 13. Action without Meetinq. Unless otherwise
restricted by the Articles of Incorporation or these By -Laws, any
action required or permitted to be taken at any meeting of the
Board of Directors may be taken without a meeting, if all members
of the Board consent thereto in writing, which writing shall set
forth the action so taken, and the writing or writings are filed
with the minutes of proceedings of the Board.
Section 14. Compensation. Directors shall serve without
compensation.
Section 15. Removal of Directors. In accordance with
Section 8.35 of the Business Corporation Act of 1983, which sets
forth the terms and conditions for removal of directors, one or
more Directors may be removed, with or without cause, at a
meeting of shareholders by the affirmative vote of the
shareholder of that class of stock which elected such Director.
Directors appointed by the Board of Directors may be removed,
with or without cause, by the Board.
0 9187958.1 090195 1040C 86667284 5
ARTICLE IV •
OFFICERS
Section 1. Enumeration. The officers of the Corporation,
shall be chosen by the Board of Directors and shall be a
Chairman, a President, a Vice President, a Secretary and a
Treasurer; provided, however, that the Chairman shall be a
Director of the Corporation and shall be selected from the
Directors designated by the holders of the Class A Stock and that
the President shall be a Director of the Corporation and the
designee of the holders of the Class B Stock. The Board of
Directors may also elect one or more additional Vice Presidents,
one or more Assistant Secretaries, one or more Assistant
Treasurers and such other officers and agents as the Board of
Directors shall deem appropriate. Any number of offices may be
held by the same person.
Section 2. Term of Office. The officers of the Corporation
shall be elected at the annual meeting of the Board of Directors
and shall hold office until their successors are elected and
qualified. Any officer elected or appointed by the Board of
Directors may be removed at any time by the Board of Directors.
Any vacancy occurring in any office of the Corporation required
by this Article shall be filled by the Board of Directors, and
any vacancy in any other office may be filled by the Board of
Directors; provided, that any vacancy occurring in the office of •
Chairman must be filled by a person that is one of the Directors
designated by the holders of the Class A Stock and that any
vacancy occurring in the office of President must be filled by a
person that is a Director of the Corporation and who is the
designee of the holders of the Class B Stock.
Section 3. Chairman. The Chairman shall, in addition to
the duties set forth in Section 10 of Article III of these
By -Laws, perform such other duties and have such other powers as
the Board of Directors may from time to time prescribe. He or
she may sign, with the Secretary or any other proper officer of
the Corporation thereunto authorized by the Board of Directors,
any certificates for shares of the Corporation, any deeds,
mortgages, bonds, contracts, or other instruments which the Board
of Directors has authorized to be executed, except in cases where
the signing and execution thereof shall be expressly delegated by
the Board of Directions or by these By -Laws to some other officer
or agent of the Corporation, or shall be required by law to be
otherwise signed or executed.
Section 4. President. The President shall, in the absence
of the Chairman or in the event of the Chairman's inability or
refusal to act, perform the duties and exercise the powers of the
9187958.1 090195 1040C 86667284 •
Chairman. The President shall be the chief executive officer of
the Corporation and shall perform such other duties and have such
•other powers as the Board of Directors may from time to time
prescribe. He or she may sign, with the Secretary or any other
proper officer of the Corporation thereunto authorized by the
Board of Directors, any certificates for shares of the
Corporation, any deeds, mortgages, bonds, contracts, or other
instruments which the Board of Directors has authorized to be
executed, except in cases where the signing and execution thereof
shall be expressly delegated by the Board of Directors or by
these By -Laws to some other officer or agent of the Corporation,
or shall be required by law to be otherwise signed or executed.
Section 5. Vice President. The Vice President, or if there
shall be more than one, the Vice Presidents in the order
determined by the Board of Directors (or if there be no such
determination, then in the order of their election) shall, in the
absence of the President or in the event of the President's
inability or refusal to act, perform the duties and exercise the
powers of the President and shall perform such other duties and
have such other powers as may from time to time be prescribed by
the Board of Directors or the President.
