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HomeMy WebLinkAboutRESOLUTIONS-2013-021-R-13• 4/10/2013 21-R-13 A RESOLUTION Authorizing the City Manager to Sign a Local Agency Agreement with IDOT and a Preliminary Engineering Services Agreement with Alfred Benesch & Company for Construction Engineering Services on the Bridge Street Project WHEREAS, the City of Evanston and Illinois Department of Transportation (hereinafter "IDOT"), in the interest of safe and efficient movement of vehicular and bicycle traffic, are desirous of implementing the rehabilitation and widening of the existing Bridge Street structure over the North Shore Channel from McCormick Boulevard to Brown Street, said improvement to be identified as State Section: 08-00251-00-BR, State Job: C-91-398-08, and Project Number: BRM-9003(010), hereinafter referred to as the • "Project', and WHEREAS, the City of Evanston adopted Resolution 34-R-12 on April 23, 2012, which authorized the City Manager to sign a local agency agreement with IDOT and a preliminary engineering services agreement with Aldred Benesch & Company for federal participation funding for Phase II Engineering for the Project, - WHEREAS, the State of Illinois and the City of Evanston wish to avail themselves of additional federal funds committed to finish this Project; and WHEREAS, the City is desirous of entering into an Agreement with Alfred Benesch and Company for construction engineering services for the Project and a Local Agency Agreement for Federal Participation with IDOT for the Project; and 0 21-R-13 WHEREAS, the City Council of the City of Evanston has determined it is in the best interests of the City to enter into local agency agreement and a construction engineering services agreement with aforementioned parties; NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF EVANSTON, COOK COUNTY, ILLINOIS: SECTION 1: That the City Manager is hereby authorized to sign and the City Clerk is hereby authorized to attest to the Local Agency Agreement for Federal Participation with the Illinois Department of Transportation, attached hereto as Exhibit 1 and incorporated herein by reference, and the Construction Engineering Services Agreement for Federal Participation with Alfred Benesch and Company, attached hereto as Exhibit 2 and incorporated herein by reference. SECTION 2: The City Manager is hereby authorized and directed to negotiate any additional conditions or terms for the Local Agency Agreement and the Construction Engineering Services Agreement. SECTION 3: That this Resolution 21-R-13 shall be in full force and effect from and after its passage and approval in the manner provided by law. Attest: Rodridy Green ity Clerk Adopted: , 2013 —2— Elt9lbeth B. Tisdahl, Mayor .7 • • • EXHIBIT 1 n LJ • Local Agency Agreement between the City of Evanston and the Illinois Department of Transportation -3- 21-R-13 Local Agency State Contract Day Labor Local Contract RR Force Account 86nOtS Departme�tt of transportation City of Evanston X Local Agency Agreement Section Fund Type ITEP and/orSRTS Number for Federal Participation 08-00251-00-BR STP-Br Construction Engineering Right of-W av Job Number Project Number Job Number Project Number Job Number Project Number C-91-398-08 I BRM-9003(010) This Agreement is made and entered Into between the above local agency hereinafter referred to as the "LA* and the state of Illinois, acting by and through its Department of Transportation, hereinafter referred to as "STATE". The STATE and LA jointly propose to improve the designated location as described below. The improvement shall be constructed in accordance with plans approved by the STATE and the STATE's policies and procedures approved and/or required by the Federal Highway Administration hereinafter referred to as "FIiWA". Location Local Name Bridge Street Route MS 0001 Length 0.16mile Termini McCormick Boulevard to Brown Street over Chicago Metropolitan Sanitary Canal Current Jurisdiction LA Existing Structure No 016-6953 Project Description Rehabilitation and widening of the existing Bridge Street Bridge structure over the North Shore Channel. The scope of work includes removal and replacement of the concrete deck and parapets, substructure repair and widening, addition of one new line of girders, new lighting on bridge and roadway and traffic signals. Type of Work Participating Construction Non -Participating Construction Preliminary Engineering Construction Engineering Right of Way Railroads Utilities Materials TOTAL Division of Cost STP-Br % STATE % 1,551,760 ( ) ( ) 192,000 ( ) ( ) LA % 387,940 ( BAL t ( 48,000 ( BAL $ 1,743,760 $ $ 435,940 "Maximum FHWA (STP) participation 80% not to exceed $1,743,760. Total: 1,939,74 } 240,000 $ 2,179,700 NOTE: The costs shown in the Division of Cost table are approximate and subject to change. The final LA share is dependent on the final Federal and State participation. The actual costs will be used in the final division of cost for billing and reimbursment. . If funding is not a percentage of the total, place an asterisk in the space provided for the percentage and explain above, Local Agency Appropriation By execution of this Agreement, the LA is Indicating sufficient funds have been set aside to cover the local share of the project cost and additional funds will be appropriated, if required, to cover the LA's total cost. Method of Financing (State Contract Work) METHOD A —Lump Sum (80% of LA Obligation) METHOD B— . Monthly Payments of • METHOD C—LA's Share Balance divided by estimated total cost multiplied by actual progress payment. (See page two