HomeMy WebLinkAboutRESOLUTIONS-2016-018-R-163/3/2016
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A RESOLUTION
Authorizing the City to Participate in the Illinois Housing Development
Authority Blight Reduction Program and to Provide a Related Loan
Community Partners for Affordable Housing
WHEREAS, in the spring of 2014, Illinois Housing Development Authority
("IHDA") created the Blight Reduction Program ("BRP") to decrease preventable
foreclosure and stabilize neighborhoods by supporting Illinois units of government and
their not -for -profit partners as they target blighted, vacant residential properties for
demolition, greening and eventual reuse or redevelopment; and
WHEREAS, BRP requires applicants to be an Illinois local unit of
government and that the applicant partner with a local not -for -profit agency in the
application and implementation of program activities; and
WHEREAS, after careful review of the program requirements, the City has
determined that a collaborative partnership with Community Partners for Affordable
Housing ("CPAH") would be an effective partnership to remediate blight through
strategic demolition in the community; and
WHEREAS, the City of Evanston will enter into an agreement with CPAH
to acquire, demolish, green and maintain certain blighted/vacant residential units , all in
accordance with the terms and conditions set forth in the agreement with BRP (the
"BRP Agreement"); and
WHEREAS, the City of Evanston and CPAH were awarded up to
$455,000 in BRP funds as a forgivable loan from IHDA through the BRP program to
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assist in refinancing the the costs associated with the acquisition, demolition, greening
and maintenance of specific blighted/vacant residential 1-4 unit properties for the
eventual reuse and redevelopment of those properties (the "Refinancing"); and
WHEREAS, as a requirement of the IHDA BRP Loan, the City of Evanston
must also enter into a tri-party agreement with CPAH and IHDA outlining the roles and
responsibilities of each entity (the "Agreement"),
NOW BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
EVANSTON, COOK COUNTY, ILLINOIS:
SECTION 1: The City Council adopts this resolution authorizing the City
of Evanston to participate in the Blight Reduction Program, including, but not limited to
entering into the Agreement, making the Loan to CPAH, undertaking the obligations as
the program applicant and proceeding with the Refinancing.
SECTION 2: The City of Evanston agrees to make the Loan to CPAH for
the acquisition, demolition, greening and maintenance of specific blighted/vacant
residential units for the eventual reuse and redevelopment of those properties and will
work with CPAH as the program applicant to obtain the Refinancing.
SECTION 3: The City Manager is authorized to execute and deliver on
behalf of the City of Evanston the Agreement and any and all amendments, modification
and supplements thereto, and to execute and deliver such additional documents,
instruments and certificates, as may be necessary or desirable for the City of Evanston
to perform its obligations under either of the Agreements.
SECTION 4: The City Manager is authorized and directed to take such
additional actions, to make further determinations, to pay such costs and to execute and
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deliver such additional instruments (including any amendments, other agreements or
supplements) as he deems necessary or appropriate to carry into effect the foregoing
resolutions.
SECTION 5: The City of Evanston hereby ratifies, authorizes and confirms
and approves all documents, agreements and instruments executed in connection with
the Loan and the Agreement, including those acts taken prior to the date hereof.
SECTION 6: That an Agreement pertaining to the Blight Reduction
Program, in substantially the form of the copy of said Agreement attached hereto as
Exhibit A and hereby incorporated by reference, be and the same is hereby authorized
and approved.
SECTION 7: This resolution shall be in full force and effect from and after
its passage and approval, in the manner provided by law.
/O �
r" E-11
Eliza 6th B. Tisdahl, Mayor
Atte
Ro ney Green ity Clerk
Adopted: :APRI L 11 , 2016
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U-11-AN
EXHIBIT A
Blight Reduction Program Agreement
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Ae
ILLINOIS HOUSING
DEVELOPMENT AUTHORITY
March 2, 2016
-VIA EMAIL
City of Evanston
2100 Ridge Avenue
Evanston, Illinois 60201
Attention: Sarah Flax
sflaxa,citvofevanston.orl;
401 N. Michigan Avenue
Suite 700
Chicago IL 60611
312.836.S200
866.324.4431 TDD
www.lhda.org
Bruce Rauner, Governor
Community Partners for Affordable Housing
400 Central Street, #1111
Highland Park, Illinois 60035
Attention: Kim Ulbrich
kulbricha,caahousina.orl?