Section 6. Treasurer. The Treasurer shall have the custody
of the corporate funds and securities and shall keep full and
accurate accounts of receipts and disbursements in books
belonging to the Corporation and shall deposit all moneys and
other valuable effects in the name and to the credit of the
Corporation in such depositories as may be designated by the
Board of Directors.
Section 7. Assistant Treasurer. The Assistant Treasurer,
or if there shall be more than one, the Assistant Treasurers in
the order determined by the Board of Directors (or if there be no
such determination, then in the order of their election), shall,
in the absence of the Treasurer or in the event of the
Treasurer's inability or refusal to act, perform the duties and
exercise the powers of the Treasurer and shall perform such other
duties and have such other powers as may from time to time be
prescribed by the Board of Directors or the President.
Section 8. Secretarv. The Secretary shall: (a) keep the
minutes of the shareholders' and of the Board of Directors'
meetings in one or more books provided for that purpose; (b) see
that all notices are duly given in accordance with the provisions
of these By -Laws or as required by law; (c) be custodian of the
corporate records and of the seal of the Corporation with
authority to affix the seal to all instruments the execution of
which requires such seal; (d) keep a register of the post -office
address of each shareholder which shall be furnished to the
Secretary by such shareholder; (e) sign, with the Chairman, the
0 9187958.1 090195 1040C BW7284 8
President or a Vice President, any certificates for shares of the
Corporation, the issue of which shall have been authorized by •
resolution of the Board of Directors; (f) have general charge of
the stock transfer book of the Corporation; and (g) in general,
perform all duties incident to the office and such other duties
as from time to time may be prescribed by the President or by the
Board of Directors. The Board of Directors may give general
authority to any other officer to affix the seal of the
Corporation and to attest the affixing by his or her signature.
Section 9. Assistant Secretarv. The Assistant Secretary,
or if there be more than one, the Assistant Secretaries in the
order determined by the Board of Directors (or if there be no
such determination, then in the order of their election), shall,
in the absence of the Secretary or in the event of the
Secretary's inability or refusal to act, perform the duties and
exercise the powers of the Secretary and shall perform such other
duties as may from time to time be prescribed by the Board of
Directors, the President or the Secretary.
Section 10. Other Officers. Any officer who is elected or
appointed from time to time by the Board of Directors and whose
duties are not specified in these By -Laws shall perform such
duties and have such powers as may be prescribed from time to
time by the Board of Directors or the President.
ARTICLE V •
STOCK
Section 1. Form. The shares of the Corporation shall be
represented by certificates; provided, however, that the Board of
Directors may provide by resolution or resolutions that some or
all of any or all classes or series of the Corporation's stock
shall be uncertificated shares. Certificates of stock in the
Corporation, if any, shall be signed by or in the name of the
Corporation by the Chairman, the President or another officer of
the Corporation. Where a certificate is countersigned by a
transfer agent, other than the Corporation or an employee of the
Corporation, or by a registrar, the signature may be a facsimile.
In case any officer, transfer agent or registrar who has signed
or whose facsimile signature has been placed upon a certificate
shall have ceased to be such officer, transfer agent or registrar
before such certificate is issued, the certificate may be issued
by the Corporation with the same effect as if such officer,
transfer agent or registrar were such officer, transfer agent or
registrar at the date of its issue.
Section 2. Prior ADDroval of Stock Transfers,. No holder of
shares of Class A Stock shall be permitted to sell, assign,
9187958.1 090195 1040C 86667284 9 •
pledge or otherwise transfer.any share or shares of its stock
without the prior written approval of the holder of shares of
Class B Stock. No holder of shares of Class B Stock shall be
permitted to sell, assign, pledge or otherwise transfer any share
or shares of its stock without the prior written approval of the
holder of shares of Class A Stock. Any certificates representing
shares of stock of the Corporation shall bear a legend referring
to the restrictions on transfer set forth in this Section.