for details of the above methods and the financing of Day Labor and Local Contracts) Printed on 4/23/2013 Page 1 of 6 BLR M310 (Rev. 01/10/13) Agreement Provisions THE LA AGREES: (1) To acquire in Its name, or in the name of the state if on the state highway system, all right-of-way necessary for this project in accordance with the requirements of Titles ll and III of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, and established state policies and procedures. Prior to advertising for bids, the LA shalt certify to the STATE that all requirements of Titles 11 and III of said Uniform Act have been satisfied. The disposition of encroachments, if any, will be cooperatively determined by representatives of the LA, and STATE and the FHWA, if required. (2) To provide for all utility adjustments, and to regulate the use of the right-of-way of this improvement by utilities, public and private, in accordance with the current Utility Accommodation Policy for Local Agency Highway and Street Systems. (3) To provide for surveys and the preparation of plans for the proposed improvement and engineering supervision during construction of the proposed improvement. (4) To retain jurisdiction of the completed improvement unless specified otherwise by addendum (addendum should be accompanied by a location map). If the improvement location is currently under road district jurisdiction, an addendum is required. (5) To maintain or cause to be maintained, in a manner satisfactory to the STATE and FHWA, the completed improvement, or that portion of the completed improvement within its jurisdiction as established by addendum referred to in item 4 above. (6) To comply with all applicable Executive Orders and Federal Highway Acts pursuant to the Equal Employment Opportunity and Nondiscrimination Regulations required by the U.S. Department of Transportation. (7) To maintain, for a minimum of 3 years after the completion of the contract, adequate books, records and supporting documents to verify the amounts, recipients and uses of all disbursements of funds passing in conjunction with the contract; the contract and all books, records and supporting documents related to the contract shall be available for review and audit by the Auditor General and the department; and the LA agrees to cooperate fully with any audit conducted by the Auditor General and the department; and to provide full access to all relevant materials. Failure to maintain the books, records and supporting documents required by this section shall establish a presumption in favor of the STATE for the recovery of any funds paid by the STATE under the contract for which adequate books, records and supporting documentation are not available to support their purported disbursement. 0 (8) To provide if required, for the improvement of any railroad -highway grade crossing and rail crossing protection within the limits of the proposed improvement. (9) To comply with Federal requirements or possibly dose (partial or total) Federal participation as determined by the FHWA. (10) (State Contracts Only) That the method of payment designated on page one will be as follows: Method A - Lump Sum Payment. Upon award of the contract for this improvement, the LA will pay to the STATE, in lump sum, an amount equal to 80% of the LA's estimated obligation incurred under this Agreement, and will pay to the STATE the remainder of the LA's obligation (including any nonparticipating costs) in a lump sum, upon completion of the project based upon final costs. Method B - Monthly Payments. Upon award of the contract for this improvement, the LA will pay to the STATE, a specified amount each month for an estimated period of months, or until 80% of the LA's estimated obligation under the provisions of the Agreement has been paid, and will pay to the STATE the remainder of the LA's obligation (including any nonparticipating costs) in a lump sum, upon completion of the project based upon final costs. Method C - Progress Payments. Upon receipt of the contractor's first and subsequent progressive bills for this improvement, the LA will pay to the STATE, an amount equal to the LA's share of the construction cost divided by the estimated total cost, multiplied by the actual payment (appropriately adjusted for nonparticipating costs) made to the contractor until the entire obligation Incurred under this Agreement has been paid. (11) (Day Labor or Local Contracts) To provide or cause to be provided all of the initial funding, equipment, labor, material and services necessary to construct the complete project. (12) (Preliminary Engineering) In the event that right-of-way acquisition for, or actual construction of the project for which this preliminary engineering is undertaken with Federal participation is not started by the close of the tenth fiscal year following the fiscal year in which this agreement Is executed, the LA will repay the STATE any Federal funds received under the terms of this Agreement. (13) (Right -of -Way Acquisition) In the event that the actual construction of the project on this right-of-way is not undertaken by the close of the twentieth fiscal year following the fiscal year in which this Agreement is executed, the LA will repay the STATE any • Federal Funds received under the terms of this Agreement. Printed on 4/2312013 Page 2 of 6 BLR 05310 (Rev. 01/10/13) (14) (Railroad Related Work Only) The estimates and general layout plans for at -grade crossing improvements should be forwarded to the Rail Safety and Project Engineer, Room 204, Illinois Department of Transportation, 2300 South Dirksen