Re: Conditional Commitment Letter (this "Letter")
HHF - Blight Reduction Program
BRP#
Dear Ms. Flax and Ms. Ulbrich:
The United States Department of Treasury ("Treasury"), under sections 101 and 109 of
the Emergency Economic Stabilization Act of 2008 (P.L. 110-343), as may be amended from
time to time ("EESA"), established the Housing Finance Agency Innovation Fund for the
Hardest Hit Housing Markets ("HHF Program"). The Illinois Housing Development Authority
(the "Authority"), a body politic and corporate of the State of Illinois, created by and existing
pursuant to the Illinois Housing Development Act, 20 ILCS 3805/1 et seq. (the "Act"),
submitted a successful proposal to the Treasury for the use of funds allocated to the HHF
Program to develop and implement the Illinois Hardest Hit Fund Homeowner Emergency Loan
Program and subsequent programs approved by the Treasury ("HHF Illinois Program") in order
to help decrease preventable foreclosures and stabilize housing markets in Illinois. Pursuant to
the requirements of the HHF Illinois Program, the Authority and the Treasury entered into that
certain Commitment to Purchase Financial Instrument and HFA Participation Agreement, as
amended, and as may be further amended from time to time (collectively, "HFA Agreement").
Under the HFA Agreement, the Authority established a Blight Reduction Program (the
"Program") that will use, to the extent available, funds from the HHF Illinois Program, to carry out
the purposes of the Program as set forth in the Authority's Blight Reduction Program Guide, as
the same may be amended, supplemented and implemented by the Authority from time to time
(the "Program Guide"). A copy of such Program Guide (in its initial version, which may be
Financing the creation and preservation of affordable housing
amended from time to time, in the Authority's sole and absolute discretion)' is attached to this
Letter as Exhibit B and made a part hereof. All capitalized terms used in this Letter and not
otherwise defined shall have the meanings established in the Program Guide.
CITY OF EVANSTON, an Illinois unit of local government ("Unit of Local Government"), and
COMMUNITY PARTNERS FOR AFFORDABLE HOUSING, an Illinois not -for -profit
corporation ("NFP") have applied to the Authority for, and the Authority agrees to make
Program funds available in the maximum aggregate amount of Four Hundred Fifty -Five
Thousand and No/100 Dollars ($455,000.00) [not to exceed Thirty -Five Thousand and No/100
Dollars ($35,000.00) per Unit (as defined in the Program Guide)] (the "Funds"), to Unit of Local
Government and NFP, to assist with the refinancing of the eligible acquisition, demolition and
greening costs with respect to those Thirteen (13) blighted, vacant residential properties (each a
"Unit" and collectively the "Units"), approved by the Authority as listed on Exhibit A, which
are located in Evanston, Illinois (the "Project"). The provision of the Funds shall be subject to
the contingencies, terms and conditions set forth in this Letter.
A. CONTINGENCIES: The Authority's performance of its obligations under this Letter,
dated as of the date set forth above, is contingent upon the following:
1. The Authority's obligations hereunder shall cease immediately, without penalty,
if (a) the Illinois General Assembly, Treasury, or other federal funding source do
not make a sufficient appropriation of funds for the Program, (b) funds
appropriated to the Authority for the Program or the HHF Illinois Program are de -
appropriated, recalled or not allocated or funded, or (c) funds necessary for the
Authority, in the Authority's sole discretion, to operate the Program are
insufficient. The Authority shall give the Unit of Local Government notice of
insufficient funding or recall of funding as soon as practicable.
2. The Authority's performance of its obligations under this Letter, dated as of the
date set forth above, is also contingent upon:
a. Evidence satisfactory to the Authority that Unit of Local Government and
NFP are each able to comply with their respective duties under the
Program Guide;
b. Unit Of Local Government's and NFP's completion or satisfaction of each
and all of the terms and conditions listed in this Letter and any other terms
and conditions imposed by the Authority;
3. The Authority's performance under this Letter is also contingent upon (i) its
determination, in its sole discretion, on the Closing Date, as defined in
Paragraph C.3 hereof that the Unit of Local Government and the NFP, or their
1 The current version of the Program Guide is available on the Authority website — see
(htti)://www.ihda.org/government/BRP.htm). You are ultimately responsible to ensure compliance with the current
version of the Program Guide. Therefore, we recommend you check the Authority's Program website frequently for
changes, updates and modification to the Program Guide.
BRP CONDITIONAL COMMITMENT LETTER 2
respective constituent or related entities, or other related individuals, are not in
default under the terms of any other loan or grant made by the Authority under
any Authority program, or has not been in default under the terms of any other
loan or grant made by the Authority under any Authority program and failed to
cure that default.
B. GENERAL CONDITIONS: This Letter and the Funds shall be subject to the terms and
conditions of the Act, the Program and the Program Guide, and the policies and
procedures now or hereafter adopted pursuant to the Act, the HHF Illinois Program or the
Program, all as amended and supplemented from time to time (collectively "Program
Requirements"). The Authority reserves the right to add new, change, or modify terms
and conditions to this Letter if necessary to comply with the Program Requirements. The
Unit of Local Government and NFP shall at all times comply with the Program
Requirements.
