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5/14/04
32-R-04
A RESOLUTION
Revising the City of Evanston
Budget Policy
BE IT RESOLVED BY THE CITY COUNCIL OF CITY OF EVANSTON, COOK
COUNTY, ILLINOIS AS FOLLOWS:
SECTION 1: That the Evanston City Council does hereby adopt the revised City
of Evanston Budget Policy, attached as Exhibit A and incorporated herein.
SECTION 2: That this Resolution shall be in full force and effect from and after
the date of its passage and approval in the manner �reired by law.
)It I
`;. Mayor
ATTEST: n
a
Cit erk y
Adopted:- , 2004
City of Evanston Budget Policy
Revised May 24, 2004
isIn ongoing efforts toward formally addressing long-term budgeting provisions, the City of Evanston
Budget Gemnnittee has endorsed a Budget Policy. The City Council initially adopted this Budget Policy
in December 2000. This policy is revised as follows:
I. Budget Process
A. Preliminary Pubic Hearing
In September of each year prior to submission of the City Manager's proposed budget to the
City Council, the Administration and Public Works Committee shall publicize and conduct a
public hearing to receive input from citizens concerning municipal appropriations for the
coming fiscal year.
B. Mid- year Budget Workshop
Each September the Administration and Public Works Committee shall schedule and hold a
mid -year budget workshop. The workshop shall review but not be limited to:
• A revenue and expenditure report for the current fiscal year.
• Structural or legislative issues affecting the current or future fiscal year.
• Revenue and expenditure forecast for the upcoming fiscal year.
• Other issues of policy or indicators that will affect the upcoming fiscal year budget.
All members of the City Council shall be invited to participate in the Budget Workshop.
C. Quarterly Financial Update
• Following the end of each financial quarter, the City Manager shall present a report
summarizing budgeted vs. actual revenues and expenditures.
D. Review of the Comprehensive Annual Financial Report
The Administration and Public Works Committee shall review the Comprehensive Annual
Financial Report. This review shall take place at the earliest meeting date following
publication.
E. Copies of the Proposed and Final Budget
Sufficient copies of the proposed and final budget shall be placed on file in printed form with
the City Clerk, the Public Library, all library branches, and will be available for public
inspection at these locations. An electronic version of the proposed and final budget will be
posted on the City of Evanston Website. The City of Evanston may offer for sale a printed
and electronic copy of the proposed and final budget for a fee not to exceed the cost of
preparation, printing, and distribution of the budget.
F. Submission of the Proposed Budget
The City Manager will submit a balanced budget to the City Council by jaeuary 1 December 31.
(Ordinance 57-0-79)
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IL Fund Policies •
A. General Fund
The General Fund budget will be balanced with property tax, only after all other revenue sources and
expenditure reductions have been exhausted. In addition, all new unfunded mandates must be
itemized within the budget. One-time revenues shall not be used to fund current operations.
B. Parking System Fund
This is an enterprise fund and as such is expected to be self-sufficient. Any revenues generated,
especially from sales, should be retained to maintain the fund. Feet should be periodically increased
sufficiently to fund operating costs, depreciation, and a reserve. The General Fund will continue to be
properly compensated for administrative expenses, which support parking system activities.
D. Water Fund
This is an enterprise fund and as such is expected to be self-sufficient. Rates should be maintained at
sufficient levels to meet the costs of water programs, fund depreciation, and build reserves for future
capital needs. Rate increases to the Northwest Water Commission, and the Village of Skokie
will conform to the current contractual agreements. Water rates for City of Evanston
consumers will be reviewed on an annual basis. No
four -yeas The Return on Investment (ROI) transfer to the General Fund shall be reviewed on an
annual basis. Rot exGeerd th level set in FL. Cy2Qpn_n, R„ jget
define a ratsaral ``asis .
Other transfers for reimbursement of administrative expenses should reflect
true program costs.
E. Fire and Police Pension Funds •
The Fire and Police Pension portion of the general levy will be increased to meet the annual
actuarially determined funding requirements.
F. Emergency Telephone System Fund
This fund must be maintained at a level adequate to provide for maintenance of current operations,
the capability to respond to unforeseen events, funding of long-term capital improvements, and
needed upgrades. The fund shall be entirely supported by revenues received from the imposed
surcharge of $1.50 for landline network connections and the $ .75 State of Illinois imposed
wireless surcharge. Although none is anticipated, any increase in rates would require a referendum.
G. Motor Fuel Tax Fund
The expenditures intended for Motor Fuel Tax Revenues must not exceed the amount of funds
available from the State of Illinois Motor Fuel Tax Fund. These revenues should be used only for
street improvement and repair, as allowed by State of Illinois law.
H. Insurance Fund
The Insurance Fund must be maintained to meet the City's current insurance liability requirements.