Section 3. Transfer. Upon surrender to the Corporation or
the transfer agent of the Corporation of a certificate for shares
duly endorsed or accompanied by proper evidence of succession,
assignment or authority to transfer, it shall be the duty of the
Corporation to issue a new certificate of stock or uncertificated
shares in place of any certificate therefore issued by the
Corporation to the person entitled thereto, cancel the old
certificate and record the transaction on its books.
Section 4. Replacement. In case of the loss, destruction
or theft of a certificate for any stock of the Corporation, a new
certificate of stock or uncertificated shares in place of any
certificate therefore issued by the Corporation may be issued
upon satisfactory proof of such loss, destruction or theft and
upon such terms as the Board of Directors may prescribe. The
Board of Directors may in its discretion require the owner of the
lost, destroyed or stolen certificate, or his or her legal
representative, to give the Corporation a bond, in such sum and
in such form and with such surety or sureties as it may direct,
to indemnify the Corporation against any claim that may be made
against it with respect to a certificate alleged to have been
lost, destroyed or stolen.
ARTICLE VI
INDEMNIFICATION OF DIRECTORS AND OFFICERS
Section 1. The Corporation shall indemnify any person who
was or is a party or is threatened to be made a party to any
threatened, pending or completed action, suit or proceeding,
whether civil, criminal, administrative or investigative (other
than an action by or in the right of the Corporation) by reason
of the fact that he or she is or was a director, officer,
employee or agent of the Corporation, or who is or was serving at
the request of the Corporation as a director, officer, employee
or agent of another corporation, partnership, joint venture,
trust or other enterprise, against expenses (including attorneys'
fees), judgments, fines and amounts paid in settlement actually
and reasonably incurred by such person in connection with such
action, suit or proceeding if such person acted in good faith and
in a manner he or she reasonably believed to be in or not opposed
0
9187958.1 090195 1040C M "7284 10
to the best interests of the Corporation, and, with respect to
any criminal action or proceeding, had no reasonable cause to
believe his or her conduct was unlawful. The termination of any •
action, suit or proceeding by judgment, order, settlement,
conviction or upon a plea of nolo contendere or its equivalent,
shall not, of itself, create a presumption that the person did
not act in good faith and in a manner which he or she reasonably
believed to be in or not opposed to the best interests of the
Corporation, or, with respect to any criminal action or
proceeding, that the person had reasonable cause to believe that
his or her conduct was unlawful.
Section 2. The Corporation shall indemnify any person who
was or is a party or is threatened to be made a party to any
threatened, pending or completed action or suit by or in the
right of the Corporation to procure a judgment in its favor by
reason of the fact that such person is or was a director,
officer, employee or agent of the Corporation, or is or was
serving at the request of the Corporation as a director, officer,
employee or agent of another corporation, partnership, joint
venture, trust or other enterprise against expenses (including
attorneys' fees) actually and reasonably incurred by such person
in connection with the defense or settlement of such action or
suit, if such person acted in good faith and in a manner he or
she reasonably believed to be in or not opposed to the best
interests of the Corporation, provided that no indemnification
shall be made in respect of any claim, issue or matter as to
which such person shall have been adjudged to be liable for •
negligence or misconduct in the performance of his or her duty to
the Corporation unless and only to the extent that the court in
which such action or suit was brought shall determine upon
application that, despite the adjudication of liability but in
view of all the circumstances of the case, such person is fairly
and reasonably entitled to indemnity for such expenses which the
court shall deem proper.
Section 3. To the extent that a director, officer, employee
or agent of the Corporation has been successful on the merits or
otherwise in the defense of any action, suit or proceeding
referred to in Sections 1 and 2 of this article, or in defense of
any claim, issue or matter therein, such person shall be
indemnified against expenses (including attorneys' fees) actually
and reasonably incurred by such person in connection therewith.