C. TERMS AND CONDITIONS OF THE FUNDS: The Funds shall be subject to the
following terms and conditions:
Amount of Funds. The Funds available to NFP shall not exceed Four Hundred
Fifty -Five Thousand and No/100 Dollars ($455,000.00). No undisbursed Funds
shall be available after Mav 30. 2018 or such other date as the Authority may
determine. NFP may be obligated to repay to the Authority all or a portion of the
Funds pursuant to the Tri-Party Agreement (as defined in Paragraph C.5 herein).
2. A Loan ner Unit. The Funds will be available on a per Unit basis, and upon
completion of the Eligible Uses (as defined in the Program Guide) and
satisfaction of the Program Requirements for a Unit, the Authority will make a
Loan from the available Funds (each a "Loan") to provide permanent financing
for the Unit. Each Loan will be in an amount not to exceed Thirty -Five Thousand
and No/100 Dollars ($35,000.00) for each Unit. Each Loan shall not bear interest
and shall have a term of three (3) years after the applicable Unit Closing Date (as
defined in Paragraph C.5 herein) ("Maturity Date"). If certain conditions
described in the Note and Tri-Party Agreement are met, a Loan will be forgiven at
the Maturity Date, at a rate of thirty-three and three -tenths percent (33.3%) per
annum on the anniversary of Loan. Until the Maturity Date, the proceeds of the
Loan shall be subject to recapture in the event that the Unit of Local Government
and NFP have not performed their respective obligations under the Loan
Documents or the Program Guide or if there exists a default under the Tri-Party
Agreement.
a. A portion of the Loan, in the amount of Three Thousand and No/100 Dollars
($3,000.00), shall be used for the Maintenance (as defined in the Program
Guide) of the Unit for the three (3) years from the Unit Closing Date; and
b. A portion of the Loan, in the amount of One Thousand Seven Hundred Fifty
and No!100 Dollars ($1,750.00), shall be used for the Administration (as
BRP CONDITIONAL COMMITMENT LETTER 3
defined in the Program Guide) of the Unit for the three (3) years from the Unit
Closing Date.
3. Non -recourse. Except as otherwise set forth in the Environmental Indemnity and
(both as defined in Paragraph C.6 herein), the Unit of Local Government's and
NFP's liability created under this Letter and the Loan Documents shall be non -
recourse and neither the Unit of Local Government nor NFP, nor any of the
NFP's shareholders members directors [strike those that are inapplicable]
shall have any personal liability for repayment of the Funds or any of the Loans.
The Authority shall look only to the respective Unit and its reserves and any other
funds relating to the Unit for repayment of the Funds or a Loan. The foregoing
shall not limit the Unit of Local Government's or NFP's liability for damages as a
result of (i) fraudulent acts, or willful and wanton acts or omissions in violation of
the provisions of this Letter and the other Loan Documents; (ii) RESERVED; (iii)
the misapplication, in violation of the terms of the Loan Documents, of any funds
to the full extent of such misapplied funds and proceeds, including, without
limitation, any funds or proceeds received under any insurance policies or awards
resulting from condemnation or the exercise of the power of eminent domain; (iv)
RESERVED; (v) waste committed on an Unit to the extent that a Loan provided
for the Unit or otherwise available in any Unit account held by the Unit of Local
Government or NFP, are available to remedy such waste and the Unit of
Government or NFP have failed to remedy the waste despite the written
instructions of the Authority; (vi) the occurrence of a Prohibited Transfer (as
defined in the Mortgage (or in any other Loan Document), without the prior
written consent of the Authority; (vii) an oral or written material
misrepresentation was made by the Unit of Local Government or NFP, any party
in the ownership structure of NFP, or any employee or agent of either the Unit of
Local Government or NFP or any other such entity or individual; (viii) a material
error or omission was made in the Ownership Structure Certificate ( as defined in
Paragraph C.7 herein); (ix) either the Unit of Local Government or NFP has
delivered a false certification pursuant to Paragraph C.11 herein; and (x) a
Recapture is due and owing (as defined in the Tri-Party Agreement). Any
liability incurred pursuant to this Paragraph C.3 shall be the personal liability of
the Unit of Local Government and NFP.
4. Closine Date. The closing of the Funds shall occur at such time as Unit of Local
Government and NFP have satisfied all of the requirements set forth in this Letter,
as determined in the Authority's sole discretion (the "Closing Date"). Unless
otherwise agreed in writing by the parties, the Closing Date shall be no later than
April 22. 2016 (the "Outside Closing Date"). If the closing of the Funds does
not occur on or before the Outside Closing Date, this Letter shall terminate
and shall not be extended.
The Closing Date shall also be the date of the execution of the Tri-Party
Agreement and the Environmental Indemnity ("Initial Closing Date"). After the
Initial Closing Date, NFP shall identify each Unit as is ready for closing and the
BRP CONDITIONAL COMMITMENT LETTER 4
closing of each Loan for an Unit shall be referred to herein as the "Unit Closing
Date". Unit Closing Dates will be grouped together so that the closings for Units
that are ready to close their respective Loans will occur on a quarterly basis,
commencing on the 1st quarter after the execution of the Tri-Party Agreement.