Parkway, Springfield, Illinois, 62764. Approval of the estimates and general layout plans should -be obtained prior to the commencement of railroad 0 related work. All railroad related work Is also subject to approval be the Illinois Commerce Commission (ICC). Final Inspection for railroad related work should be coordinated through appropriate IDOT District Bureau of Local Roads and Streets office. Plans and preemption times for signal related work that will be interconnected with traffic signals shall be submitted to the ICC for review and approval prior to the commencement of work. Signal related work involving interconnects with state maintained traffic signals should also be coordinated with the IDOT's District Bureau of Operations. The LA is responsible for the payment of the railroad related expenses in accordance. with the LA/railroad agreement prior to requesting reimbursement from iDOT. Requests for reimbursement should be sent to the appropriate IDOT District Bureau of Local Roads and Streets office. Engineer's Payment Estimates in accordance with the Division of Cost on page one. (15) And certifies to the best of its knowledge and belief its officials: (a) are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any Federal department or agency; (b) have not within a three-year period preceding this Agreement been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain or performing a public (Federal, State or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements receiving stolen property; (c) are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State, local) with commission of any of the offenses enumerated in item (b) of this certification; and (d) have not within a three-year period preceding the Agreement had one or more public transactions (Federal, State, local) terminated for cause or default. (16) To include the certifications, listed in item 15 above•and ail other certifications required by State statutes, in every contract, including procurement of materials and leases of equipment. (17) (State Contracts) That execution of this agreement constitutes the LA's concurrence in the award of the construction contract tc the responsible low bidder as determined by the STATE. (18) That for agreements exceeding $100,000 in federal funds, execution of this Agreement constitutes the LA's certification that: • (a) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress or any employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any Federal contract, grant, loan or cooperative agreement; (b) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress or an employee of a Member of Congress, in connection with this Federal contract, grant, loan or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying", in accordance with its instructions; (c) The LA shall require that the language of this certification be included in the award documents for all subawards at all ties (including subcontracts, subgrants and contracts under grants, loans and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. (19) To regulate parking and traffic in accordance with the approved project report. (20) To regulate encroachments on public right-of-way in accordance with current Illinois Compiled Statutes. (21) To regulate the discharge of sanitary sewage into any storm water drainage system constructed with this improvement in accordance with current Illinois Compiled Statutes. (22) That the LA may invoice the STATE monthly for the FHWA and/or STATE share of the costs incurred for this phase of the improvement The LA will submit supporting documentation with each request for reimbursement from the STATE. Supporting documentation is defined as verification of payment, certified time sheets, vendor invoices, vendor receipts, and other documentation supporting the requested reimbursement amount. (23) To complete this phase of the project within three years from the date this agreement is approved by the STATE if this portion of the project described in the Project Description does not exceed $1,000,000 (five years if the project costs exceed $1,000,000). (24) Upon completion of this phase of the improvement, the LA will submit to the STATE a complete and detailed final Invoice with all applicable supporting supporting documentation of all incurred costs, less previous payments, no later than one year from the dat� of completion of this phase of the improvement. If a final invoice is not received within one year of completion of this phase of the improvement, the most recent invoice may be considered the final invoice and the obligation of the funds closed. Printed on 4/23/2013 Page 3 of 6 BLR 05310 (Rev. 01/10/13) ft5) (Single Audit Requirements) That if the LA expends $500,000 or more a year in federal financial assistance they shall have an audit made in accordance with the Office of Management and Budget (OMB) Circular No. A-133. LA's that expend less than $500,000 a year shall be exempt from compliance. A copy of the audit report must be submitted to the STATE with 30 days after the completion of the audit, but no later than one year after the end of the LA's fiscal year. The CFDA number for all highway planning and construction activities is 20.205. (26) That the LA Is required to register with the Central Contractor Registration (CCR), which is a web -enabled government -wide application that collects, validates, stores, and disseminates business information about the federal government's trading partners in support of the contract award and the electronic payment processes. If you do not have a CCR number, you must register at httos://www.uscontractorreaistration.com. If the LA, as a sub -recipient of a federal funding, receives an amount equal to or greater than $25;000 (or which equals or exceeds that amount by addition of subsequent funds), this agreement is subject to the following award terms: htFo:/ledocket. access. 