Requirements include current budget year obligations and building a reserve over seven years to
prepare for anticipated claims and losses. The City Manager shall be required to present an annual
report itemizing all of the City's current and long-term claims and liabilities. IR GempliaRGe With the20-0-0 -2001 budget, a FeqU86t f0F IpFepasal should be SeRt GUt fGF outside liability and waFkef:s
GOMpeRsation . Each year City Staff will review worker compensation, liability, and
property insurance policies to determine if coverage meets current financial and operational
needs. The City Manager each year will recommend to the City Council insurance policy
coverage and limits and include the necessary funds in the operating budget.
• I. Fleet Services Fund
The City of Evanston shall maintain vehicles and equipment, which are safe and adequate for the
demands of the operating departments. General obligation debt shall not be used for Fleet Services
purchases of vehicles. Vehicle purchases from Fleet Services will be supported by fully funding
depreciation.
J. Debt Service Fund
General Obligation Debt of the City means debt (viz., bonds) for which an unlimited real
property tax levy is made or pledged for payment. General Obligation Debt shall be allocated
into two categories. Self -Supporting General Obligation Debt shall mean General Obligation
Debt which, at the time of issuance, is expected and intended by the Finance Director to be
payable out of a source of funds other than the City's general real property tax levy, thus
permitting the abatement and avoidance of the property tax levy to pay such bonds;
examples of Self -Supporting General Obligation Debt include (without limitation) bonds
payable from the Water Fund or the Sewer Fund, bonds payable from special assessments,
bonds payable from tax increment financing areas, and bonds payable from Motor Fuel
Taxes. Tax -Supported General Obligation Debt shall mean all other General Obligation
Debt, which is expected and intended to be paid from a general real property tax levy.
General Obligation Debt shall not include any obligation of the City not denominated a bond,
including, without limitation, short term notes or warrants or other obligations which the City
may issue from time to time for various purposes and to come due within three (3) years of
issuance. General Obligation Debt does not include bonds which have been refunded or
defeased and which, as a consequence of same, are provided for from a dedicated source of
• funds or investments. Self -Supporting General Obligation Debt shall not be limited by this
Budget Policy. Tax -Supported General Obligation Debt shall not exceed $90,000,000 in
aggregate principal amount, which limit is expressly subject to increase from time to time by
action of the City Council as the needs of the City may grow. General Obligation Debt issued
as so-called zero coupon bonds or capital appreciation bonds shall be counted as debt in the
original principal amount issued The Finance Director shall at all times keep a book or record
of all General Obligation Debt and its proper allocation. The Finance Director's statements
as to the allocation of General Obligation Debt into these two categories shall be conclusive.
Notwithstanding this statement of policy, all bonds or other obligations by whatever name
designated of the City duly authorized to be issued by the City Council shall be valid and
legally binding as against the City, and there shall be no defense of the City as against any
bondholder or other obligation holder on the basis of this policy.
K. Economic Development Fund
Expenditures for the Economic Development Fund should not exceed projected Hotel Tax Revenues.
L. Sewer Fund
This is an enterprise fund and as such is expected to be self-sufficient. As a result, rates should be
scheduled to increase to meet costs of sewer programs. In compliance with Ordinance 12-0-00, and
13-0-03, rates are scheduled to increase in fiscal years 2001 (12%), 2002 (10%), 2003 (10%), 2004
(5%) 04%), 2005 (5%). Transfers to other funds for administrative expenses should be maintained
to reflect true program costs.
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M. Expenditure Analysis
City Council shall review all significant operational, economic, program, and expenditure proposals in •
regard to the short term and long-term budgetary and economic impact. The appropriate City
Department and Staff shall provide the budget analysis for the review and consideration by the City
Council.
III. Fund Reserve Policy
AnetheF GOMPGReAt of the Budget PeIiGy is The Fund Reserve Policy is as follows: seeks to
A. General Fund
A minimum of 8.3% or one month of operating expenses shall be maintained as a reserve. Any
monies over a 10% reserve in this fund shall be re -appropriated to other funds that have not met their
reserve requirements. Once all funds have met their fund requirements additional funds shall go to
the Capital Improvement Program. A minimum of a 5% reserve is required, per bond agreements.
B. Parking System Fund
A minimum of 10% expenses shall be maintained as a reserve; in addition a sufficient reserve shall
be maintained to meet bond requirements. A portion of the fund reserve shall be used to fund
depreciation and capital improvement needs. A minimum of 5% is required, per bond requirements.
C. Water Fund
A minimum of 10% expenses shall be maintained as a reserve; in addition a sufficient reserve shall •
be maintained to meet bond requirements. A portion of the fund reserve shall be used to fund
depreciation and. capital improvement needs. A minimum of a 5% reserve is required, per bond
agreements.
D. Sewer Fund
A minimum of 10% expenses shall be maintained as a reserve, a sufficient reserve shall be
maintained to satisfy both bond requirements and Illinois Environmental Protection Agency (IEPA)
loan requirements. (A minimum of a 5% reserve is required, per bond agreements) A portion of this
fund reserve shall be used to fund depreciation and capital improvement needs.
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