The required documentation and showings for each Loan must be submitted at
least a month prior to the scheduled Unit Closing Date.
Tri-Party Agreement. Unit of Local Government and NFP shall enter into a Tri-
Party Agreement (the "Tri-Party Agreement") with the Authority setting forth the
terms and conditions governing the disbursement and use of the Funds. The Tri-
Party Agreement shall contain provisions including, but not limited to the
following:
a. Use of the Loan Proceeds. Each Loan shall be governed by the terms of the
Tri-Party Agreement. NFP and Unit of Local Government shall use the
proceeds of a Loan solely for Eligible Uses (as defined in the Program Guide)
for the Unit approved by the Authority.
b. Security. Each Loan shall be evidenced by a promissory note, which shall be
secured, in part, by a mortgage and security agreement creating a first (1st)
mortgage lien upon the Unit and a first (1st) security interest in the other
property owned by NFP and located at or used in connection with the Unit.
6. Initial and Final Disbursement Dates. The expected date for the initial
disbursement of proceeds of the Funds (i.e., the first Unit Closing Date) is August
30. 2016 — so submissions of all required documentation and showings for those
Loans you wish to close on this first Unit Closing Date must be complete no later
than Julv 28. 2016. The final disbursement of the Funds (i.e., the last Unit
Closing Date) shall be no later than -Mav 30. 2018 — so, submissions of all the
required documentation and showings for those Loans you wish to close by such
final disbursement must be submitted no later than Aaril 27, 2018.
7. Loan Documents — Initial Closing Date Showings. Prior to the Initial Closing
Date, Unit of Local Government and NFP shall deliver to the Authority the
following documents, all executed in the manner indicated therein, and such other
documents as the Authority may reasonably require, in its sole discretion (this
Letter, together with the following documents, are collectively referred to in this
Letter as the "Loan Documents"):
a. Three (3) originals of the Tri-Party Agreement signed by Unit of Local
Government and NFP, providing for the recapture ("Recapture") of each Loan
as provided therein
b. Resolution or ordinance of the Unit of Local Government, certified by the clerk
or other authorized municipal official acceptable to the Authority, within sixty
BRP CONDITIONAL COMMITMENT LETTER
(60) days of the Closing Date, authorizing the Project and the execution of the
Loan Documents;
c. Certificate of Incumbency of the Unit of Local Government indicating those
officers and/or officials who are authorized to execute and deliver the Loan
Documents, with specimen signatures of those officers and/or officials, certified
by an authorized officer or official of the Unit of Local Government, as of a
date within thirty (30) days prior to the Closing Date;
d. An Environmental Indemnity (the "Environmental Indemnity"), covering all
Units in the Project, signed by NFP;
e. An Ownership Structure Certificate (the "Ownership Structure Certificate")
signed by NFP, providing the ownership structure of NFP for all principals
owning ten percent (10%) or more and listing all owners/members down to a
level of a living person or persons, with ownership percentages and social
security numbers for all persons;
f. A Taxpayer Identification Number Certification in the form attached hereto
for as Exhibit C; and
g. Such other documents as the Authority may reasonably require, in its sole
discretion.
8. Unit Closing Date Showings. Not less than thirty (30) days prior to each Unit
Closing Date, Unit of Local Government and NFP shall, at their sole cost and
expense, deliver to the Authority the following documents, in form and substance
satisfactory to the Authority:
a. An original Mortgage Note (each a "Note" and collectively, the "Notes")
signed by NFP for each Loan;
b. Three (3) originals of the Mortgage (each a "Mortgage" and collectively, the
"Mortgages") signed by NFP for each Unit;
c. Copies of the following organizational documents:
1. A copy of NFP's Articles of Incorporation, certified by the Secretary
of the State from the state of its incorporation, dated within thirty (30)
days of the Initial Closing Date;
2. A certificate of good standing of NFP from the state of incorporation
of NFP showing that NFP is in good standing as of the Closing Date,
and evidence that NFP is qualified to do business in Illinois, if
applicable;
BRP CONDITIONAL COMMITMENT LETTER 6
3. The By -Laws and resolutions of NFP, certified by the secretary of
NFP as being true and complete; an incumbency certificate of NFP
certified by the secretary of NFP; and
4. A certification signed by an officer of NFP and dated as of the Closing
Date certifying as to the validity of documents attached thereto,
including without limitation, the resolutions, if any, organizational
documents, and such other matters as required by the Authority;
d. A site survey for each Unit;
A current ALTA mortgagee's title insurance policy (the "Title Policy") or
commitment to issue the Title Policy, issued by a company acceptable to the
Authority and authorized to do business in the State of Illinois (the "Title
Company"). The Title Policy must be in the amount of the Loan, showing fee
simple title to the Unit in NFP, subject only to such exceptions as the
Authority and its counsel may approve in writing, insuring the Authority that
its Mortgage lien is a valid first (1s) lien on the Unit, free and clear of all
encumbrances, liens, conditions, restrictions, easements, leases and other
matters, rights or interests not approved in writing by the Authority. The Title