000.aov/2010/odf12010-22705.odf and htto://edocket.access.000.aov/2010/Ddf/2010- 22706.Ddf. THE STATE AGREES: (1) To provide such guidance, assistance and supervision and to monitor and perform audits to the extent necessary to assure validity of the LA's certification of compliance with Titles IV and III requirements. (2) • (State Contracts) To receive bids for the construction of the proposed improvement when the plans have been approved by the STATE (and FHWA, if required) and to award a contract for construction of the proposed improvement, after receipt of a satisfactory bid. (3) (Day Labor) To authorize the LA to proceed with the construction of the improvement when Agreed Unit Prices are approved and to reimburse the LA for that portion of the cost payable from Federal and/or State funds based on the Agreed Unit Prices and Engineer's Payment Estimates in accordance with the Division of Cost on page one. (4) (Local Contracts) That for agreements with Federal and/or State funds in engineering, right-of-way, utility work and/or construction work: (a) To reimburse the LA for the Federal and/or State share on the basis of periodic billings, provided said billings contain sufficient • cost information and show evidence of payment by the LA; (b) To provide independent assurance sampling, to fumish off -site material inspection and testing at sources normally visited by STATE inspectors of steel, cement, aggregate, structural steel and other materials customarily tested by the STATE. IT IS MUTUALLY AGREED: (1) Construction of the project will utilize domestic steel as required by Section 106.01 of the current edition of the Standard Specifications for Road and Bridge Construction. (2) That this Agreement and the covenants contained herein shall become null and void in the event that the FHWA does not approve the proposed improvement for Federal -aid participation or the contract covering the construction work contemplated herein is not awarded within three years of the date of execution of this Agreement. (3) This Agreement shall be binding upon the parties, their successors and assigns. (4) For contracts awarded by the LA, the LA shall not discriminate on the basis of race, color, national origin or sex in the award and performance of any USDOT — assisted contract or in the administration of its DBE program or the requirements of 49 CFR part 26. The LA shall take all necessary and reasonable steps under 49 CFR part 26 to ensure nondiscrimination in the award and administration of USDOT — assisted contracts. The LA's DBE program, as required by 49 CFR part 26 and as approved by USDOT, is incorporated by reference in this Agreement. Upon notification to the recipient of its failure to carry out its approved program, the department may impose sanctions as provided for under part 26 and may, in appropriate cases, refer the matter for enforcement under 18 U.S.C. 1001 and/or the Program Fraud Civil Remedies Act of 1986 (31U.S.C. 3801 et seq.). In the absence of a USDOT — approved LA DBE Program or on State awarded contracts, this Agreement shall be administered under the provisions of the STATE's USDOT approved Disadvantaged Business Enterprise Program. (5) In cases where the STATE Is reimbursing the LA, obligations of the STATE shall cease immediately without penalty or further payment being required if, in any fiscal year, the Illinois General Assembly or applicable Federal Funding source fails to appropriate or otherwise make available funds for the work contemplated herein. •(6) All projects for the construction of fixed works which are financed in whole or in part with funds provided by this Agreement and/or amendment shall be subject to the Prevailing Wage Act (820 ILCS 130/0.01 et sea.) unless the provisions of that Act exempt its application Printed on 4/23/2013 Page 4 of 6 BLR 05310 (Rev. 01/10/13) ADDENDA Additional information and/or stipulations are hereby attached and identified below as being a part of this Agreement. • Number 9 Location Man (Insert addendum numbers and titles as appricabie) The LA further agrees, as a condition of payment, that it accepts and will comply With the applicable provisions set forth in this Agreement and all exhibits indicated above. APPROVED APPROVED Local Agency Wally Bobkiewicz Name of Official (Print or Type Name) City Manager Title (County Board Chairperson/Mayor/Viliage President/etc.) State of Illinois Department of Transportation Ann L. Schneider, Secretary of Transportation By: Aaron A. Weatherholt, Deputy Director of Highways R! " �--3 —t 3 Omer Osman, Director of HighwayslCNef Engineer (Signature) Dat The above signature certifies the agency's TIN number is 36-6005870 conducting business as a Governmental Entity. DUNS Number 074390907 NOTE: if signature is by an APPOINTED official, a resolution authorizing said appointed official to execute this agreement is required. Approved as to form: W. Grant Farrar Corporation Counsel By: ��(cA4e Michael A. Forti, Chief Counsel Date Date Date Date • Matthew R. Hughes, Director of Finance and Administration Date 0 Printed on 4/23/2013 Page 5 of 6 BLR 05310 (Rev: 01/10113) M 2 5 ■ LL � 0 0 I- k \ S _ 2 E 2 co in $ $ \ / k \ N % 6 k k q b E E c > a = o 0 2 2 ƒ \ 0 CA / a. 0 � m 0 ' . . . ... 