Section 4. Any indemnification under Sections 1 and 2 of
this article (unless ordered by a court) shall be made by the
Corporation only as authorized in the specific case upon a
determination that indemnification of the director, officer,
employee or agent is proper in the circumstances because he or
she has met the applicable standard of conduct set forth in
Sections 1 and 2 of this article. Such determination shall be
9187958.1 090195 1040C 86667284 11 0
made (1) by the Board of Directors by a majority vote of a quorum
consisting of directors who'`were not parties to such action, suit
or proceeding, or (2) if such a quorum is not obtainable, or,
even if obtainable a quorum of disinterested directors so
directs, by independent legal counsel in a written opinion, or
(3) by the shareholders.
Section 5. Expenses incurred in defending a civil or
criminal action, suit or proceeding may be paid by the
Corporation in advance of the final disposition of such action,
suit or proceeding as authorized by the Board of Directors in the
manner provided in Section 4 of this article upon receipt of an
undertaking by or on behalf of the director, officer, employee or
agent to repay such amount unless it shall ultimately be
determined that he or she is entitled to be indemnified by the
Corporation under this article.
Section 6. The indemnification provided by this article
shall not be deemed exclusive of any other rights to which those'
indemnified may be entitled under any by-law, agreement, vote of
shareholders or disinterested directors or otherwise, both as to
action in his or her official capacity and as to action in
another capacity while holding such office, and shall continue as
to a person who has ceased to be a director, officer, employee or
agent and shall inure to the benefit of the heirs, executors and
Y administrators of such a person.
Section 7. The Corporation may purchase and maintain
• insurance on behalf of any person who is or was a director,
officer, employee or agent of the Corporation, or is or was
serving at the request of the Corporation as a director, officer,
employee or agent of another corporation, partnership, joint
venture, trust or other enterprise against any liability asserted
against such person and incurred by such person in any such
capacity, or arising out of his or her status as such, whether or
not he or she would be entitled to indemnity against such
liability under the provisions of this article.
ARTICLE VII
GENERAL PROVISIONS
Section 1. Fiscal Year. The fiscal year of the Corporation
shall be fixed by resolution of the Board of Directors.
Section 2. Corporate Seal. The corporate seal shall be in
such form as may be approved from time to time by the Board of
Directors. The seal may be used by causing it or a facsimile
thereof to be impressed or affixed or in any other manner
reproduced.
0 9187958.1 090195 1040C 86667284 12
Section 3. Annual Retort. Within 120 days after the close
of each fiscal year, the Corporation shall deliver an annual
report to the shareholders.
Section 4. Waiver of Notice. Whenever any notice is
required to be given under law or the provisions of the Articles
of Incorporation or these By -Laws, a waiver thereof in writing,
signed by the person or persons entitled to said notice, whether
before or after the time stated therein, shall be deemed
equivalent to notice.
Section 5. Fundina of Corporation. In the event that the
Board of Directors determines that additional funds are necessary
for the business and affairs of the Corporation (whether by
additional capital contributions by the shareholders or by loans
from the shareholders or otherwise), unless otherwise provided
for by the Board in such determination, such additional funds
shall be provided to the Corporation by or on behalf of the
holder of shares of each class of stock of the Corporation on an
equal basis.
ARTICLE VIII
AMENDMENTS
These By -Laws may be altered, amended or repealed or new By -
Laws may be adopted by resolution adopted by a majority of the •
whole Board of Directors. The fact that the power to amend,
alter, repeal or adopt the By Laws has been conferred upon the
Board of Directors shall not divest the shareholders of the same
powers. No by-law adopted by the shareholders may be altered,
amended or repealed by the Board of Directors.
9187958.1 090195 1040C 8W7284 13 0
EXHIBIT C TO AMENDMENT
SECOND SUPPLEMENT TO AGREEMENT
FOR PURCHASE AND SALE OF REAL ESTATE
THIS SECOND SUPPLEMENT TO AGREEMENT FOR PURCHASE AND SALE OF
REAL ESTATE ("Supplement") is made as of , 1995, by
and among: THE CITY OF EVANSTON, a municipal corporation ("City");
NORTHWESTERN UNIVERSITY, an Illinois corporation ("University")
(herein, each of City and University is sometimes individually
called a "Seller", and both are sometimes collectively called the
"Sellers"); and TOPCORP, INC., an Illinois corporation
("Purchaser").