policy will contain comprehensive, survey, environmental lien and such other
endorsements as the Authority shall require, all in form and substance
acceptable to the Authority. Prior to the Unit Closing Date, the Title Company
shall issue to the Authority a "Pro -Forma" title commitment, in a form
acceptable to the Authority;
f. Copies of all recorded easements, including utility easements, and any and all
other recorded documents affecting the Unit;
g. A copy of the purchase agreement between the Unit of Local Government and
NFP, providing for the sale of the Unit to NFP and describing the duties,
responsibilities and obligations of each of the parties in connection with the
demolition, greening and lot treatment, maintenance, administration and
redevelopment of the Units;
h. A copy of the current deed for the Unit, showing NFP as fee owner of the
Unit;
i. A copy of the promissory note or other instrument of debt, between NFP and
the Unit of Local Government in connection with the financing of the Eligible
Uses for the Unit; and
j. Once NFP is owner of the Unit, NFP shall obtain and maintain, at its expense,
with an insurer acceptable to the Authority, comprehensive general liability
coverage, including contractual coverage, with minimum liability limits of
$500,000 per occurrence and $1,000,000 in the aggregate unless additional
coverage is required by the Authority. NFP shall deliver or cause to be
BRP CONDITIONAL COMMITMENT LETTER 7
delivered to the Authority a certificate of insurance evidencing such coverage
as soon as practicable after NFP is owner of the Unit, or the Authority shall
have the right to terminate this Letter immediately. The certificate shall
demonstrate the following: (i) the Authority is a certificate holder with thirty
(30) days' notice rights and (ii) the policy names the Authority as an
additional insured;
k. Photos of the Unit before, during and after the demolition and greening and lot
treatment of the Unit;
1. Certification that the hazardous material identification survey has been
completed and the proper disposal of the materials have been identified in
compliance with all applicable laws;
in. Historic Preservation Act letter stating that the Historic Preservation Agency
has determined that the Unit is in compliance with all applicable requirements
of the Illinois State Agency Historic Resources Preservation Act (20 ILCS
3420); and
n. NFP shall obtain the searches described in this Paragraph from a company
acceptable to the Authority. Currently dated Uniform Commercial Code
Financing Statement and fixture filing searches and judgment, bankruptcy,
federal and state tax lien searches and federal and state pending suit searches
made in the state and the county in which the Units are located and the county
in which NFP's principal office is located covering NFP, and searches on such
other persons or entities as the Authority may require, all currently dated,
showing no security interests, outstanding judgments, material litigation,
bankruptcy proceedings, filings or liens of any nature;
o. An updated schedule to the Environmental Indemnity adding the Unit to be
closed at that quarter's Unit Closing Date;
p. A Disbursement Request for all of the Units to be closed at that quarter's Unit
Closing Date, in the form required by the Authority;
q. Individual Unit Report for the Unit, in the form required by the Authority;
r. Evidence of funds expended for Eligible Uses for the Unit in connection with
the Project to be submitted to the Authority for its approval;
s. Such other certifications as may be required by the Authority; and
t. Any and all other documents and showings requested by the Authority or its
counsel, in their sole discretion.
9. Prevailing Wages. The wages to be paid to all laborers and mechanics employed
BRP CONDITIONAL COMMITMENT LETTER 8
in connection with the demolition, greening, and maintenance of a Unit shall be
not less than the prevailing wage rates ("Prevailing Wages") for corresponding
classes of laborers and mechanics employed on construction of a similar character
in the locality in which the work is to be performed, as determined by the United
States Secretary of Labor, with respect to the demolition and greening and
maintenance of a Unit, all as provided for under the Davis -Bacon Act, 40 USC
276a et seq. The Unit of Local Government and NFP Partner certify that they
have and will comply with the Davis Bacon Act and require that all contracts for
any work at a Unit shall provide for (i) the payment of Prevailing Wages and (ii)
that all subcontracts let under any contracts for any work at a Unit will require the
payment of Prevailing Wages.
10. Apalicability of HFA Agreement. Unit of Local Government and NFP each
agree to comply with the terms and conditions of the HFA Agreement applicable
to the Project and each Loan, and further agree if the HFA Agreement imposes
obligations greater than those set forth herein (or in any of the Loan Documents),
then the provisions of the HFA Agreement control.
11. Reportine Requirements. NFP shall, at its sole cost and expense, deliver to the
Authority the following documents, in form and substance satisfactory to the
Authority:
a. After each Unit Closing Date and during the term of each Loan, NFP shall
provide reports ("Reports") to the Authority on a quarterly basis (or as
otherwise required by the Authority), such Reports to be in form and content
acceptable to the Authority and as may be required in the Program Guide, and
shall contain, inter alia, progress of the maintenance, administration and
redevelopment (if any) of an Unit.
b. Any and all other documents, information and showings requested by the
Authority or its counsel, in their sole discretion.