21-R-13 EXHIBIT 2 • Construction Engineering Services Agreement for Federal Participation between the City of Evanston and Alfred Benesch and Company • • -4- Local Agency Consultant City of Evanston L MOIS De (tit Alfred Benesch & Company 0 of Transportation C unty C 0 Address Cook A N 205 N. Michioan Ave. Suite 2400 Section L S City 08-00251-00-BR Chicano Project No. Construction Engineering State Job b N 900310101 g So. Gervices Agr ement T IL For Zip Code C-91-398-08 E Federal Participation A --psn1 e Contact Name/Phone/E-mail Address N N Contact Name/Phone/E-mail Address (847)866-2967 C T Dan Gross/312-656-0235 snagar@cityofevanston.org Y dgross@benesch.com THIS AGREEMENT is made and entered into this 28th day of February , 2013 between the above Local Agency (LA) and Consultant (ENGINEER) and covers certain professional engineering services in connection with the PROJECT described herein. Federal -aid funds allotted to the LA by the state of Illinois under the general supervision of the Illinois Department of Transportation (STATE) will be used entirely or in part to finance engineering services as described under AGREEMENT PROVISIONS, WHEREVER IN THIS AGREEMENT the following terms are used, they shall be interpreted to mean: Regional Engineer Regional Engineer, Department of Transportation Resident Engineer LA Employee directly responsible for construction of the PROJECT Contractor Company or Companies to which the construction contract was awarded u�W Project Description Name Bridge Street Route Off System Length 0.10 mi Structure No. 016-6953 Termini . McCormick Blvd to Brown Street Description: Rehabilitation of the Bridge Street Bridge in Evanston. Additional scope of work attached. • Agreement Provisions I. THE ENGINEER AGREES, 1. To perform or be responsible for the performance of the engineering services for the LA, in connection with the PROJECT hereinbefore described and checked below: ® a. Proportion concrete according to applicable STATE Bureau of Materials and Physical Research (BMPR) Quality Control/Quality Assurance (QC/QA) training documents or contract requirements and obtain samples and perform testing as noted below. ® b. Proportion hot mix asphalt according to applicable STATE BMPR QC/QA training documents and obtain samples and perform testing as noted below. c. For soils, to obtain samples and perform testing as noted below. ® d. For aggregates, to obtain samples and perform testing as noted below. NOTE: For 1 a. through 1d. the ENGINEER is to obtain samples for testing according to the STATE BMPR "Project Procedures Guide", or as indicated in the specifications, or as attached herein by the LA; test according to the STATE BMPR "Manual of Test Procedures for Materials", submit STATE BMPR Inspection reports; and verify compliance with contract specifications. ® e. inspection of all materials when inspection is not provided at the sources by the STATE BMPR, and submit inspection reports to the LA and the STATE in accordance with the STATE BMPR "Project Procedures Guide" and the policies of the STATE. • ® f. For Quality Assurance services, provide personnel who have completed the appropriate STATE BMPR QC/QA trained technician classes. ® g. inspect, document and inform the resident engineer of the adequacy of the establishment and maintenance of the traffic control. Page 1 of 7 BLR 05611 (Rev. 9/06) Printed on 2/28/2013 12:45:49 PM ❑ h. Geometric control including all construction staking and construction layouts. ® 1. Quality control of the construction work in progress and the enforcement of the contract provisions in accordance • with the STATE Construction Manual. ® j. Measurement and computation of pay items. ® k. Maintain .a daily record of the contractor's activities throughout construction including sufficient information to permit verification of the nature and cost of changes in plans and authorized extra work. ® I. Preparation and submission to the LA by the required form and number of copies, all partial and final payment estimates, change orders, records, documentation and reports required by the LA and the STATE. ® m. Revision of contract drawings to reflect as built conditions. 2. Engineering services shall include all equipment, instruments, supplies, transportation and personnel required to perform the duties of the ENGINEER in connection with the AGREEMENT. 3. To furnish the services as required herein within twenty-four hours of notification by the resident engineer or authorized representative. 4. To attend meetings and visit the site of the work at any reasonable time when requested to do so by representatives of the LA or STATE. 5. That none of the services to be furnished by the ENGINEER shall be sublet, assigned or transferred to any other party or parties without the written consent of the LA. The consent to sublet, assign or otherwise transfer any portion of the services to be furnished by the ENGINEER shall not be construed to relieve the ENGINEER of any responsibility for the fulfillment of this AGREEMENT. 6. The ENGINEER shall submit Invoices, based on the ENGINEER's progress reports, to the resident engineer, no more than once a - month for partial payment on account for the ENGINEER's work completed to date. Such invoices shall represent the value, to the LA of the partially completed work, based on the sum of the actual costs incurred, plus a percentage (equal to the percentage of the construction engineering completed) of the fixed fee for the fully completed work. 7. That the ENGINEER is qualified technically and is entirely conversant with the design standards and policies applicable to Improvement of the SECTION; and that the ENGINEER has sufficient properly trained, organized and experienced personnel to perform the services enumerated herein. 