R E C I T A L Sa
WHEREAS, Sellers and Purchaser have entered into an Agreement,
for Purchase and Sale of Real Estate dated as of October 3, 1986
(herein called the "Agreement"), which Agreement sets forth the
terms and conditions on which City will sell the City Property to
Purchaser, University will sell the University Property to
Purchaser, and Purchaser will purchase the Property from Sellers;
WHEREAS, Sellers and Purchaser previously entered into that
certain First Supplement to Agreement for Purchase and Sale of Real
Estate dated as of December 20, 1990 (the "First SuDDlement"), for
• the purposes set out therein;
WHEREAS, Purchaser and its subsidiary, Research Park, Inc.,
are being merged into a single entity to be maineorthwestern
University/Evanston Research Park, Inc., an a-os corporation
(the "Corporation"); and
is
WHEREAS, Sellers and Purchaser wish to enter into this
Supplement for the purpose of extending and otherwise amending
certain provisions of that Agreement as more specifically described
below.
NOW THEREFORE, in consideration of the premises and the
respective undertakings and agreements of the parties hereinafter
set forth, it is hereby agreed as follows:
1. Extension of Closina Date. Notwithstanding anything to
the contrary in the Agreement (including, without limitation,
Section 7.1 thereof), the deadline for Closing with respect to all
Parcels is extended to October 3, 1990 If requested by the
Purchaser or either Seller prior to October 3, 199Sellers agree
to discuss in good faith the basis on which the development of the
Property may be continued beyond October 3, 199X9despite the'fact
that the deadline for Closing has not been met with respect to one
9187766.3 090195 1200C 86667284
or more Parcels. If subsequent to October 3, 1991 no agreement has
been reached for the continued development of this Property after
that date, either Seller may terminate the Agreement upon thirty
(30) days' written notice to the other Seller and Purchaser, but
unless and until the Agreement is so terminated, it shall continue
in full force and effect.
2. Extension of Deadline to Acauire Remainina Property. The
deadline (as provided in Section 2.2 of the Agreement) for
acquiring the Remaining Property, or commencing proceedings to
condemn all Parcels that have not th refore been acquired by the
City, is extended to October 3, 199
3. Corporate Chanae. Effective as of the date of the merger
described above, all references to "TOPCORP, Inc." or "TOPCORP" in
the Agreement shall be deemed to refer to "Northwestern
University/Evanston Research Park, Inc. (the "Corporation")" or the
"Corporation", respectively. Without limiting the generality of
the foregoing, such changes shall be reflected in the Form of
Promissory Note (Exhibit E) and Form of Mortgage (Exhibit F),
attached to and made part of the Agreement.
4. Definitions. Any term capitalized but not defined herein
shall have the same meaning for purposes hereof as the meaning
assigned to it in the Agreement.
S. Reaffirmation. Except as and to the extent supplemented •
by the provisions of this Supplement, the Agreement in its
originally executed form, as modified and supplemented by the First
Supplement, is hereby ratified and reaffirmed in its entirety.
:7
9187766.3 090195 1200C 86667284 - 2
0
IN WITNESS WHEREOF, the parties hereto have set their hands
and seals as of the day and year first above written, pursuant to
proper authority duly granted.
Attest:
Name:
Title: City Clerk
Attest:
Name:
Title:
Attest:
Name:
Title:
•
91117'ioo.1 U. j5 1200C 36667284
THE CITY OF EVANSTON,
a municipal corporation
By
Name:
Title:
NORTHWESTERN UNIVERSITY,
an Illinois corporation
By
Name:
Title:
TOPCORP, INC.,
an Illinois corporation
By
Name:
Title:
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