12. Record Retention. In addition to any obligation to retain financial and
accounting records under any applicable laws, Unit of Local Government and
NFP each covenant to retain all data, books, reports, documents, audit logs and
records, including electronic records, or copies thereof, related to its obligations
under the Program, including, but not limited to under the Program Guide, this
Letter and all other Loan Documents (collectively, the "Records"). Unless
otherwise directed by the Authority, each of the Unit of Local Government and
NFP shall retain their respective Records for a period beginning on the Initial
Closing Date and expiring five (5) years from the last Unit Closing Date, or for
such longer period as may be required under the EESA or other applicable law, or
pursuant to the Authority's request ("Retention Period"). Upon expiration of the
Retention Period, Unit of Local Government or NFP may dispose of its Records,
provided that. it has electronically submitted all Records to the Authority and
has received confirmation by the Authority of the receipt of said Records. Both
the Unit of Local Government and NFP agree that the disposal of the Records will
BRP CONDITIONAL COMMITMENT LETTER 9
be by a method that will permanently destroy the records, such as shredding.
13. Oversight; Internal Control Program; Compliance.
a. Both NFP and the Unit of Local Government agree to furnish the Authority,
such compliance audits, performance reports, annual audited financial
statements, and any and all other documents, information and showings
requested by the Authority or its counsel, in their sole discretion. Such audits,
reports and statements must be in form and content acceptable to the
Authority or as may be required in the Program Guide.
b. NFP and the Unit of Local Government each acknowledge that the Authority
may develop and implement practices to monitor compliance with the
Program requirements and/or monitor and detect fraud related to the Project
and the Program. NFP and the Unit of Local Government each covenant that it
will fully and promptly cooperate with any audit and inquiries into any
alleged, perceived or actual fraud and comply with any anti -fraud and legal
compliance procedures may require.
c. NFP and the Unit of Local Government each also acknowledge and agree that
the Authority may audit, inspect or monitor, or retain third parties to audit,
inspect or monitor, NFP's and the Unit of Local Government's compliance
with the terms, conditions and covenants of this Letter and in any of the Loan
Documents, the use of the loan Proceeds, the performance of NFP and the
Unit of Local Government of all obligations, duties and covenants set forth in
this Letter and in any of the Loan Documents, and such other requirements
and standards established by the Authority from time to time in its sole
discretion (collectively the "Performance Standards"). NFP and the Unit of
Local Government each covenant that it will fully and promptly cooperate
with any audit, inspection, inquiry or monitoring of the Performance
Standards, including, but not limited to granting the Authority and/or its
representatives and agents access to NFP's and the Unit of Local
Government's reports, audits, papers, books of account and any other records,
kept by or on behalf of NFP and/or the Unit of Local Government and their
representatives or agents, that are related to the Performance Standards, to any
specific Unit, or the uses for which each Loan has been utilized, including any
supporting or related documentation, invoices, contracts or other records; such
access shall include the right to make extracts or copies of them.
14. State Debt. By signing and accepting this Letter, each of Unit of Local
Government and NFP is hereby declaring and certifying that they and their
respective affiliates and related entities are not delinquent in the payment of any
debt to the State of Illinois (or if delinquent, has entered into a deferred payment
plan to pay the debt) and each of Unit of Local Government and NFP and their
respective affiliates and related entities acknowledge that the Authority may
declare this Letter null and void if this certification is false or if Unit of Local
BRP CONDITIONAL COMMITMENT LETTER 10
Government or NFP, their respective affiliates or related entities later becomes
delinquent and has not entered into a deferred payment plan to pay off the debt.
E. GENERAL PROVISIONS:
AssiLrnment. This Letter is not assignable by either Unit of Local Government or
NFP, in whole or in part, without the prior written approval of the Authority,
which may be withheld or conditioned in the Authority's sole discretion.
2. Termination. If the closing of a Loan does not take place on or before the
Outside Closing Date, this Letter shall, at the Authority's election, immediately
terminate and be of no further force and effect.
No Personal Liabilitv. No member, officer, agent or employee of the Authority
or their successors and assigns, shall be liable personally concerning any matters
arising out of or in relation to the undertakings or obligations set forth in this
Letter.
4. Indemnification of the Authoritv. Each of Unit of Local Government and NFP
agrees to defend and indemnify and hold harmless the Authority from and against
any and all damages, including, but not limited to, any past, present or future
claims, actions, causes of action, suits, demands, liens, debts, judgments, losses,
costs, liabilities and other expenses, including, but not limited to, reasonable
attorneys' fees, costs, disbursements, and other expenses, that the Authority may
incur or suffer by reason of or in connection with the Funds, any Loan, Unit,
Project, the Program, and this Letter, including without limitation the execution of
the Loan Documents and the provision of the Funds and of each Loan. Each of the
Unit of Local Government and NFP further agrees that the Authority, if it so
chooses, shall have the right to select its own counsel with respect to any such
claims. The obligations of Unit of Local Government and NFP under this
Paragraph EA shall survive the provision of the Funds.