8. That the ENGINEER shall be responsible for the accuracy of the ENGINEER's work and correction of any errors, omissions or • ambiguities due to the ENGINEER'S negligence which may occur either during prosecution or after acceptance by the LA. Should any damage to persons or property result from the ENGINEER' error, omission or negligent act, the ENGINEER shall indemnify the LA, the STATE and their employees from all accrued claims or liability and assume all restitution and repair costs arising from such negligence. The ENGINEER shall give immediate attention to any remedial changes so there will be minimal delay to the contractor and prepare such data as necessary to effectuate corrections, in consultation with and without further compensation from the LA. 9. That the ENGINEER will comply with applicable federal statutes, state of Illinois statutes, and local laws or ordinances of the LA. 10. The undersigned certifies neither the ENGINEER nor I have: a) employed or retained for commission, percentage, brokerage, contingent fee or other considerations, any firm or person (other than a bona fide employee working solely for me or the above ENGINEER) to solicit or secure this AGREEMENT; b) agreed, as an express or implied condition for obtaining this AGREEMENT, to employ or retain the services of any firm or person in connection with carrying out the AGREEMENT or c) paid, or agreed to pay any firm, organization or person (other than a bona fide employee working solely for me or the above ENGINEER) any fee, contribution, donation or consideration of any kind for, or in connection with, procuring or carrying out the AGREEMENT. d) are not presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any Federal department or agency; e) have not within a three-year period preceding the AGREEMENT been convicted of or had a civil judgment rendered against them for commission of fraud or criminal offense in connection with obtaining, attempting to obtain or performing a public (Federal, State or local) transaction; violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements or receiving stolen property; f) are not presently indicted for or otherwise criminally or civilly charged by a government entity (Federal, State or local) with • commission of any of the offenses enumerated in paragraph (a) of this certification; and g) have not within a three-year period preceding this AGREEMENT had one or more public transactions (Federal, State or local) terminated for cause or default. Page 2 of 7 BLR 05611 (Rev, 9/06) Printed on 2/28/2013 12:45.49 PM 11, To pay its subconsultants for satisfactory performance no later than 30 days from receipt of each payment from the LA. • 12. To submit all invoices to the LA within one year of the completion of the work called for in this AGREEMENT or any subsequent Amendment or Supplement_ 13. To submit BLR 05613, Engineering Payment Report, to the STATE upon completion of the work called for in the AGREEMENT. 11. THE LA AGREES, 1. To furnish a resident engineer to be in responsible charge of general supervision of the construction. 2. To furnish the necessary plans and specifications. 3. To notify the ENGINEER at least 24 hours in advance of the need for personnel or services. 4. To pay the ENGINEER as compensation for all services rendered in accordance with this AGREEMENT, on the basis of the following compensation formulas: Cost Plus Fixed Fee ® CPFF = 14.5%PL + R(DL) + OH(DL) + IHDC], or ❑ CPFF = 14.5%[DL + R(DL) + 1.4(DL) + IHDC], or ❑ CPFF = 14.5%[(2.3 + R)DL + IHDC] Where: DL = Direct Labor IHDC = In House Direct Costs OH = Consultant Firm's Actual Overhead Factor R = Complexity Factor Specific Rate ❑ (Pay per element) Lump Sum ❑ 5. To pay the ENGINEER using one of the following methods as required by 49 CFR part 26 and 605 ILCS 5/5-409: • ® With Retainage a) For the first 50% of completed work, and upon receipt of monthly invoices from the ENGINEER and the approval thereof by the LA, monthly payments for the work performed shall be due and payable to the ENGINEER, such payments to be equal to 90% of the value of the partially completed work minus all previous partial payments made to the ENGINEER. b) After 50% of the work is completed, and upon receipt of monthly invoices from the ENGINEER and the approval thereof by the LA, monthly payments covering work performed shall be due and payable to the ENGINEER, such payments to be equal to 95% of the value of the partially completed work minus all previous partial payments made to the ENGINEER. c) Final Payment — Upon approval of the work by the LA but not later than 60 days after the work is completed and reports have been made and accepted by the LA and the STATE, a sum of money equal to the basic fee as determined in this AGREEMENT less the total of the amounts of partial payments previously paid to the ENGINEER shall be due and payable to the ENGINEER. ❑ Without Retainage a) For progressive payments — Upon receipt of monthly invoices from the ENGINEER and the approval thereof by the LA, monthly payments for the work performed shall be due and payable to the ENGINEER, such payments to be equal to the value of the partially completed work minus all previous partial payments made to the ENGINEER. b) Final Payment— Upon approval of the work by the LA but not later than 60 days after the work is completed and reports have been made and accepted by the LA and STATE, a sum of money equal to the basic fee as determined in this AGREEMENT less the total of the amounts of partial payments previously paid to the ENGINEER shall be due and payable to the ENGINEER. 