5. Time for Acceptance. The terms and conditions of this Letter shall not become
effective unless Unit of Local Government and NFP accepts it by executing four
(4) copies of this Letter in the space provided below and returning all four (4)
executed copies and Exhibit C to Arieh Flemenbaum, c/o the Illinois Housing
Development Authority, 401 N. Michigan Ave., Suite 700, Chicago, Illinois
60611, within sufficient time so that we actually receive them within twelve (12)
days after the date of this Letter. If not received within twelve (12) days this
letter shall be void.
6. Publicity. Neither the Unit of Local Government nor NFP shall communicate
any public messages or advertisements related to the Program, the Project, the
Funds, the Loans, the Units, nor any of the obligations or terms of this Letter
including without limitation the execution of the Loan Documents and the
BRP CONDITIONAL COMMITMENT LETTER 11
provision of the Funds and of each Loan (collectively, the "Publicity") without
the prior written approval of the Authority. Both the Unit of Local Government
and NFP shall consult with the Authority to develop a communication and
outreach strategy to ensure that any public messages related to any Publicity is
consistent with the intent of the Program. Each of Unit of Local Government and
NFP shall notify the Authority at least ten (10) business days in advance and
provide a copy of any proposed press releases, Publicity or any other public
statements that refers to the Program, their participation therein, the results
thereof. The Authority shall have the right to object to or modify such press
release, statement or any other Publicity, in its sole discretion. This Section shall
survive the termination or expiration of this Agreement.
7. Survival of Obligations. Unit of Local Government's and NFP's obligations as
set forth in this Letter shall survive the Closing Date and Unit of Local
Government shall continue to cooperate with the Authority and furnish any
documents, exhibits or showings required. In the event of a conflict between this
Letter and the Tri-Party Agreement, the Authority shall determine which
document shall control.
8. Notices. Any notice, demand, request or other communication which any party
may desire or may be required to give to any other party under this Letter shall be
given in writing, at the addresses set forth below, by any of the following means:
(a) personal service; (b) overnight courier; or (c) registered or certified United
States mail, postage prepaid, return receipt requested.
If to Unit of Local Government:
City of Evanston
2100 Ridge Avenue
Evanston, Illinois 60201
Attention: Sarah Flax
With a copy to:
City of Evanston
2100 Ridge Avenue
Evanston, Illinois 60201
Attention: Corporation Counsel
If to NFP:
Community Partners for Affordable Housing
400 Central Street, # 111
Highland Park, Illinois 60035
Attention: Kim Ulbrich
BRP CONDITIONAL COMMITMENT LETTER 12
If to Authority:
Illinois Housing Development Authority
401 North Michigan Avenue, Suite 700
Chicago, Illinois 60611
Attention: Community Affairs
With a copy to:
Illinois Housing Development Authority
401 North Michigan Avenue, Suite 700
Chicago, Illinois 60611
Attention: Legal Department
Such addresses may be changed by notice to the other party given in the same
manner as provided in this Letter. Any notice, demand, request or other
communication sent pursuant to subsection (a) shall be served and effective upon
such personal service. Any notice, demand, request or other communication sent
pursuant to subsection (b) shall be served and effective one (1) business day after
deposit with the overnight courier. Any notice, demand, request or other
communication sent pursuant to subsection (c) shall be served and effective three
(3) business days after proper deposit with the United States Postal Service.
Liabilitv of the Authoritv. IN NO EVENT SHALL THE AUTHORITY, OR
ITS OFFICIALS, OFFICERS, MEMBERS, DIRECTORS, EMPLOYEES,
AGENTS, AFFILIATES, INDEPENDENT CONTRACTORS AND THEIR
RESPECTIVE SUCCESSORS AND ASSIGNS BE LIABLE TO THE UNIT OF
LOCAL GOVERNMENT OR NFP WITH RESPECT TO THE PROGRAM,
THE FUNDS, ANY LOAN, ANY UNIT OR WITH RESPECT TO THIS
LETTER, FOR ANY ACT OR OMISSION OCCURRING IN CONNECTION
WITH THE FOREGOING, FOR ANY DAMAGES OF ANY KIND,
INCLUDING, WITHOUT LIMITATION, CONSEQUENTIAL, INCIDENTAL,
SPECIAL OR PUNITIVE DAMAGES, DIRECT DAMAGES, INDIRECT
DAMAGES, LOST PROFITS, WHATEVER THE NATURE OF THE BREACH
BY THE AUTHORITY OF ITS OBLIGATIONS UNDER THIS LETTER OR IN
CONNECTION HEREWITH.
10. Funding,. The parties acknowledge that the Funds are to be funded with monies
provided by the Treasury, and that the Authority is under no obligation to
authorize such funds for any disbursement of Funds proceeds unless and until all
necessary preconditions to disbursement set forth in the Program Requirements,
this Letter and the Loan Documents shall have been satisfied to the Authority's
satisfaction, and that significant time delays might result from the funding of such
monies by the Treasury. Without limiting the generality of Paragraph E.9 above,
in no event shall the Authority be liable to the Unit of Local Government, NFP or
any other party for any damages whatsoever which might result in whole or in
part from a failure in funding or any delays in funding any proceeds of the Funds.
BRP CONDITIONAL COMMITMENT LETTER 13
11. Information and Communication. Unit of Local Government, NFP and all
parties signing this Letter for any purpose ("Parties"), hereby acknowledge,
consent and agree that the Authority and any individual or entity on behalf of the
Authority shall have the right at any time without any further consent or notice to
either Unit of Local Government or NFP, or any other party, to discuss or
communicate and disseminate any information concerning Unit of Local
Government or NFP or the Project with any third party, including, without
limitation, any general or limited partner, member, director or shareholder of NFP
or any entity or individual comprising any part of NFP's ownership structure, or
any party providing any funds to or on behalf of the Unit of Local Government,
NFP or the Project, any matter relating to the Funds, any Loan, any Unit, the
Project, the Program, Unit of Local Government or NFP, any other matter relating
thereto. The Parties hereby release and indemnify the Authority from any and all
liabilities arising from or relating to the disclosure of information by the Authority
as described herein or any communication the Authority, or anyone acting on
behalf of the Authority may have with any other person or entity relating to Unit
of Local Government or NFP, the Funds, any Loan, any Unit, the Program, or the
Project.
12. Errors and Omissions. The Authority reserves the right in its sole and absolute
discretion, to change or insert terms and conditions contained in this Letter which
are incorrect or which were omitted herein, based upon errors and omissions of
the Authority.
13. Counteruarts. This Letter may be executed in counterparts, and each counterpart
shall, for all purposes for which an original of this Letter must be produced or
exhibited, be the Letter, but all such counterparts shall constitute one and the
same instrument.
[REMAINDER OF PAGE IS LEFT INTENTIONALL Y BLANK]
BRP CONDITIONAL COMMITMENT LETTER 14
Very truly yours,
ILLINOIS HOUSING DEVELOPMENT AUTHORITY
IM
Audra Hamernik, Executive Director
Approved as to form:
IM
Maureen G. Ohle, General Counsel
Nandini Natarajan, Chief Financial Officer
Accepted by Unit of Local Government this
day of , 2016
UNIT OF LOCAL GOVERNMENT:
CITY OF EVANSTON,
an Illinois unit of local government
By:
Printed Name: _Mark Muenzer
Its: _Director of Community Development
Accepted by NFP this
day of , 2016
NFP:
COMMUNITY PARTNERS FOR AFFORDABLE HOUSING,
An Illinois not -for -profit corporation
By:
Printed Name: Kim Ulbrich
Its: Executive Director
EXHIBITS
EXHIBIT A: LIST OF UNITS APPROVED BY THE AUTHORITY
EXHIBIT B: PROGRAM GUIDE
EXHIBIT C: TAXPAYER IDENTIFICATION NUMBER CERTIFICATION
BRP CONDITIONAL COMMITMENT LETTER SIGNATURE PAGE
EXHIBIT A
LIST OF UNITS APPROVED BY THE AUTHORITY
(attached)
BRP CONDITIONAL COMMITMENT LETTER EXHIBIT
EXHIBIT B
PROGRAM GUIDE
(attached)
BRP CONDITIONAL COMMITMENT LETTER EXHIBIT
EXHIBIT C
TAXPAYER IDENTIFICATION NUMBER CERTIFICATION
I certify that:
1. The number shown on this form is my correct taxpayer identification number (or I am waiting for
a number to be issued to me), and
2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b)
I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup
withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me
that I am no longer subject to backup withholding, and
3. I am a U.S. person (including a U.S. resident alien).
Name (Printed): Communitv Partners For Affordable Housinp,
Taxpayer Identification Number:
Social Security Number
or
Employer Identification Number 06-1683983
Leval Status (check one):
Individual Governmental
Sole Proprietorship Nonresident alien
Partnership/Legal Corporation Estate or Trust
X Tax-exempt Pharmacy (non -corporate)
Corporation providing or billing medical Pharmacy/Funeral Home/
and/or health care services Cemetery (Corp.)
Corporation NOT providing or billing Limited Liability Company (select
medical and/or health care services applicable tax classification)
D = disregarded entity
C = corporation
P = partnership
Other:
March 22.2016
Signature Date
BRP CONDITIONAL COMMITMENT LETTER EXHIBIT