6. The recipient shall not discriminate on the basis on the basis of race, color, national origin or sex in the award and performance of any DOT -assisted contract or in the administration of its DBE program or the requirements of 49 CFR part 26, The recipient shall take all necessary and reasonable steps under 49 CFR part 26 to ensure nondiscrimination In the award and administration of DOT - assisted contracts. The recipients DBE program, as required by 49 CFR part 26 and as approved by DOT, is incorporated by reference in this agreement. Implementation of this program is a legal obligation and failure to carry out its terms shall be treated as violation of this agreement. Upon notification to the recipient of its failure to carry out its approved program, the Department may • impose sanctions as provided for under part 26 and may, in appropriate cases, refer the matter for enforcement under 18 U.S.C. 1001 and/or the Program Fraud Civil Remedies Act of 1986 (31 U.S.C. 3801 et seq.). Page 3 of 7 BLR 05611 (Rev. 9/06) Printed on 2/28/2013 12:45:49 PM Ill. It is Mutually Agreed, 1. That the ENGINEER and the ENGINEER's subcontractors will maintain all books, documents, papers, accounting records and other evidence pertaining to cost incurred and to make such materials available at their respective offices at ail reasonable times • during the AGREEMENT period and for three years from the date of final payment under this AGREEMENT, for inspection by the STATE, Federal Highway Administration or any authorized representatives of the federal government and copies thereof shall be furnished If requested. 2. That all services are to be furnished as required by construction progress and as determined by the RESIDENT ENGINEER, The ENGINEER shall complete all services specified herein within a time considered reasonable to the LA, after the CONTRACTOR has completed the construction contract. 3. That all field notes, test records and reports shall be turned over to and become the property of the LA and that during the performance of the engineering services herein provided for, the ENGINEER shall be responsible for any loss or damage to the documents herein enumerated while they are in the ENGINEER's possession and any such loss or damage shall be restored at the ENGINEER's expense. 4. That this AGREEMENT may be terminated by the IA upon written notice to the ENGINEER, at the ENGINEER's last known address, with the understanding that should the AGREEMENT be terminated by the LA, the ENGINEER shall be paid for any services completed and any services partially completed. The percentage of the total services which have been rendered by the ENGINEER shall be mutually agreed by the parties hereto. The fixed fee stipulated in numbered paragraph 4d of Section II shall be multiplied by this percentage and added to the ENGINEER's actual costs to obtain the earned value of work performed. All field notes, test records and reports completed or partially completed at the time of termination shall become the property of, and be delivered to, the LA. 5. That any differences between the ENGINEER and the LA concerning the interpretation of the provisions of this AGREEMENT shall be referred to a committee of disinterested parties consisting of one member appointed by the ENGINEER, one member appointed by the LA, and a third member appointed by the two other members for disposition and that the committee's decision shall be final. 6. That In the event the engineering and inspection services to be furnished and performed by the LA (including personnel furnished by the ENGINEER) shall, In the opinion of the STATE be Incompetent or inadequate, the STATE shall have the right to supplement the engineering and inspection force or to replace the engineers or inspectors employed on such work at the expense of the LA. 7. That the ENGINEER has not been retained or compensated to provide design and construction review services relating to the contractor's safety precautions, except as provided in numbered paragraph 1f of Section I. 8. This certification is required by the Drug Free Workplace Act (30ILCS 580). The Drug Free Workplace Act requires that no grantee or contractor shall receive -a grant or be considered for the purpose of being awarded a contract for the procurement of any property • or service from the State unless that grantee or contractor will provide a drug free workplace. False certification or violation of the certification may result in sanctions including, but not limited to, suspension of contract or grant payments, termination of a contract or grant and debarment of contracting or grant opportunities with the State for at least one (1) year but no more than five (5) years. For the purpose of this certification, "grantee" or "contractor" means a corporation, partnership or other entity with twenty -rive (25) or more employees at the time of issuing the grant, or a department, division or other unit thereof, directly responsible for the specific performance under a contract or grant of $5,000 or more from the State, as defined in the Act. The contractor/grantee certifies and agrees that it will provide a drug free workplace by: (a) Publishing a statement: (1) Notifying employees that the unlawful manufacture, distribution, dispensing, possession or use of a controlled substance, Including cannabis, Is prohibited in the grantee's or contractor's workplace. (2) Specifying the actions that will betaken against employees for violations of such prohibition. (3) Notifying the employee that, as a condition of employment on such contract or grant, the employee will: (A) abide by the terms of the statement; and (B) notify the employer of any criminal drug statute conviction for a violation occurring in the workplace no later than five (5) days after such conviction. (b) Establishing a drug free awareness program to inform employees about: (1) the dangers of drug abuse in the workplace; (2) the grantee's or contractor's policy of maintaining a drug free workplace; is any available drug counseling, rehabilitation and employee assistance program; and (4) the penalties that may be imposed upon an employee for drug violations. Page 4 of 7 BLR 05611 (Rev. 9106) Printed on 2/28/2013 12:45:49 PM (c) Providing a copy of the statement required by subparagraph (a) to each employee engaged in the performance • of the contract or grant and to post the statement in a prominent place in the workplace. (d) Notifying the contracting or granting agency within ten (10) days after receiving notice under part (B) of paragraph (3) of subsection (a) above from an employee or otherwise receiving actual notice of such conviction. (e) Imposing a sanction on, or requiring the satisfactory participation in a drug abuse assistance or rehabilitation program by, any employee who is convicted, as required by section S of the Drug Free Workplace Act. (0 Assisting employees in selecting a course of action In the event drug counseling, treatment and rehabilitation is required and indicating that a trained referral team is in place. (g) Making a good faith effort to continue to maintain a drug free workplace through implementation of the Drug Free Workplace Act. 9. The ENGINEER or subconsultant shall not discriminate on the basis of race, color, national origin or sex in the performance of this AGREEMENT. The ENGINEER shall carry out applicable requirements of 49 CFR part 26 in the administration of DOT -assisted contracts. Failure by the ENGINEER to carry out these requirements Is a material breach of this AGREEMENT, which may result in the termination this AGREEMENT or such other remedy as the LA deems appropriate. I Prime Consultant: I Alfred Benesch & Company Sub -Consultants: GSG Consultants, Inc. I GSG Material Testing, Inc. 1 I Executed by the LA: ATTEST"", TTEST Clerk (SEAL) Executed by the ENGINEER: ATTEST: By: • Title: .r3 e c t jd{ V fCd �iG t.d H. Page 5 of 7 Printed on 2/28/2013 12:45.49 PM Agreement Summary TIN Number Aqreement Amount 36-2407363 I $180,001.68 TIN Number Agreement Amount 36-3844476 $50,027.07 I 36-4003526 • $9,971,25 I Sub -Consultant Total: I $59,998.32 I Prime Consultant Total: $180,001.68 I Total for all Work: 1 $240,000.00 City of Evanston (MunicipalitylrownsNp/County) Title: Cl t�f t�(AAZ;?t Approved as to form: W. Grant Farrar (�,nrporation Counsel By: RLIC-aF-I[C Jai ""v By: Title: eitc j"[ gia SLR 05611 (Rev. 9/06) Exhibit A - Construction Engineering Route: Bridqe Street Local Agency: City of Evanston (Mu nlcipality/Township/County) Section: 08-00251-00-BR Project: BRM-9003(010) Job No.: C-91-398-08 Method of Compensation: Cost Plus Fixed Fee 1 ® 14.5%[DL + R(DL) + OH(DL) + IHDC] Cost Pius Fixed Fee 2 ❑ 14.5%[DL + R(DL) + 1.4(DL) + IHDC] Cost Pius Fixed Fee 3 ❑ 14.5%[(2.3 + R)DL + IHDC] Specific Rate ❑ Lump Sum ❑ *Firm's approved rates on file with IDOT'S Bureau of Accounting and Auditing: Overhead Rate (OH) 160.76 % Complexity Factor (R) 0.00 Calendar Days 270 Cost Estimate of Consultant's Services In Dollars Employee Man- Payroll Payroll Services by In -House Element of Work Classification Hours Rate Costs (DL) Overhead's Others Direct Costs Profit (IHDC) I Const. Management ' Const. Rep. III Const. Management I Sr Surveyor Const. Management I I I Party Chief I I I I 1 Const. Management I I I Inspector I Const. Management � I I Materials Rep. I I I ! I Totals I I Page 6 of 7 Printed on 2/28/2013 12:45:49 PM • I 1642.00 I 30.00 { 40.00 I I I 1 1,712.00 1 $33.26 $42.00 $27.50 $54,612.92 $1,260.00 $1,100.00 $56,972.92 1 • $87,795.73 ! $2, 025.58 1 $1,768.36 I I I I I I I I $91, 589.67 1 I 1 $8,644.12 I $0.00 I $0.00 I I $50,027.07 I $9,971.25 1 1 $21,902.65 1 $476.41 $415.91 I I I I � I I I I $59,998.321 $8,644.12) $22.794.971 Total $172,955.42 I $3,761.98 1 $3,284.27 1 1 1 I $50,027.07 I $9,971,25 1 I $240.000.00 1 BLR 05611 (Rev. 9/06) 0 Exhibit B 1Hinois Department of Twansportation Prime Consultant Name Alfred Benesch & Company Address 205 N. Michigan Ave. Suite Telephone 312-565-0450 TIN Number 36-2407363 Project Information Local Agency City of Evanston Section Number 08-00251-00-BR Project Number BRM-9003(009) Job Number C-91-398-08 Engineering Payment Report This form is to verify the amount paid to the Sub -consultant on the above captioned contract. Under penalty of law for perjury or falsification, the undersigned certifies that work was executed by the Sub -consultant for the amount listed below. Sub -Consultant Name TIN Number Actual Payment from Prime GSG Consulting Inc. 36-3844476 GSG Materials 36-4003526 Sub -Consultant Total: Prime Consultant Total: Total for all Work Completed: Signature and title of Prime Consultant Date Note: The Department of Transportation is requesting disclosure of information that Is necessary to accomplish the statutory •purpose as outlined under state and federal law. Disclosure of this information is REQUIRED and shall be deemed as concurring with the payment amount specified above. Page 7 of 7 8LR 05611 (Rev. 9/06) Printed on 2/28/2013 12:45:49 PM